Shaker Financial Services, LLC 13F Portfolio & Position Changes

CIK: 0001511794

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$286.9M

Reporting period: 2026-03-31 · Number of holdings: 145

Shaker Financial Services, LLC disclosed 145 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $286.9M and a quarterly turnover rate of 53.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "S"

Personality snowflake

Concentration: 5.39
Portfolio Stability: 53.7
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 100
Sizing Uniformity: 90.21

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add ETG
+420.4%　$6.2M
Add CSQ
+88.0%　$4.2M
Trim CET
-76.7%　-$4.2M
Trim RMT
-52.2%　-$4.2M
Add XAODX
+379.3%　$3.2M
Add STEW
+163.7%　$2.9M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	3.66%	+1.66%	+87.98%
2	JCE	Nuveen Core Equity Alpha	Stock-Other	3.25%	—	+9.80%
3	ASG	Liberty All-star Growth Fd	Stock-Other	3.04%	—	+18.49%
4	ETG	Eaton Vance T/a Gl Dvd Incm	Stock-Other	2.79%	+2.23%	+420.39%
5	FFA	First Trust Enhan Eqty INC	Stock-Other	2.38%	—	+16.85%
6	ETB	Eaton Vance T/m Buy-wrt INC	Stock-Other	2.36%	—	-5.22%
7	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	2.28%	+2.28%	NEW
8	EOS	Eaton Vance Enh Eqt INC Ii	Stock-Other	1.97%	+0.60%	+49.02%
9	USA	Liberty All Star Equity Fund	Stock-Other	1.83%	-0.37%	-12.67%
10	SPE	Special Opportunities Fund	Stock-Other	1.78%	+0.53%	+48.47%
11	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.77%	+0.75%	+76.18%
12	EEA	European Equity Fund Inc/the	Stock-Other	1.75%	—	+1.23%
13	STEW	Srh Total Return Fund INC	Stock-Other	1.71%	+1.07%	+163.71%
14	SABA	Saba Capital Income & Opp Ii	Stock-Other	1.68%	+0.53%	+32.17%
15	RMT	Royce Micro-cap Trust INC	Stock-Other	1.56%	-1.18%	-52.23%
16	DSL	Doubleline Income Solutions	Stock-Other	1.45%	—	-2.84%
17	GHY	Pgim Global High Yield Fund	Stock-Other	1.44%	+0.57%	+60.24%
18	XAODX	Abrdn Total Dynamic Dividend	Stock-Other	1.44%	+1.15%	+379.34%
19	ARDC	Ares Dynamic Credit All	Stock-Other	1.40%	—	+35.48%
20	ETO	Eaton Vance T/a Glbl Dvd Opp	Stock-Other	1.40%	—	+32.51%
21	STK	Columbia Slgmn Prem Tech Gr	Stock-Other	1.33%	—	+24.78%
22	XEADX	Allspring Income Opport	Stock-Other	1.29%	—	-3.28%
23	KIO	Kkr Income Opportunities	Stock-Other	1.21%	—	+2.44%
24	MCN	Xai Madison Equity Premium I	Stock-Other	1.18%	—	-16.14%
25	CHW	Calamos Global Dynamic Incom	Stock-Other	1.17%	-0.45%	-32.29%
26	ERC	Allspring Multi-sector INC	Stock-Other	1.17%	—	+5.81%
27	XMCRX	Mfs Charter Income Trust	Stock-Other	1.13%	—	+33.13%
28	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.07%	-0.62%	-39.48%
29	BGH	Barings Glbl Shrt Dur Hi Yld	Stock-Other	1.06%	+0.90%	+554.82%
30	BWG	Brandywineglobal Global Inco	Stock-Other	1.06%	—	+28.45%
31	TY	Tri-continental CORP	Stock-Other	1.03%	—	+32.96%
32	TWN	Taiwan Fund Inc/th/md-us INC	Stock-Other	1.03%	—	+14.36%
33	HYI	Western Asset High Yield Opp	Stock-Other	1.02%	—	+18.32%
34	PTA	Cohen & Steers Tax-advantage	Stock-Other	0.95%	—	-0.88%
35	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.95%	—	+21.05%
36	DLY	Doubleline Yield Opport	Stock-Other	0.94%	—	+4.76%
37	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.93%	—	-7.30%
38	RGT	Royce Global Trust INC	Stock-Other	0.91%	—	+1.53%
39	PFN	Pimco Income Strategy Fd Ii	Stock-Other	0.91%	+0.66%	+255.04%
40	JGH	Nuveen Global High Income	Stock-Other	0.90%	—	-9.89%
41	CGO	Calamos Global Total Return	Stock-Other	0.84%	—	+18.43%
42	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.84%	—	+25.62%
43	AIO	Virtus Artific Intel & Tech	Stock-Other	0.83%	+0.61%	+261.79%
44	EHI	Western Asset Global High In	Stock-Other	0.81%	—	-7.14%
45	RVT	Royce Small-cap Trust INC	Stock-Other	0.80%	—	-23.62%
46	MSD	Morgan Stanley Emrg Mkt Debt	Stock-Other	0.76%	—	+68.32%
47	NPCT	Nuveen Core Plus Impact	Stock-Other	0.72%	—	-29.64%
48	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.72%	—	-5.16%
49	WDI	Western Asset Divers INC	Stock-Other	0.71%	—	+13.70%
50	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	0.70%	-0.46%	-40.25%

1–50 of 145

Portfolio Performance

Performance for Q3 2026

+1%

Performance Last 4 Quarters

+12.6%

Based on 76% of reported portfolio value with available pricing

Stdev: +10.8%
Beta: +0.76
Alpha: -2.2%
Max Drawdown: -7.7%
Annualized Perf: +11.9%
Batting Avg vs S&P: +38.9%
Sortino: +2.11
Stutzer: +0.33
Treynor: +0.16
Sterling: +0.75
Calmar: +1.54
Information Ratio: -1.28
Tracking Error: +5.2%
Stdev Down: +5.6%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +25.7%
Worst 12 Months: +5.7%
Efficiency Ratio: +0.43
Sharpe: +1.1
Stdev Sectors: —
Skewness: +0.25
Kurtosis: +0.32
Upside Potential: +3.82

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	145	$286.9M	54	1CSQ 2JCE 3ASG Top holdings2026-03-31 1.CSQ 2.JCE 3.ASG 4.ETG 5.FFA 6.ETB 7.XSSPX 8.EOS 9.USA 10.SPE
2025-12-31	165	$315.5M	46	1JCE 2RMT 3ASG Top holdings2025-12-31 1.JCE 2.RMT 3.ASG 4.ETB 5.USA 6.FFA 7.CSQ 8.QQQX 9.EEA 10.CET
2025-09-30	149	$291.6M	60	1CSQ 2RMT 3JCE Top holdings2025-09-30 1.CSQ 2.RMT 3.JCE 4.USA 5.ETB 6.ASG 7.CET 8.CHW 9.SPE 10.ADX
2025-06-30	147	$275.8M	0	1CET 2RMT 3RVT Top holdings2025-06-30 1.CET 2.RMT 3.RVT 4.JCE 5.ETB 6.ASG 7.CSQ 8.XDIAX 9.GAM 10.CHW
2025-03-31	153	$256.9M	100	1CET 2GAM 3RMT Top holdings2025-03-31 1.CET 2.GAM 3.RMT 4.ETB 5.ASG 6.XEVTX 7.CSQ 8.QQQX 9.JCE 10.STEW
2024-12-31	176	$261.0M	0	1STEW 2CET 3RMT Top holdings2024-12-31 1.STEW 2.CET 3.RMT 4.ASG 5.CSQ 6.SPY 7.TY 8.CHW 9.QQQX 10.HGLB
2024-09-30	157	$265.3M	0	1STEW 2FUND 3QQQX Top holdings2024-09-30 1.STEW 2.FUND 3.QQQX 4.ASG 5.CII 6.CET 7.CHW 8.RMT 9.CSQ 10.TY
2024-06-30	157	$247.3M	0	1STEW 2FUND 3ASG Top holdings2024-06-30 1.STEW 2.FUND 3.ASG 4.QQQX 5.XBXMX 6.GAM 7.RMT 8.USA 9.ETV 10.ETG
2024-03-31	157	$258.4M	0	1STEW 2FUND 3ASG Top holdings2024-03-31 1.STEW 2.FUND 3.ASG 4.XBXMX 5.CET 6.CII 7.XEVTX 8.QQQX 9.ETG 10.ERC
2023-12-31	152	$243.6M	0	1STEW 2CET 3ETG Top holdings2023-12-31 1.STEW 2.CET 3.ETG 4.FUND 5.ASG 6.XBXMX 7.USA 8.XEVVX 9.XEVTX 10.PDO
2023-09-30	155	$214.6M	0	1ETG 2STEW 3CET Top holdings2023-09-30 1.ETG 2.STEW 3.CET 4.BDJ 5.XGDVX 6.FUND 7.GAM 8.RVT 9.XBXMX 10.ASG
2023-06-30	159	$228.9M	0	1STEW 2XGDVX 3CET Top holdings2023-06-30 1.STEW 2.XGDVX 3.CET 4.ETG 5.XDIAX 6.BDJ 7.GAM 8.RVT 9.FUND 10.SOR
2023-03-31	152	$228.8M	0	1STEW 2XGDVX 3RVT Top holdings2023-03-31 1.STEW 2.XGDVX 3.RVT 4.SOR 5.CET 6.FFA 7.ETG 8.ETW 9.DSU 10.GAM
2022-12-31	147	$213.7M	0	1FFA 2XGDVX 3RVT Top holdings2022-12-31 1.FFA 2.XGDVX 3.RVT 4.ADX 5.STEW 6.CET 7.FUND 8.GAM 9.NFJ 10.ETW
2022-09-30	154	$202.5M	0	1XGDVX 2FFA 3NFJ Top holdings2022-09-30 1.XGDVX 2.FFA 3.NFJ 4.ADX 5.SPY 6.CET 7.RMT 8.SOR 9.FUND 10.STEW
2022-06-30	132	$205.6M	0	1XGDVX 2NFJ 3ADX Top holdings2022-06-30 1.XGDVX 2.NFJ 3.ADX 4.TY 5.CSQ 6.GAM 7.ETG 8.CII 9.RMT 10.XDIAX
2022-03-31	147	$265.5M	0	1XGDVX 2TY 3GAM Top holdings2022-03-31 1.XGDVX 2.TY 3.GAM 4.XDIAX 5.SPY 6.SOR 7.NFJ 8.BDJ 9.RMT 10.ADX
2021-12-31	161	$283.2M	0	1SPY 2XGDVX 3NFJ Top holdings2021-12-31 1.SPY 2.XGDVX 3.NFJ 4.XDIAX 5.SOR 6.APO 7.DSL 8.CII 9.XBXMX 10.GAM
2021-09-30	140	$249.9M	0	1STEW 2TY 3GAM Top holdings2021-09-30 1.STEW 2.TY 3.GAM 4.CET 5.NFJ 6.XGDVX 7.SOR 8.RMT 9.ADX 10.RVT
2021-06-30	157	$269.8M	100	1GAM 2TY 3CET Top holdings2021-06-30 1.GAM 2.TY 3.CET 4.ADX 5.SOR 6.STEW 7.EOS 8.GF 9.XDIAX 10.RMT
2021-03-31	163	$251.1M	69	1SPY 2CET 3FFA Top holdings2021-03-31 1.SPY 2.CET 3.FFA 4.SPE 5.NFJ 6.GOF 7.NZF 8.GF 9.XDIAX 10.SOR
2020-12-31	165	$239.8M	67	1XGDVX 2CET 3FUND Top holdings2020-12-31 1.XGDVX 2.CET 3.FUND 4.JCE 5.NZF 6.GF 7.STEW 8.FFA 9.XDIAX 10.DSL
2020-09-30	154	$187.1M	72	1SPY 2XDIAX 3XGDVX Top holdings2020-09-30 1.SPY 2.XDIAX 3.XGDVX 4.NZF 5.CPZ 6.TY 7.CET 8.FUND 9.GF 10.JCE
2020-06-30	151	$181.1M	66	1TY 2XDIAX 3XBXMX Top holdings2020-06-30 1.TY 2.XDIAX 3.XBXMX 4.NZF 5.ETG 6.JCE 7.XSSPX 8.SOR 9.STEW 10.67090H
2020-03-31	157	$148.0M	99	1TY 2JCE 3ETG Top holdings2020-03-31 1.TY 2.JCE 3.ETG 4.67090H 5.XBXMX 6.XDIAX 7.ETW 8.ERC 9.NZF 10.QQQX
2019-12-31	146	$217.6M	68	1SPY267090H3CII Top holdings2019-12-31 1.SPY 2.67090H 3.CII 4.DIA 5.CET 6.FUND 7.JCE 8.SOR 9.NZF 10.STEW
2019-09-30	133	$196.1M	48	167090H2CII 3NZF Top holdings2019-09-30 1.67090H 2.CII 3.NZF 4.XGDVX 5.CET 6.STEW 7.SOR 8.JCE 9.SPE 10.RVT
2019-06-30	120	$192.3M	67	1JCE267090H3CET Top holdings2019-06-30 1.JCE 2.67090H 3.CET 4.NZF 5.SPE 6.CII 7.ETG 8.RVT 9.SOR 10.XGDVX
2019-03-31	118	$197.4M	55	1CET 2XGDVX 3ETG Top holdings2019-03-31 1.CET 2.XGDVX 3.ETG 4.JCE 5.67090H 6.XEVTX 7.BDJ 8.SPE 9.USA 10.NZF
2018-12-31	122	$177.1M	100	1XGDVX 2CET367090H Top holdings2018-12-31 1.XGDVX 2.CET 3.67090H 4.NZF 5.SPE 6.XEVTX 7.USA 8.BDJ 9.KIO 10.JCE
2018-09-30	122	$208.5M	57	1SOR 2STEW 3TY Top holdings2018-09-30 1.SOR 2.STEW 3.TY 4.CET 5.GAM 6.SPE 7.FUND 8.XGDVX 9.XAGDX 10.XEVVX
2018-06-30	106	$202.9M	71	1GAM 2TY 3SOR Top holdings2018-06-30 1.GAM 2.TY 3.SOR 4.STEW 5.CET 6.ADX 7.SPE 8.RMT 9.XEVVX 10.NFJ
2018-03-31	108	$207.0M	66	1CET267090H3ADX Top holdings2018-03-31 1.CET 2.67090H 3.ADX 4.SOR 5.GAM 6.SPE 7.RMT 8.TY 9.XHNWX 10.XEVVX
2017-12-31	119	$211.5M	74	1XGDVX 2CET 3CSQ Top holdings2017-12-31 1.XGDVX 2.CET 3.CSQ 4.245915 5.SOR 6.NFJ 7.RMT 8.SPE 9.67090H 10.GAM
2017-09-30	98	$188.8M	71	1CET 2XGDVX 3GAM Top holdings2017-09-30 1.CET 2.XGDVX 3.GAM 4.SPE 5.SOR 6.245915 7.XDIAX 8.RMT 9.PRU 10.STEW
2017-06-30	103	$177.8M	65	1JCE 2CET 3GOF Top holdings2017-06-30 1.JCE 2.CET 3.GOF 4.GAM 5.USA 6.ADX 7.SOR 8.PRU 9.XGDVX 10.SPE
2017-03-31	109	$176.2M	78	1JCE 2CET 3ADX Top holdings2017-03-31 1.JCE 2.CET 3.ADX 4.ASG 5.GAM 6.USA 7.NZF 8.SOR 9.PRU 10.BGB
2016-12-31	109	$168.9M	92	1CET 2ADX 3JCE Top holdings2016-12-31 1.CET 2.ADX 3.JCE 4.40167M 5.ASG 6.ARDC 7.USA 8.BGB 9.NZF 10.XBXMX
2016-09-30	112	$152.5M	78	1ADX 2XGDVX 3CET Top holdings2016-09-30 1.ADX 2.XGDVX 3.CET 4.GAM 5.ASG 6.STEW 7.EOI 8.CSQ 9.92829A 10.VGI
2016-06-30	110	$144.0M	74	1ADX 2STEW 3USA Top holdings2016-06-30 1.ADX 2.STEW 3.USA 4.GAM 5.95766G 6.ASG 7.XETYX 8.CET 9.VGI 10.40167M
2016-03-31	90	$137.6M	71	1ADX 2STEW367090H Top holdings2016-03-31 1.ADX 2.STEW 3.67090H 4.USA 5.VGI 6.NZF 7.PFL 8.05358E 9.PFN 10.95766G
2015-12-31	97	$144.1M	72	1PFL267090H3VGI Top holdings2015-12-31 1.PFL 2.67090H 3.VGI 4.XHNWX 5.05617T 6.NZF 7.XEXGX 8.TY 9.ADX 10.95766G
2015-09-30	96	$133.4M	74	1XHNWX 2PFL 3XGDVX Top holdings2015-09-30 1.XHNWX 2.PFL 3.XGDVX 4.CSQ 5.USA 6.67090H 7.GAM 8.FUND 9.EHI 10.TY
2015-06-30	114	$160.4M	71	133731L2JCE367090H Top holdings2015-06-30 1.33731L 2.JCE 3.67090H 4.PFL 5.FUND 6.SPE 7.XGDVX 8.EHI 9.XHNWX 10.246060
2015-03-31	124	$160.9M	72	1ASG 2STEW 3USA Top holdings2015-03-31 1.ASG 2.STEW 3.USA 4.SPE 5.FUND 6.67090H 7.XGDVX 8.ETJ 9.XHNWX 10.GAB
2014-12-31	136	$156.3M	87	1ASG267090H3ETG Top holdings2014-12-31 1.ASG 2.67090H 3.ETG 4.24823A 5.DSL 6.USA 7.TY 8.CSQ 9.989834 10.XEVVX
2014-09-30	132	$154.5M	63	1USA224823A3TY Top holdings2014-09-30 1.USA 2.24823A 3.TY 4.BLW 5.JCE 6.ASG 7.GLO 8.GAM 9.05358E 10.XBOEX
2014-06-30	153	$164.5M	72	1USA 2TY 3GLO Top holdings2014-06-30 1.USA 2.TY 3.GLO 4.24823A 5.GAM 6.RFI 7.XEVTX 8.ETG 9.XGDVX 10.246060
2014-03-31	135	$152.3M	62	1USA 2NZF 3TY Top holdings2014-03-31 1.USA 2.NZF 3.TY 4.24823A 5.BLW 6.19248G 7.245915 8.40167M 9.XEVTX 10.ETG
2013-12-31	155	$143.7M	79	1NZF 2XEVTX324823A Top holdings2013-12-31 1.NZF 2.XEVTX 3.24823A 4.CSQ 5.40167M 6.USA 7.989834 8.JCE 9.245915 10.BLW
2013-09-30	159	$134.8M	67	140167M219248G3CSQ Top holdings2013-09-30 1.40167M 2.19248G 3.CSQ 4.XEVTX 5.989834 6.24823A 7.746779 8.67071S 9.ASG 10.HTD
2013-06-30	151	$135.9M	—	140167M2USA333731L Top holdings2013-06-30 1.40167M 2.USA 3.33731L 4.989834 5.19248G 6.CET 7.SGOL 8.PDI 9.24823A 10.746779

Holding changes this quarter

Shaker Financial Services, LLC's most significant position changes for 2026-03-31: New buy: Nuveen S&p 500 Dynam Overwr (XSSPX); Sold out: Nuveen Nasdaq 100 Dyn Overwr (QQQX); Sold out: Adams Diversified Equity (ADX); Sold out: Nuveen Dow 30 Dynamic Overwr (XDIAX); Sold out: John Hancock Tax Adv Dvd INC (HTD).

Position changes disclosed by Shaker Financial Services, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ETG	Eaton Vance T/a Gl Dvd Incm	+2.2%	+420.39%	Add
2	CSQ	Calamos Strat Ttl Rtrn Fnd	+1.7%	+87.98%	Add
3	XAODX	Abrdn Total Dynamic Dividend	+1.2%	+379.34%	Add
4	STEW	Srh Total Return Fund INC	+1.1%	+163.71%	Add
5	BGH	Barings Glbl Shrt Dur Hi Yld	+0.9%	+554.82%	Add
6	XETYX	Eaton Vance Tax-mgd Div Eqty	+0.8%	+76.18%	Add
7	PFN	Pimco Income Strategy Fd Ii	+0.7%	+255.04%	Add
8	AIO	Virtus Artific Intel & Tech	+0.6%	+261.79%	Add
9	EOS	Eaton Vance Enh Eqt INC Ii	+0.6%	+49.02%	Add
10	GHY	Pgim Global High Yield Fund	+0.6%	+60.24%	Add
11	SABA	Saba Capital Income & Opp Ii	+0.5%	+32.17%	Add
12	SPE	Special Opportunities Fund	+0.5%	+48.47%	Add
13	HGLB	Highland Global Allocation	+0.4%	+410.81%	Add
14	SWZ	Total Return Securities Fund	+0.4%	+136.71%	Add
15	HEQ	John Hancock Divers INC Fund	-0.3%	-78.97%	Trim
16	USA	Liberty All Star Equity Fund	-0.4%	-12.67%	Trim
17	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	-0.4%	-68.16%	Trim
18	FINS	Angel Oak Financ Strat INC	-0.4%	-88.64%	Trim
19	GAM	General American Investors	-0.4%	-77.09%	Trim
20	CHW	Calamos Global Dynamic Incom	-0.5%	-32.29%	Trim
21	ACP	Abrdn Income Credit Strat	-0.5%	-45.07%	Trim
22	NMAI	Nuveen Multi-asset Income	-0.5%	-72.11%	Trim
23	ETJ	Eaton Vance Rsk-mgd Divers	-0.5%	-40.25%	Trim
24	RA	Brookfield Real Assets Incom	-0.5%	-78.50%	Trim
25	FTHY	First Trust Hi Yld Opp 2027	-0.6%	-89.94%	Trim
26	FUND	Sprott Focus Trust INC	-0.6%	-56.39%	Trim
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	-39.48%	Trim
28	SDHY	Pgim Shrt Durat Hi Yld	-0.6%	-73.07%	Trim
29	XEVTX	Eaton Vance Tax-adv Dvd INC	-0.8%	-63.62%	Trim
30	ETV	Eaton Vance T/m Buy-writ Opp	-0.9%	-90.47%	Trim
31	RMT	Royce Micro-cap Trust INC	-1.2%	-52.23%	Trim
32	CET	Central Securities CORP	-1.3%	-76.68%	Trim
33	XSSPX	Nuveen S&p 500 Dynam Overwr	—	NEW	New buy
34	QQQX	Nuveen Nasdaq 100 Dyn Overwr	—	EXIT	Sold out
35	ADX	Adams Diversified Equity	—	EXIT	Sold out
36	XDIAX	Nuveen Dow 30 Dynamic Overwr	—	EXIT	Sold out
37	HTD	John Hancock Tax Adv Dvd INC	—	EXIT	Sold out
38	XBXMX	Nuveen S&p 500 Buy-wr INC	—	EXIT	Sold out
39	XEMDX	Western Asset Emrg Mrkt Dbt	—	EXIT	Sold out
40	UTF	Cohen & Steers Infrastructur	—	NEW	New buy
41	PDO	Pimco Dynamic Income Opport	—	NEW	New buy
42	BGB	Blackstone Strategic Credit	—	EXIT	Sold out
43	FAX	Abrdn Asia-pacific Income	—	EXIT	Sold out
44	BLW	Blackrock LTD Durat INC Tr	—	NEW	New buy
45	BRW	Saba Capital Income & Opport	—	EXIT	Sold out
46	XSCDX	Lmp Capital And Income Fund	—	EXIT	Sold out
47	VOO	Vanguard S&p 500 ETF	—	NEW	New buy
48	DFP	Flaherty & Crumrine Dyn Pref	—	EXIT	Sold out
49	EMF	Templeton Emerging Markets	—	EXIT	Sold out
50	PHK	Pimco High Income Fund	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-12	13F-HR	View on EDGAR
2025-12-31	2026-01-26	13F-HR	View on EDGAR
2025-09-30	2025-10-22	13F-HR	View on EDGAR
2025-06-30	2025-08-05	13F-HR	View on EDGAR
2025-03-31	2025-05-09	13F-HR	View on EDGAR
2024-12-31	2025-02-13	13F-HR	View on EDGAR
2024-09-30	2024-10-31	13F-HR	View on EDGAR
2024-06-30	2024-08-02	13F-HR	View on EDGAR
2024-03-31	2024-05-13	13F-HR	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR
2023-09-30	2023-11-02	13F-HR	View on EDGAR
2023-06-30	2023-08-07	13F-HR	View on EDGAR
2023-03-31	2023-05-08	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-11-09	13F-HR	View on EDGAR
2022-06-30	2022-08-01	13F-HR	View on EDGAR
2022-03-31	2022-05-06	13F-HR	View on EDGAR
2021-12-31	2022-02-07	13F-HR	View on EDGAR
2021-09-30	2021-11-02	13F-HR	View on EDGAR
2021-06-30	2021-08-04	13F-HR	View on EDGAR
2021-03-31	2021-05-14	13F-HR	View on EDGAR
2020-12-31	2021-02-03	13F-HR	View on EDGAR
2020-09-30	2020-11-09	13F-HR	View on EDGAR
2020-06-30	2020-08-06	13F-HR	View on EDGAR
2020-03-31	2020-05-01	13F-HR	View on EDGAR
2019-12-31	2020-02-04	13F-HR	View on EDGAR
2019-09-30	2019-10-30	13F-HR	View on EDGAR
2019-06-30	2019-08-08	13F-HR	View on EDGAR
2019-03-31	2019-05-06	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR
2018-09-30	2018-11-09	13F-HR	View on EDGAR
2018-06-30	2018-08-06	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-06	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-02	13F-HR	View on EDGAR
2017-03-31	2017-05-18	Amendment	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-08	13F-HR	View on EDGAR
2016-09-30	2016-11-02	13F-HR	View on EDGAR
2016-06-30	2016-08-01	13F-HR	View on EDGAR
2016-03-31	2016-05-09	13F-HR	View on EDGAR
2015-12-31	2016-02-03	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-07-29	13F-HR	View on EDGAR
2015-03-31	2015-05-06	13F-HR	View on EDGAR
2014-12-31	2015-02-10	13F-HR	View on EDGAR
2014-09-30	2014-11-10	13F-HR	View on EDGAR
2014-06-30	2014-08-04	13F-HR	View on EDGAR
2014-03-31	2014-05-07	13F-HR	View on EDGAR
2013-12-31	2014-02-06	13F-HR	View on EDGAR
2013-09-30	2013-11-01	13F-HR	View on EDGAR
2013-06-30	2013-08-09	13F-HR	View on EDGAR

FAQ

What is Shaker Financial Services, LLC and what type of investor is it?

Shaker Financial Services, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $286.9M, spread across 145 disclosed positions.

What are Shaker Financial Services, LLC's largest equity positions?

Based on the latest 13F filing, Shaker Financial Services, LLC's top holdings by market value are: 1. Calamos Strat Ttl Rtrn Fnd (CSQ) — $10.5M (3.7%) 2. Nuveen Core Equity Alpha (JCE) — $9.3M (3.3%) 3. Liberty All-star Growth Fd (ASG) — $8.7M (3.0%) 4. Eaton Vance T/a Gl Dvd Incm (ETG) — $8.0M (2.8%) 5. First Trust Enhan Eqty INC (FFA) — $6.8M (2.4%)

What changes did Shaker Financial Services, LLC make in its most recent portfolio filing?

In the latest reported quarter, Shaker Financial Services, LLC made 50 notable position adjustments: 6 new positions were initiated, 14 existing holdings were added to, 18 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Nuveen S&p 500 Dynam Overwr (XSSPX); Sold out: Nuveen Nasdaq 100 Dyn Overwr (QQQX); Sold out: Adams Diversified Equity (ADX); Sold out: Nuveen Dow 30 Dynamic Overwr (XDIAX); Sold out: John Hancock Tax Adv Dvd INC (HTD)

What sectors does Shaker Financial Services, LLC focus on?

Sector breakdown data is not yet available for Shaker Financial Services, LLC. Check back after the next 13F processing cycle.

Peer Institutions

Institutions with a similar AUM

Red Spruce Capital, LLC

CIK 0001795356

Total reported value

$286.8M

94 stks

2026-06-30

Concentration9.1

Portfolio Stability34.3

Sector conviction54.4

AUM within 0.0% of this institution

View detail

GoodHaven Capital Management, LLC

CIK 0001542300

Total reported value

$287.0M

26 stks

2026-03-31

Concentration37.2

Portfolio Stability18.1

Sector conviction100.0

AUM within 0.0% of this institution

View detail

WealthStone, Inc.

CIK 0001548784

Total reported value

$286.7M

276 stks

2021-03-31

Stale — no recent filing

Concentration15.2

Portfolio Stability28.1

Sector conviction49.8

AUM within 0.1% of this institution

View detail

Similar Holdings Style

Institutions with overlapping top holdings

ParenteBeard Wealth Management, LLC

CIK 0001515072

Total reported value

$8.4M

102 stks

2014-12-31

Stale — no recent filing

Concentration34.8

Portfolio Stability100.0

Sector conviction62.5

1 of the top 5 holdings overlap, including Calamos Strat Ttl Rtrn Fnd

View detail

Alkeme Wealth, LLC

CIK 0001752045

Total reported value

$261.4M

101 stks

2026-06-30

Concentration8.7

Portfolio Stability14.0

Sector conviction43.5

1 of the top 5 holdings overlap, including First Trust Enhan Eqty INC

View detail

Rpo LLC

CIK 0001885066

Total reported value

$32.3M

24 stks

2026-03-31

Concentration42.3

Portfolio Stability100.0

Sector conviction100.0

1 of the top 5 holdings overlap, including Liberty All-star Growth Fd

View detail

Shaker Financial Services, LLC 13F Portfolio & Position Changes

CIK: 0001511794

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$286.9M

Reporting period: 2026-03-31 · Number of holdings: 145

Shaker Financial Services, LLC disclosed 145 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $286.9M and a quarterly turnover rate of 53.7%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "S"

Personality snowflake

Concentration: 5.39
Portfolio Stability: 53.7
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 100
Sizing Uniformity: 90.21

Recent moves

Add ETG
+420.4%　$6.2M
Add CSQ
+88.0%　$4.2M
Trim CET
-76.7%　-$4.2M
Trim RMT
-52.2%　-$4.2M
Add XAODX
+379.3%　$3.2M
Add STEW
+163.7%　$2.9M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	3.66%	+1.66%	+87.98%
2	JCE	Nuveen Core Equity Alpha	Stock-Other	3.25%	—	+9.80%
3	ASG	Liberty All-star Growth Fd	Stock-Other	3.04%	—	+18.49%
4	ETG	Eaton Vance T/a Gl Dvd Incm	Stock-Other	2.79%	+2.23%	+420.39%
5	FFA	First Trust Enhan Eqty INC	Stock-Other	2.38%	—	+16.85%
6	ETB	Eaton Vance T/m Buy-wrt INC	Stock-Other	2.36%	—	-5.22%
7	XSSPX	Nuveen S&p 500 Dynam Overwr	Stock-Other	2.28%	+2.28%	NEW
8	EOS	Eaton Vance Enh Eqt INC Ii	Stock-Other	1.97%	+0.60%	+49.02%
9	USA	Liberty All Star Equity Fund	Stock-Other	1.83%	-0.37%	-12.67%
10	SPE	Special Opportunities Fund	Stock-Other	1.78%	+0.53%	+48.47%
11	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	1.77%	+0.75%	+76.18%
12	EEA	European Equity Fund Inc/the	Stock-Other	1.75%	—	+1.23%
13	STEW	Srh Total Return Fund INC	Stock-Other	1.71%	+1.07%	+163.71%
14	SABA	Saba Capital Income & Opp Ii	Stock-Other	1.68%	+0.53%	+32.17%
15	RMT	Royce Micro-cap Trust INC	Stock-Other	1.56%	-1.18%	-52.23%
16	DSL	Doubleline Income Solutions	Stock-Other	1.45%	—	-2.84%
17	GHY	Pgim Global High Yield Fund	Stock-Other	1.44%	+0.57%	+60.24%
18	XAODX	Abrdn Total Dynamic Dividend	Stock-Other	1.44%	+1.15%	+379.34%
19	ARDC	Ares Dynamic Credit All	Stock-Other	1.40%	—	+35.48%
20	ETO	Eaton Vance T/a Glbl Dvd Opp	Stock-Other	1.40%	—	+32.51%
21	STK	Columbia Slgmn Prem Tech Gr	Stock-Other	1.33%	—	+24.78%
22	XEADX	Allspring Income Opport	Stock-Other	1.29%	—	-3.28%
23	KIO	Kkr Income Opportunities	Stock-Other	1.21%	—	+2.44%
24	MCN	Xai Madison Equity Premium I	Stock-Other	1.18%	—	-16.14%
25	CHW	Calamos Global Dynamic Incom	Stock-Other	1.17%	-0.45%	-32.29%
26	ERC	Allspring Multi-sector INC	Stock-Other	1.17%	—	+5.81%
27	XMCRX	Mfs Charter Income Trust	Stock-Other	1.13%	—	+33.13%
28	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.07%	-0.62%	-39.48%
29	BGH	Barings Glbl Shrt Dur Hi Yld	Stock-Other	1.06%	+0.90%	+554.82%
30	BWG	Brandywineglobal Global Inco	Stock-Other	1.06%	—	+28.45%
31	TY	Tri-continental CORP	Stock-Other	1.03%	—	+32.96%
32	TWN	Taiwan Fund Inc/th/md-us INC	Stock-Other	1.03%	—	+14.36%
33	HYI	Western Asset High Yield Opp	Stock-Other	1.02%	—	+18.32%
34	PTA	Cohen & Steers Tax-advantage	Stock-Other	0.95%	—	-0.88%
35	XEVVX	Eaton Vance LTD Durat INC	Stock-Other	0.95%	—	+21.05%
36	DLY	Doubleline Yield Opport	Stock-Other	0.94%	—	+4.76%
37	FTF	Franklin LTD Dur INC Tr	Stock-Other	0.93%	—	-7.30%
38	RGT	Royce Global Trust INC	Stock-Other	0.91%	—	+1.53%
39	PFN	Pimco Income Strategy Fd Ii	Stock-Other	0.91%	+0.66%	+255.04%
40	JGH	Nuveen Global High Income	Stock-Other	0.90%	—	-9.89%
41	CGO	Calamos Global Total Return	Stock-Other	0.84%	—	+18.43%
42	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.84%	—	+25.62%
43	AIO	Virtus Artific Intel & Tech	Stock-Other	0.83%	+0.61%	+261.79%
44	EHI	Western Asset Global High In	Stock-Other	0.81%	—	-7.14%
45	RVT	Royce Small-cap Trust INC	Stock-Other	0.80%	—	-23.62%
46	MSD	Morgan Stanley Emrg Mkt Debt	Stock-Other	0.76%	—	+68.32%
47	NPCT	Nuveen Core Plus Impact	Stock-Other	0.72%	—	-29.64%
48	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.72%	—	-5.16%
49	WDI	Western Asset Divers INC	Stock-Other	0.71%	—	+13.70%
50	ETJ	Eaton Vance Rsk-mgd Divers	Stock-Other	0.70%	-0.46%	-40.25%

1–50 of 145

Portfolio Performance

Performance for Q3 2026

+1%

Performance Last 4 Quarters

+12.6%

Based on 76% of reported portfolio value with available pricing

Stdev: +10.8%
Beta: +0.76
Alpha: -2.2%
Max Drawdown: -7.7%
Annualized Perf: +11.9%
Batting Avg vs S&P: +38.9%
Sortino: +2.11
Stutzer: +0.33
Treynor: +0.16
Sterling: +0.75
Calmar: +1.54
Information Ratio: -1.28
Tracking Error: +5.2%
Stdev Down: +5.6%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +25.7%
Worst 12 Months: +5.7%
Efficiency Ratio: +0.43
Sharpe: +1.1
Stdev Sectors: —
Skewness: +0.25
Kurtosis: +0.32
Upside Potential: +3.82

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	145	$286.9M	54	1CSQ 2JCE 3ASG Top holdings2026-03-31 1.CSQ 2.JCE 3.ASG 4.ETG 5.FFA 6.ETB 7.XSSPX 8.EOS 9.USA 10.SPE
2025-12-31	165	$315.5M	46	1JCE 2RMT 3ASG Top holdings2025-12-31 1.JCE 2.RMT 3.ASG 4.ETB 5.USA 6.FFA 7.CSQ 8.QQQX 9.EEA 10.CET
2025-09-30	149	$291.6M	60	1CSQ 2RMT 3JCE Top holdings2025-09-30 1.CSQ 2.RMT 3.JCE 4.USA 5.ETB 6.ASG 7.CET 8.CHW 9.SPE 10.ADX
2025-06-30	147	$275.8M	0	1CET 2RMT 3RVT Top holdings2025-06-30 1.CET 2.RMT 3.RVT 4.JCE 5.ETB 6.ASG 7.CSQ 8.XDIAX 9.GAM 10.CHW
2025-03-31	153	$256.9M	100	1CET 2GAM 3RMT Top holdings2025-03-31 1.CET 2.GAM 3.RMT 4.ETB 5.ASG 6.XEVTX 7.CSQ 8.QQQX 9.JCE 10.STEW
2024-12-31	176	$261.0M	0	1STEW 2CET 3RMT Top holdings2024-12-31 1.STEW 2.CET 3.RMT 4.ASG 5.CSQ 6.SPY 7.TY 8.CHW 9.QQQX 10.HGLB
2024-09-30	157	$265.3M	0	1STEW 2FUND 3QQQX Top holdings2024-09-30 1.STEW 2.FUND 3.QQQX 4.ASG 5.CII 6.CET 7.CHW 8.RMT 9.CSQ 10.TY
2024-06-30	157	$247.3M	0	1STEW 2FUND 3ASG Top holdings2024-06-30 1.STEW 2.FUND 3.ASG 4.QQQX 5.XBXMX 6.GAM 7.RMT 8.USA 9.ETV 10.ETG
2024-03-31	157	$258.4M	0	1STEW 2FUND 3ASG Top holdings2024-03-31 1.STEW 2.FUND 3.ASG 4.XBXMX 5.CET 6.CII 7.XEVTX 8.QQQX 9.ETG 10.ERC
2023-12-31	152	$243.6M	0	1STEW 2CET 3ETG Top holdings2023-12-31 1.STEW 2.CET 3.ETG 4.FUND 5.ASG 6.XBXMX 7.USA 8.XEVVX 9.XEVTX 10.PDO
2023-09-30	155	$214.6M	0	1ETG 2STEW 3CET Top holdings2023-09-30 1.ETG 2.STEW 3.CET 4.BDJ 5.XGDVX 6.FUND 7.GAM 8.RVT 9.XBXMX 10.ASG
2023-06-30	159	$228.9M	0	1STEW 2XGDVX 3CET Top holdings2023-06-30 1.STEW 2.XGDVX 3.CET 4.ETG 5.XDIAX 6.BDJ 7.GAM 8.RVT 9.FUND 10.SOR
2023-03-31	152	$228.8M	0	1STEW 2XGDVX 3RVT Top holdings2023-03-31 1.STEW 2.XGDVX 3.RVT 4.SOR 5.CET 6.FFA 7.ETG 8.ETW 9.DSU 10.GAM
2022-12-31	147	$213.7M	0	1FFA 2XGDVX 3RVT Top holdings2022-12-31 1.FFA 2.XGDVX 3.RVT 4.ADX 5.STEW 6.CET 7.FUND 8.GAM 9.NFJ 10.ETW
2022-09-30	154	$202.5M	0	1XGDVX 2FFA 3NFJ Top holdings2022-09-30 1.XGDVX 2.FFA 3.NFJ 4.ADX 5.SPY 6.CET 7.RMT 8.SOR 9.FUND 10.STEW
2022-06-30	132	$205.6M	0	1XGDVX 2NFJ 3ADX Top holdings2022-06-30 1.XGDVX 2.NFJ 3.ADX 4.TY 5.CSQ 6.GAM 7.ETG 8.CII 9.RMT 10.XDIAX
2022-03-31	147	$265.5M	0	1XGDVX 2TY 3GAM Top holdings2022-03-31 1.XGDVX 2.TY 3.GAM 4.XDIAX 5.SPY 6.SOR 7.NFJ 8.BDJ 9.RMT 10.ADX
2021-12-31	161	$283.2M	0	1SPY 2XGDVX 3NFJ Top holdings2021-12-31 1.SPY 2.XGDVX 3.NFJ 4.XDIAX 5.SOR 6.APO 7.DSL 8.CII 9.XBXMX 10.GAM
2021-09-30	140	$249.9M	0	1STEW 2TY 3GAM Top holdings2021-09-30 1.STEW 2.TY 3.GAM 4.CET 5.NFJ 6.XGDVX 7.SOR 8.RMT 9.ADX 10.RVT
2021-06-30	157	$269.8M	100	1GAM 2TY 3CET Top holdings2021-06-30 1.GAM 2.TY 3.CET 4.ADX 5.SOR 6.STEW 7.EOS 8.GF 9.XDIAX 10.RMT
2021-03-31	163	$251.1M	69	1SPY 2CET 3FFA Top holdings2021-03-31 1.SPY 2.CET 3.FFA 4.SPE 5.NFJ 6.GOF 7.NZF 8.GF 9.XDIAX 10.SOR
2020-12-31	165	$239.8M	67	1XGDVX 2CET 3FUND Top holdings2020-12-31 1.XGDVX 2.CET 3.FUND 4.JCE 5.NZF 6.GF 7.STEW 8.FFA 9.XDIAX 10.DSL
2020-09-30	154	$187.1M	72	1SPY 2XDIAX 3XGDVX Top holdings2020-09-30 1.SPY 2.XDIAX 3.XGDVX 4.NZF 5.CPZ 6.TY 7.CET 8.FUND 9.GF 10.JCE
2020-06-30	151	$181.1M	66	1TY 2XDIAX 3XBXMX Top holdings2020-06-30 1.TY 2.XDIAX 3.XBXMX 4.NZF 5.ETG 6.JCE 7.XSSPX 8.SOR 9.STEW 10.67090H
2020-03-31	157	$148.0M	99	1TY 2JCE 3ETG Top holdings2020-03-31 1.TY 2.JCE 3.ETG 4.67090H 5.XBXMX 6.XDIAX 7.ETW 8.ERC 9.NZF 10.QQQX
2019-12-31	146	$217.6M	68	1SPY267090H3CII Top holdings2019-12-31 1.SPY 2.67090H 3.CII 4.DIA 5.CET 6.FUND 7.JCE 8.SOR 9.NZF 10.STEW
2019-09-30	133	$196.1M	48	167090H2CII 3NZF Top holdings2019-09-30 1.67090H 2.CII 3.NZF 4.XGDVX 5.CET 6.STEW 7.SOR 8.JCE 9.SPE 10.RVT
2019-06-30	120	$192.3M	67	1JCE267090H3CET Top holdings2019-06-30 1.JCE 2.67090H 3.CET 4.NZF 5.SPE 6.CII 7.ETG 8.RVT 9.SOR 10.XGDVX
2019-03-31	118	$197.4M	55	1CET 2XGDVX 3ETG Top holdings2019-03-31 1.CET 2.XGDVX 3.ETG 4.JCE 5.67090H 6.XEVTX 7.BDJ 8.SPE 9.USA 10.NZF
2018-12-31	122	$177.1M	100	1XGDVX 2CET367090H Top holdings2018-12-31 1.XGDVX 2.CET 3.67090H 4.NZF 5.SPE 6.XEVTX 7.USA 8.BDJ 9.KIO 10.JCE
2018-09-30	122	$208.5M	57	1SOR 2STEW 3TY Top holdings2018-09-30 1.SOR 2.STEW 3.TY 4.CET 5.GAM 6.SPE 7.FUND 8.XGDVX 9.XAGDX 10.XEVVX
2018-06-30	106	$202.9M	71	1GAM 2TY 3SOR Top holdings2018-06-30 1.GAM 2.TY 3.SOR 4.STEW 5.CET 6.ADX 7.SPE 8.RMT 9.XEVVX 10.NFJ
2018-03-31	108	$207.0M	66	1CET267090H3ADX Top holdings2018-03-31 1.CET 2.67090H 3.ADX 4.SOR 5.GAM 6.SPE 7.RMT 8.TY 9.XHNWX 10.XEVVX
2017-12-31	119	$211.5M	74	1XGDVX 2CET 3CSQ Top holdings2017-12-31 1.XGDVX 2.CET 3.CSQ 4.245915 5.SOR 6.NFJ 7.RMT 8.SPE 9.67090H 10.GAM
2017-09-30	98	$188.8M	71	1CET 2XGDVX 3GAM Top holdings2017-09-30 1.CET 2.XGDVX 3.GAM 4.SPE 5.SOR 6.245915 7.XDIAX 8.RMT 9.PRU 10.STEW
2017-06-30	103	$177.8M	65	1JCE 2CET 3GOF Top holdings2017-06-30 1.JCE 2.CET 3.GOF 4.GAM 5.USA 6.ADX 7.SOR 8.PRU 9.XGDVX 10.SPE
2017-03-31	109	$176.2M	78	1JCE 2CET 3ADX Top holdings2017-03-31 1.JCE 2.CET 3.ADX 4.ASG 5.GAM 6.USA 7.NZF 8.SOR 9.PRU 10.BGB
2016-12-31	109	$168.9M	92	1CET 2ADX 3JCE Top holdings2016-12-31 1.CET 2.ADX 3.JCE 4.40167M 5.ASG 6.ARDC 7.USA 8.BGB 9.NZF 10.XBXMX
2016-09-30	112	$152.5M	78	1ADX 2XGDVX 3CET Top holdings2016-09-30 1.ADX 2.XGDVX 3.CET 4.GAM 5.ASG 6.STEW 7.EOI 8.CSQ 9.92829A 10.VGI
2016-06-30	110	$144.0M	74	1ADX 2STEW 3USA Top holdings2016-06-30 1.ADX 2.STEW 3.USA 4.GAM 5.95766G 6.ASG 7.XETYX 8.CET 9.VGI 10.40167M
2016-03-31	90	$137.6M	71	1ADX 2STEW367090H Top holdings2016-03-31 1.ADX 2.STEW 3.67090H 4.USA 5.VGI 6.NZF 7.PFL 8.05358E 9.PFN 10.95766G
2015-12-31	97	$144.1M	72	1PFL267090H3VGI Top holdings2015-12-31 1.PFL 2.67090H 3.VGI 4.XHNWX 5.05617T 6.NZF 7.XEXGX 8.TY 9.ADX 10.95766G
2015-09-30	96	$133.4M	74	1XHNWX 2PFL 3XGDVX Top holdings2015-09-30 1.XHNWX 2.PFL 3.XGDVX 4.CSQ 5.USA 6.67090H 7.GAM 8.FUND 9.EHI 10.TY
2015-06-30	114	$160.4M	71	133731L2JCE367090H Top holdings2015-06-30 1.33731L 2.JCE 3.67090H 4.PFL 5.FUND 6.SPE 7.XGDVX 8.EHI 9.XHNWX 10.246060
2015-03-31	124	$160.9M	72	1ASG 2STEW 3USA Top holdings2015-03-31 1.ASG 2.STEW 3.USA 4.SPE 5.FUND 6.67090H 7.XGDVX 8.ETJ 9.XHNWX 10.GAB
2014-12-31	136	$156.3M	87	1ASG267090H3ETG Top holdings2014-12-31 1.ASG 2.67090H 3.ETG 4.24823A 5.DSL 6.USA 7.TY 8.CSQ 9.989834 10.XEVVX
2014-09-30	132	$154.5M	63	1USA224823A3TY Top holdings2014-09-30 1.USA 2.24823A 3.TY 4.BLW 5.JCE 6.ASG 7.GLO 8.GAM 9.05358E 10.XBOEX
2014-06-30	153	$164.5M	72	1USA 2TY 3GLO Top holdings2014-06-30 1.USA 2.TY 3.GLO 4.24823A 5.GAM 6.RFI 7.XEVTX 8.ETG 9.XGDVX 10.246060
2014-03-31	135	$152.3M	62	1USA 2NZF 3TY Top holdings2014-03-31 1.USA 2.NZF 3.TY 4.24823A 5.BLW 6.19248G 7.245915 8.40167M 9.XEVTX 10.ETG
2013-12-31	155	$143.7M	79	1NZF 2XEVTX324823A Top holdings2013-12-31 1.NZF 2.XEVTX 3.24823A 4.CSQ 5.40167M 6.USA 7.989834 8.JCE 9.245915 10.BLW
2013-09-30	159	$134.8M	67	140167M219248G3CSQ Top holdings2013-09-30 1.40167M 2.19248G 3.CSQ 4.XEVTX 5.989834 6.24823A 7.746779 8.67071S 9.ASG 10.HTD
2013-06-30	151	$135.9M	—	140167M2USA333731L Top holdings2013-06-30 1.40167M 2.USA 3.33731L 4.989834 5.19248G 6.CET 7.SGOL 8.PDI 9.24823A 10.746779

Holding changes this quarter

Position changes disclosed by Shaker Financial Services, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ETG	Eaton Vance T/a Gl Dvd Incm	+2.2%	+420.39%	Add
2	CSQ	Calamos Strat Ttl Rtrn Fnd	+1.7%	+87.98%	Add
3	XAODX	Abrdn Total Dynamic Dividend	+1.2%	+379.34%	Add
4	STEW	Srh Total Return Fund INC	+1.1%	+163.71%	Add
5	BGH	Barings Glbl Shrt Dur Hi Yld	+0.9%	+554.82%	Add
6	XETYX	Eaton Vance Tax-mgd Div Eqty	+0.8%	+76.18%	Add
7	PFN	Pimco Income Strategy Fd Ii	+0.7%	+255.04%	Add
8	AIO	Virtus Artific Intel & Tech	+0.6%	+261.79%	Add
9	EOS	Eaton Vance Enh Eqt INC Ii	+0.6%	+49.02%	Add
10	GHY	Pgim Global High Yield Fund	+0.6%	+60.24%	Add
11	SABA	Saba Capital Income & Opp Ii	+0.5%	+32.17%	Add
12	SPE	Special Opportunities Fund	+0.5%	+48.47%	Add
13	HGLB	Highland Global Allocation	+0.4%	+410.81%	Add
14	SWZ	Total Return Securities Fund	+0.4%	+136.71%	Add
15	HEQ	John Hancock Divers INC Fund	-0.3%	-78.97%	Trim
16	USA	Liberty All Star Equity Fund	-0.4%	-12.67%	Trim
17	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	-0.4%	-68.16%	Trim
18	FINS	Angel Oak Financ Strat INC	-0.4%	-88.64%	Trim
19	GAM	General American Investors	-0.4%	-77.09%	Trim
20	CHW	Calamos Global Dynamic Incom	-0.5%	-32.29%	Trim
21	ACP	Abrdn Income Credit Strat	-0.5%	-45.07%	Trim
22	NMAI	Nuveen Multi-asset Income	-0.5%	-72.11%	Trim
23	ETJ	Eaton Vance Rsk-mgd Divers	-0.5%	-40.25%	Trim
24	RA	Brookfield Real Assets Incom	-0.5%	-78.50%	Trim
25	FTHY	First Trust Hi Yld Opp 2027	-0.6%	-89.94%	Trim
26	FUND	Sprott Focus Trust INC	-0.6%	-56.39%	Trim
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.6%	-39.48%	Trim
28	SDHY	Pgim Shrt Durat Hi Yld	-0.6%	-73.07%	Trim
29	XEVTX	Eaton Vance Tax-adv Dvd INC	-0.8%	-63.62%	Trim
30	ETV	Eaton Vance T/m Buy-writ Opp	-0.9%	-90.47%	Trim
31	RMT	Royce Micro-cap Trust INC	-1.2%	-52.23%	Trim
32	CET	Central Securities CORP	-1.3%	-76.68%	Trim
33	XSSPX	Nuveen S&p 500 Dynam Overwr	—	NEW	New buy
34	QQQX	Nuveen Nasdaq 100 Dyn Overwr	—	EXIT	Sold out
35	ADX	Adams Diversified Equity	—	EXIT	Sold out
36	XDIAX	Nuveen Dow 30 Dynamic Overwr	—	EXIT	Sold out
37	HTD	John Hancock Tax Adv Dvd INC	—	EXIT	Sold out
38	XBXMX	Nuveen S&p 500 Buy-wr INC	—	EXIT	Sold out
39	XEMDX	Western Asset Emrg Mrkt Dbt	—	EXIT	Sold out
40	UTF	Cohen & Steers Infrastructur	—	NEW	New buy
41	PDO	Pimco Dynamic Income Opport	—	NEW	New buy
42	BGB	Blackstone Strategic Credit	—	EXIT	Sold out
43	FAX	Abrdn Asia-pacific Income	—	EXIT	Sold out
44	BLW	Blackrock LTD Durat INC Tr	—	NEW	New buy
45	BRW	Saba Capital Income & Opport	—	EXIT	Sold out
46	XSCDX	Lmp Capital And Income Fund	—	EXIT	Sold out
47	VOO	Vanguard S&p 500 ETF	—	NEW	New buy
48	DFP	Flaherty & Crumrine Dyn Pref	—	EXIT	Sold out
49	EMF	Templeton Emerging Markets	—	EXIT	Sold out
50	PHK	Pimco High Income Fund	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-05-12	13F-HR	View on EDGAR
2025-12-31	2026-01-26	13F-HR	View on EDGAR
2025-09-30	2025-10-22	13F-HR	View on EDGAR
2025-06-30	2025-08-05	13F-HR	View on EDGAR
2025-03-31	2025-05-09	13F-HR	View on EDGAR
2024-12-31	2025-02-13	13F-HR	View on EDGAR
2024-09-30	2024-10-31	13F-HR	View on EDGAR
2024-06-30	2024-08-02	13F-HR	View on EDGAR
2024-03-31	2024-05-13	13F-HR	View on EDGAR
2023-12-31	2024-02-07	13F-HR	View on EDGAR
2023-09-30	2023-11-02	13F-HR	View on EDGAR
2023-06-30	2023-08-07	13F-HR	View on EDGAR
2023-03-31	2023-05-08	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-11-09	13F-HR	View on EDGAR
2022-06-30	2022-08-01	13F-HR	View on EDGAR
2022-03-31	2022-05-06	13F-HR	View on EDGAR
2021-12-31	2022-02-07	13F-HR	View on EDGAR
2021-09-30	2021-11-02	13F-HR	View on EDGAR
2021-06-30	2021-08-04	13F-HR	View on EDGAR
2021-03-31	2021-05-14	13F-HR	View on EDGAR
2020-12-31	2021-02-03	13F-HR	View on EDGAR
2020-09-30	2020-11-09	13F-HR	View on EDGAR
2020-06-30	2020-08-06	13F-HR	View on EDGAR
2020-03-31	2020-05-01	13F-HR	View on EDGAR
2019-12-31	2020-02-04	13F-HR	View on EDGAR
2019-09-30	2019-10-30	13F-HR	View on EDGAR
2019-06-30	2019-08-08	13F-HR	View on EDGAR
2019-03-31	2019-05-06	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR
2018-09-30	2018-11-09	13F-HR	View on EDGAR
2018-06-30	2018-08-06	13F-HR	View on EDGAR
2018-03-31	2018-05-07	13F-HR	View on EDGAR
2017-12-31	2018-02-06	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-02	13F-HR	View on EDGAR
2017-03-31	2017-05-18	Amendment	View on EDGAR
2017-03-31	2017-05-15	13F-HR	View on EDGAR
2016-12-31	2017-02-08	13F-HR	View on EDGAR
2016-09-30	2016-11-02	13F-HR	View on EDGAR
2016-06-30	2016-08-01	13F-HR	View on EDGAR
2016-03-31	2016-05-09	13F-HR	View on EDGAR
2015-12-31	2016-02-03	13F-HR	View on EDGAR
2015-09-30	2015-11-10	13F-HR	View on EDGAR
2015-06-30	2015-07-29	13F-HR	View on EDGAR
2015-03-31	2015-05-06	13F-HR	View on EDGAR
2014-12-31	2015-02-10	13F-HR	View on EDGAR
2014-09-30	2014-11-10	13F-HR	View on EDGAR
2014-06-30	2014-08-04	13F-HR	View on EDGAR
2014-03-31	2014-05-07	13F-HR	View on EDGAR
2013-12-31	2014-02-06	13F-HR	View on EDGAR
2013-09-30	2013-11-01	13F-HR	View on EDGAR
2013-06-30	2013-08-09	13F-HR	View on EDGAR