CIK: 0002009724
Total reported value
$413.6M
Reporting period: 2026-03-31 · Number of holdings: 242
Sequent Planning LLC disclosed 242 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $413.6M and a quarterly turnover rate of 12.4%.
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Sequent Planning LLC's disclosed holdings carry a Herfindahl concentration index of 0.020 — mathematically equivalent to about 50 equally-sized positions, well below its 242 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.96), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QDEC
-4.5% -$1.3M
Trim XOCT
-2.6% -$683.0K
Add AGG
+11.4% $2.8M
Add VOO
+87.6% $1.4M
Add XJAN
+273.6% $999.9K
Add USPX
+15.6% $1.9M
Showing top 200 holdings (of 242 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 7.01% | +0.35% | +11.41% | |
| 2 | USPX | Franklin U.s. Equity Index E | ETF-Large Cap & Growth | 5.14% | +0.22% | +15.64% | |
| 3 | FLCB | Franklin U.s. Core Bond ETF | ETF-Other | 4.86% | +0.18% | +9.96% | |
| 4 | XOCT | Ft Vest US Equity Enhance & | ETF-Other | 4.10% | -0.39% | -2.65% | |
| 5 | QDEC | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 3.69% | -0.52% | -4.51% | |
| 6 | FLQL | Franklin U.s. Large Cap Mult | ETF-Large Cap & Growth | 3.36% | +0.11% | +11.62% | |
| 7 | XLK | Ss Technology Select Sector | ETF-Tech | 2.41% | — | +9.68% | |
| 8 | GOCT | Ft Vest US Equity Moderate B | ETF-Other | 2.12% | -0.20% | -2.37% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 1.98% | — | -9.62% | |
| 10 | QCOC | Ft Ndq100 Cns Buff ETF - Oct | ETF-Other | 1.86% | — | -0.41% | |
| 11 | LVHD | Franklin U.s. Low Volatility | ETF-Other | 1.75% | +0.10% | +4.49% | |
| 12 | FLGV | Franklin U.s. Treasury Bond | ETF-Gov Bonds | 1.59% | +0.07% | +10.27% | |
| 13 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.49% | +0.16% | +13.90% | |
| 14 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.45% | +0.21% | +22.04% | |
| 15 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.32% | -0.21% | +0.13% | |
| 16 | XDEC | Ft Vest US Equity Enhance & | ETF-Other | 1.23% | — | +3.66% | |
| 17 | DOCT | Ft Vest U.s. Equity Deep Buf | ETF-Other | 1.23% | -0.15% | -4.29% | |
| 18 | DIVI | Franklin International Core | ETF-Other | 1.15% | — | +2.95% | |
| 19 | QMAR | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 1.14% | — | -3.15% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.14% | -0.15% | +1.18% | |
| 21 | FIXD | First Trust Smith Opportunis | ETF-Other | 1.10% | — | -2.17% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 1.05% | — | +2.01% | |
| 23 | PGRO | Putnam Focused Lrg Cap Grow | ETF-Other | 0.99% | +0.10% | +29.32% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.94% | -0.14% | -4.49% | |
| 25 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.91% | — | -2.95% | |
| 26 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 0.88% | — | +13.64% | |
| 27 | FIIG | Ft Intermed Dur Ig CORP ETF | ETF-Other | 0.88% | — | +0.74% | |
| 28 | QJUN | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 0.86% | -0.18% | -10.55% | |
| 29 | PEP | Pepsico INC | Stock-Consumer Staples | 0.83% | +0.04% | +1.08% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.76% | +0.31% | +87.60% | |
| 31 | FLMI | Franklin Dynamic Municipal B | ETF-Other | 0.71% | +0.19% | +44.30% | |
| 32 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.68% | — | +1.44% | |
| 33 | FLCO | Franklin Investment Grade Co | ETF-Corp Bonds | 0.67% | — | +11.23% | |
| 34 | LGOV | First Tr Long Duration O-etf | ETF-Other | 0.64% | — | -0.88% | |
| 35 | AAPL | Apple INC | Stock-Tech | 0.63% | — | -2.43% | |
| 36 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.63% | — | +5.72% | |
| 37 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 0.63% | — | +3.78% | |
| 38 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.63% | +0.21% | +53.62% | |
| 39 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.62% | — | +2.47% | |
| 40 | KNG | Ft Vest S&p 500 Dvd Arst Trg | ETF-Large Cap & Growth | 0.62% | — | +5.47% | |
| 41 | QMMY | Ft Ndq100 Mod Buff ETF - May | ETF-Other | 0.61% | — | -5.36% | |
| 42 | UCON | First Trust Smith Unconstrai | ETF-Other | 0.61% | — | -3.44% | |
| 43 | BGLD | Ft Vest Gold Strategy Quarte | ETF-Commodities | 0.61% | — | -7.74% | |
| 44 | FTHI | Fthi/first Trust Exchange-tr | ETF-Other | 0.60% | — | +6.06% | |
| 45 | MUB | Ishares National Muni Bond E | ETF-Other | 0.59% | +0.11% | +30.67% | |
| 46 | RDVY | First Trust Rising Dividend | ETF-Other | 0.58% | — | +4.65% | |
| 47 | TDVI | Ft Vest Technology Dividend | ETF-Tech | 0.58% | — | +6.71% | |
| 48 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.55% | +0.10% | +25.23% | |
| 49 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.53% | — | +4.02% | |
| 50 | XLC | Ss Comm Select Sector Spdr | ETF-Other | 0.53% | — | +14.91% |
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+15.1%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 242 | $413.6M | 12 | |
| 2025-12-31 | 226 | $392.9M | 22 | |
| 2025-09-30 | 201 | $352.4M | 69 | |
| 2025-06-30 | 162 | $315.7M | 0 | |
| 2025-03-31 | 146 | $277.8M | 0 | |
| 2024-12-31 | 141 | $272.5M | 0 | |
| 2024-09-30 | 146 | $290.3M | 0 | |
| 2024-06-30 | 138 | $292.2M | 0 | |
| 2024-03-31 | 142 | $276.3M | 0 |
Sequent Planning LLC's most significant position changes for 2026-03-31: Sold out: Ft US Eq Enh&mod Buff - May (XMAY); New buy: Alpha Architect 1-3 Mnth Box (BOXX); New buy: Ft Vest U.s. Equity Deep Buf (DJAN); Sold out: Ft Vest US Equity Deep Buffe (DMAY); New buy: Ft Core Investment Grade ETF (FTCB).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
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