SF
Shaker Financial Services, LLC: 13F Stock Holdings & Portfolio (Q2 2026)
Shaker Financial Services, LLCCIK: 0001511794
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$319.2M
Reporting period: 2026-06-30 · Number of holdings: 148
Shaker Financial Services, LLC disclosed 148 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $319.2M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Personality snowflake
- Concentration
- 5.69
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 100
- Sizing Uniformity
- 89.45
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy GAB
Add RVT
+337.3% $8.9M
Trim CSQ
-73.3% -$7.1M
Trim ETG
-77.6% -$5.9M
New buy EOI
Add XSORX
+409.7% $5.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GAB | Gabelli Equity Trust | Stock-Other | 3.68% | +3.68% | NEW | |
| 2 | RVT | Royce Small-cap Trust Inc | Stock-Other | 3.50% | +2.70% | +337.33% | |
| 3 | USA | Liberty All Star Equity Fund | Stock-Other | 3.00% | +1.17% | +73.61% | |
| 4 | SPE | Special Opportunities Fund | Stock-Other | 2.81% | +1.03% | +78.74% | |
| 5 | JCE | Nuveen Core Equity Alpha | Stock-Other | 2.73% | -0.52% | -15.68% | |
| 6 | ASG | Liberty All-star Growth Fd | Stock-Other | 2.62% | -0.42% | -16.70% | |
| 7 | FFA | First Trust Enhan Eqty Inc | Stock-Other | 2.30% | -0.08% | -1.83% | |
| 8 | XSORX | Source Capital Inc | Stock-Other | 2.22% | +1.73% | +409.74% | |
| 9 | ETB | Eaton Vance T/m Buy-wrt Inc | Stock-Other | 2.13% | -0.23% | -6.57% | |
| 10 | EOI | Eaton Vance Enhanced Eq Incm | Stock-Other | 1.91% | +1.91% | NEW | |
| 11 | EEA | European Equity Fund Inc/the | Stock-Other | 1.72% | -0.03% | -1.48% | |
| 12 | STEW | Srh Total Return Fund Inc | Stock-Other | 1.67% | -0.04% | +4.27% | |
| 13 | EOS | Eaton Vance Enh Eqt Inc Ii | Stock-Other | 1.65% | -0.32% | -13.41% | |
| 14 | XSCDX | Lmp Capital And Income Fund | Stock-Other | 1.63% | +1.63% | NEW | |
| 15 | GAM | General American Investors | Stock-Other | 1.62% | +1.48% | +1115.79% | |
| 16 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 1.56% | -0.72% | -36.82% | |
| 17 | SABA | Saba Capital Income & Opp Ii | Stock-Other | 1.54% | -0.14% | +1.70% | |
| 18 | XGDVX | Gabelli Dividend & Income Tr | Stock-Other | 1.51% | +1.00% | +204.52% | |
| 19 | TWN | Taiwan Fund Inc/th/md-us Inc | Stock-Other | 1.34% | +0.31% | -0.84% | |
| 20 | RMT | Royce Micro-cap Trust Inc | Stock-Other | 1.32% | -0.24% | -27.38% | |
| 21 | GHY | Pgim Global High Yield Fund | Stock-Other | 1.27% | -0.17% | -5.36% | |
| 22 | DSL | Doubleline Income Solutions | Stock-Other | 1.23% | -0.22% | -7.37% | |
| 23 | HGLB | Highland Global Allocation | Stock-Other | 1.23% | +0.70% | +172.99% | |
| 24 | XEADX | Allspring Income Opport | Stock-Other | 1.22% | -0.07% | +4.98% | |
| 25 | BLW | Blackrock LTD Durat Inc Tr | Stock-Other | 1.18% | +0.69% | +167.33% | |
| 26 | BWG | Brandywineglobal Global Inco | Stock-Other | 1.18% | +0.12% | +19.64% | |
| 27 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.17% | +1.17% | NEW | |
| 28 | CHW | Calamos Global Dynamic Incom | Stock-Other | 1.15% | -0.02% | -11.07% | |
| 29 | HYI | Western Asset High Yield Opp | Stock-Other | 1.10% | +0.08% | +20.30% | |
| 30 | XPGPX | Pimco Glbl Stockspl & Inc | Stock-Other | 1.06% | +0.39% | +69.75% | |
| 31 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 1.05% | -2.61% | -73.28% | |
| 32 | PFN | Pimco Income Strategy Fd Ii | Stock-Other | 1.05% | +0.14% | +23.67% | |
| 33 | ERC | Allspring Multi-sector Inc | Stock-Other | 1.03% | -0.14% | -3.55% | |
| 34 | MMT | Aberdeen Multimarket Income | Stock-Other | 1.03% | +1.03% | NEW | |
| 35 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.01% | -0.06% | -8.90% | |
| 36 | MSD | Morgan Stanley Emrg Mkt Debt | Stock-Other | 1.00% | +0.24% | +40.99% | |
| 37 | EHI | Western Asset Global High In | Stock-Other | 0.99% | +0.18% | +34.11% | |
| 38 | DBL | Doubleline Opport Credit | Stock-Other | 0.95% | +0.87% | +1329.16% | |
| 39 | XAWFX | Alliancebernstein Gl Hi Inc | Stock-Other | 0.93% | +0.21% | +41.27% | |
| 40 | IAE | Voya Asia Pac Hi Dvd Eq Inc | Stock-Other | 0.89% | +0.25% | +23.28% | |
| 41 | ETO | Eaton Vance T/a Glbl Dvd Opp | Stock-Other | 0.89% | -0.51% | -39.00% | |
| 42 | BGH | Barings Glbl Shrt Dur Hi Yld | Stock-Other | 0.84% | -0.22% | -14.69% | |
| 43 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.82% | +0.40% | +87.86% | |
| 44 | RGT | Royce Global Trust Inc | Stock-Other | 0.81% | -0.10% | -6.90% | |
| 45 | ETW | Eaton Vance T/m Glbl Buy-wr | Stock-Other | 0.78% | +0.18% | +31.44% | |
| 46 | CGO | Calamos Global Total Return | Stock-Other | 0.76% | -0.08% | -18.34% | |
| 47 | CPZ | Calamos Lng/shrt Eqty & Dyn | Stock-Other | 0.75% | +0.16% | +48.46% | |
| 48 | MCN | Xai Madison Equity Premium I | Stock-Other | 0.74% | -0.44% | -25.81% | |
| 49 | PFL | Pimco Income Strategy Fund | Stock-Other | 0.74% | +0.62% | +582.57% | |
| 50 | HIO | Western Asset Hi Inc Opport | Stock-Other | 0.73% | +0.08% | +25.25% |
1–50 of 148
Portfolio Performance
Performance for Q3 2026
+1.3%
Performance Last 4 Quarters
+13.1%
- Stdev
- +10.6%
- Beta
- +0.76
- Alpha
- -1.5%
- Max Drawdown
- -5.6%
- Annualized Perf
- +13.9%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +2.45
- Stutzer
- +0.38
- Treynor
- +0.18
- Sterling
- +0.94
- Calmar
- +2.49
- Information Ratio
- -1.24
- Tracking Error
- +5.2%
- Stdev Down
- +5.5%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +25.7%
- Worst 12 Months
- +6.5%
- Efficiency Ratio
- +0.51
- Sharpe
- +1.28
- Stdev Sectors
- —
- Skewness
- +0.08
- Kurtosis
- +0.35
- Upside Potential
- +4.06
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 148 | $319.2M | 0 | ||
| 2026 Q1 | 145 | $286.9M | 54 | ||
| 2025 Q4 | 165 | $315.5M | 46 | ||
| 2025 Q3 | 149 | $291.6M | 60 | ||
| 2025 Q2 | 147 | $275.8M | 0 | ||
| 2025 Q1 | 153 | $256.9M | 100 | ||
| 2024 Q4 | 176 | $261.0M | 0 | ||
| 2024 Q3 | 157 | $265.3M | 0 | ||
| 2024 Q2 | 157 | $247.3M | 0 | ||
| 2024 Q1 | 157 | $258.4M | 0 | ||
| 2023 Q4 | 152 | $243.6M | 0 | ||
| 2023 Q3 | 155 | $214.6M | 0 | ||
| 2023 Q2 | 159 | $228.9M | 0 | ||
| 2023 Q1 | 152 | $228.8M | 0 | ||
| 2022 Q4 | 147 | $213.7M | 0 | ||
| 2022 Q3 | 154 | $202.5M | 0 | ||
| 2022 Q2 | 132 | $205.6M | 0 | ||
| 2022 Q1 | 147 | $265.5M | 0 | ||
| 2021 Q4 | 161 | $283.2M | 0 | ||
| 2021 Q3 | 140 | $249.9M | 0 | ||
| 2021 Q2 | 157 | $269.8M | 100 | ||
| 2021 Q1 | 163 | $251.1M | 69 | ||
| 2020 Q4 | 165 | $239.8M | 67 | ||
| 2020 Q3 | 154 | $187.1M | 72 | ||
| 2020 Q2 | 151 | $181.1M | 66 | ||
| 2020 Q1 | 157 | $148.0M | 99 | ||
| 2019 Q4 | 146 | $217.6M | 68 | ||
| 2019 Q3 | 133 | $196.1M | 48 | ||
| 2019 Q2 | 120 | $192.3M | 67 | ||
| 2019 Q1 | 118 | $197.4M | 55 | ||
| 2018 Q4 | 122 | $177.1M | 100 | ||
| 2018 Q3 | 122 | $208.5M | 57 | ||
| 2018 Q2 | 106 | $202.9M | 71 | ||
| 2018 Q1 | 108 | $207.0M | 66 | ||
| 2017 Q4 | 119 | $211.5M | 74 | ||
| 2017 Q3 | 98 | $188.8M | 71 | ||
| 2017 Q2 | 103 | $177.8M | 65 | ||
| 2017 Q1 | 109 | $176.2M | 78 | ||
| 2016 Q4 | 109 | $168.9M | 92 | ||
| 2016 Q3 | 112 | $152.5M | 78 | ||
| 2016 Q2 | 110 | $144.0M | 74 | ||
| 2016 Q1 | 90 | $137.6M | 71 | ||
| 2015 Q4 | 97 | $144.1M | 72 | ||
| 2015 Q3 | 96 | $133.4M | 74 | ||
| 2015 Q2 | 114 | $160.4M | 71 | ||
| 2015 Q1 | 124 | $160.9M | 72 | ||
| 2014 Q4 | 136 | $156.3M | 87 | ||
| 2014 Q3 | 132 | $154.5M | 63 | ||
| 2014 Q2 | 153 | $164.5M | 72 | ||
| 2014 Q1 | 135 | $152.3M | 62 | ||
| 2013 Q4 | 155 | $143.7M | 79 | ||
| 2013 Q3 | 159 | $134.8M | 67 | ||
| 2013 Q2 | 151 | $135.9M | — |
Holding changes this quarter
Shaker Financial Services, LLC's most significant position changes for 2026-06-30: New buy: Gabelli Equity Trust (GAB); New buy: Eaton Vance Enhanced Eq Incm (EOI); New buy: Lmp Capital And Income Fund (XSCDX); Sold out: Abrdn Total Dynamic Dividend (XAODX); New buy: Vanguard Ftse Developed ETF (VEA).
1–50 of 170
Filing History
FAQ
What is Shaker Financial Services, LLC and what type of investor is it?
Shaker Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $319.2M, spread across 148 disclosed positions.
What are Shaker Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, Shaker Financial Services, LLC's top holdings by market value are:
1. Gabelli Equity Trust (GAB) — $11.7M (3.7%)
2. Royce Small-cap Trust Inc (RVT) — $11.2M (3.5%)
3. Liberty All Star Equity Fund (USA) — $9.6M (3.0%)
4. Special Opportunities Fund (SPE) — $9.0M (2.8%)
5. Nuveen Core Equity Alpha (JCE) — $8.7M (2.7%)
What changes did Shaker Financial Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, Shaker Financial Services, LLC made 169 notable position adjustments: 25 new positions were initiated, 52 existing holdings were added to, 70 positions were partially reduced, and 22 were completely exited. The largest of these moves: New buy: Gabelli Equity Trust (GAB); New buy: Eaton Vance Enhanced Eq Incm (EOI); New buy: Lmp Capital And Income Fund (XSCDX); Sold out: Abrdn Total Dynamic Dividend (XAODX); New buy: Vanguard Ftse Developed ETF (VEA)
What sectors does Shaker Financial Services, LLC focus on?
Sector breakdown data is not yet available for Shaker Financial Services, LLC. Check back after the next 13F processing cycle.
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Shaker Financial Services, LLC returned an annualized 13.9% over the trailing 36 months — underperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.76 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its XSORX position over the past two quarters (+$6.2M, now $7.1M), while trimming RMT over the same stretch (-$4.4M, still holding $4.2M).
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Developer Access
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