SC
Saxony Capital Management, LLC 13F Holdings (192 Positions, Q3 2026)
Saxony Capital Management, LLCCIK: 0001561330
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$238.0M
Reporting period: 2026-09-30 · Number of holdings: 192
Saxony Capital Management, LLC disclosed 192 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $238.0M and a quarterly turnover rate of 29.1%.
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Personality snowflake
- Concentration
- 6.84
- Portfolio Stability
- 29.06
- Momentum
- 100
- Sector conviction
- 63.31
- Diversification
- 100
- Sizing Uniformity
- 84.86
Saxony Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 59 equally-sized positions, well below its 192 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.51), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 31% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd RSP
+104.8% $3.3M
Trim SPSM
-66.4% -$2.2M
Trim IVE
-31.9% -$1.7M
New buy AVUV
Sold out TLH
New buy IGSB
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | META | Meta Platforms Inc-class A | Stock-Comm Services | 5.40% | +0.81% | -0.26% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.28% | +0.17% | +10.40% | |
| 3 | JIVE | JPM Interntl Value ETF | ETF-Other | 3.26% | -0.01% | +4.99% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.16% | +0.14% | -0.07% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.88% | -0.65% | -11.43% | |
| 6 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 2.82% | +0.26% | +22.72% | |
| 7 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 2.74% | +1.25% | +104.83% | |
| 8 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.45% | -0.52% | -9.69% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.43% | +0.49% | +18.50% | |
| 10 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 2.21% | +0.18% | +24.34% | |
| 11 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.18% | +0.09% | +14.20% | |
| 12 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.87% | -0.13% | +1.99% | |
| 13 | DFAI | Dimensional International Co | ETF-Other | 1.85% | -0.27% | -5.33% | |
| 14 | SECU | Ishrs Secur Incom Act ETF | ETF-Other | 1.83% | -0.22% | -0.44% | |
| 15 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.59% | -0.95% | -31.90% | |
| 16 | CGSD | Cap Group Short Duration | ETF-Other | 1.44% | -0.09% | +4.62% | |
| 17 | CGCB | Cap Group Core Bond | ETF-Other | 1.41% | -0.14% | +4.54% | |
| 18 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.31% | -0.13% | +4.57% | |
| 19 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 1.30% | +0.13% | +17.60% | |
| 20 | CGGR | Cap Group Growth Equity | ETF-Other | 1.16% | -0.04% | +4.95% | |
| 21 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.14% | -0.13% | +1.43% | |
| 22 | CGGO | Cap Group Global Growth | ETF-Other | 1.12% | -0.11% | +6.01% | |
| 23 | CGDV | Cap Group Dividend Value | ETF-Other | 1.08% | +0.01% | +11.67% | |
| 24 | MSFT | Microsoft CORP | Stock-Tech | 1.02% | +0.33% | +16.11% | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.00% | — | +4.32% | |
| 26 | DFIP | Dimensional Inflation-protec | ETF-Other | 0.97% | +0.21% | +47.10% | |
| 27 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.94% | +0.94% | NEW | |
| 28 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.93% | -0.32% | -13.14% | |
| 29 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.89% | -0.06% | — | |
| 30 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 0.86% | +0.86% | NEW | |
| 31 | TCHP | T Rowe Price Blue Chip Growt | ETF-Other | 0.80% | -0.01% | +5.75% | |
| 32 | AVGO | Broadcom Inc | Stock-Tech | 0.76% | -0.18% | -4.65% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.76% | +0.56% | +338.34% | |
| 34 | GLD | Spdr Gold Shares | ETF-Commodities | 0.73% | — | +5.86% | |
| 35 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.71% | -0.02% | +6.11% | |
| 36 | RFV | Invesco S&p Midcap 400 Pure | ETF-Other | 0.68% | +0.01% | +11.30% | |
| 37 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.66% | -0.05% | +5.61% | |
| 38 | BND | Vanguard Total Bond Market | ETF-Other | 0.65% | -0.86% | -50.62% | |
| 39 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.65% | -0.11% | -5.85% | |
| 40 | RPV | Invesco S&p 500 Pure Value E | ETF-Large Cap & Growth | 0.63% | -0.05% | -0.26% | |
| 41 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.63% | -0.14% | +4.66% | |
| 42 | ✓ | Stock-Other | 0.62% | +0.62% | NEW | ||
| 43 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.61% | -0.11% | -10.74% | |
| 44 | THY | Toews Agility Shares Dynamic | ETF-Other | 0.61% | -0.02% | +7.87% | |
| 45 | XLK | Ss Technology Select Sector | ETF-Tech | 0.60% | -0.04% | — | |
| 46 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.58% | -0.05% | -0.09% | |
| 47 | MBB | Ishares Mbs ETF | ETF-Other | 0.58% | +0.06% | +28.95% | |
| 48 | NTRA | Natera Inc | Stock-Healthcare | 0.57% | +0.45% | +256.05% | |
| 49 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.55% | -0.03% | +7.32% | |
| 50 | MRSK | Toews Agility Shares Managed | ETF-Other | 0.54% | — | +7.13% |
1–50 of 192
Portfolio Performance
Performance for Q4 2026
+3.2%
Performance Last 4 Quarters
+12.5%
- Stdev
- +8.9%
- Beta
- +0.75
- Alpha
- +1.9%
- Max Drawdown
- -4.7%
- Annualized Perf
- +15.6%
- Batting Avg vs S&P
- +43.8%
- Sortino
- +3.42
- Stutzer
- +0.48
- Treynor
- +0.2
- Sterling
- +1.07
- Calmar
- +3.31
- Information Ratio
- -0.77
- Tracking Error
- +3.4%
- Stdev Down
- +4.4%
- Winning Months %
- +71.9%
- Losing Months %
- +28.1%
- Best 12 Months
- +26.2%
- Worst 12 Months
- +7.2%
- Efficiency Ratio
- +0.65
- Sharpe
- +1.68
- Stdev Sectors
- +10.4%
- Skewness
- -0.17
- Kurtosis
- +0.23
- Upside Potential
- +4.8
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Saxony Capital Management, LLC's most significant position changes for 2026-09-30: New buy: Avantis US Small Cap Value (AVUV); New buy: Ishares 1-5y Inv Grade CORP (IGSB); Sold out: Ishares 10-20 Year Treasury (TLH); New buy: ; New buy: Schwab Short-term US Treas (SCHO).
Showing top 200 changes by size (of 217 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RSP | Invesco S&p 500 Equal Weight | +1.3% | +104.83% | Add |
| 2 | AVUV | Avantis US Small Cap Value | +0.9% | NEW | New buy |
| 3 | IGSB | Ishares 1-5y Inv Grade CORP | +0.9% | NEW | New buy |
| 4 | META | Meta Platforms Inc-class A | +0.8% | -0.26% | Trim |
| 5 | ✓ | +0.6% | NEW | New buy | |
| 6 | STX | Seagate Technology Holdings plc | +0.6% | +338.34% | Add |
| 7 | SCHO | Schwab Short-term US Treas | +0.5% | NEW | New buy |
| 8 | AAPL | Apple Inc | +0.5% | +18.50% | Add |
| 9 | NTRA | Natera Inc | +0.5% | +256.05% | Add |
| 10 | VTEB | Vanguard Tax-exempt Bond ETF | +0.4% | NEW | New buy |
| 11 | T | At&t Inc | +0.4% | +274.31% | Add |
| 12 | WEC | Wec Energy Group Inc | +0.3% | NEW | New buy |
| 13 | MSFT | Microsoft CORP | +0.3% | +16.11% | Add |
| 14 | PDBC | Invesco Optimum Yield Divers | +0.3% | NEW | New buy |
| 15 | VZ | Verizon Communications Inc | +0.3% | +296.47% | Add |
| 16 | SCHZ | Schwab US Aggregate Bond ETF | +0.3% | NEW | New buy |
| 17 | DFAE | Dimensional Emerging Core Eq | +0.3% | +22.72% | Add |
| 18 | DFIP | Dimensional Inflation-protec | +0.2% | +47.10% | Add |
| 19 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +103.78% | Add |
| 20 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.2% | +24.34% | Add |
| 21 | VOO | Vanguard S&p 500 ETF | +0.2% | +10.40% | Add |
| 22 | PSX | Phillips 66 | +0.2% | NEW | New buy |
| 23 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.2% | NEW | New buy |
| 24 | ✓ | +0.2% | NEW | New buy | |
| 25 | CGMU | Cap Group Municipal Income | +0.2% | NEW | New buy |
| 26 | NVDA | Nvidia CORP | +0.1% | -0.07% | Trim |
| 27 | IJS | Ishares S&p Small-cap 600 Va | +0.1% | NEW | New buy |
| 28 | V | Visa Inc-class A Shares | +0.1% | NEW | New buy |
| 29 | VYMI | Vanguard Int High Dvd Yld In | +0.1% | +17.60% | Add |
| 30 | LPG | Dorian LPG Ltd. | +0.1% | NEW | New buy |
| 31 | CSCO | Cisco Systems Inc | +0.1% | NEW | New buy |
| 32 | HPE | Hewlett Packard Enterprise | +0.1% | NEW | New buy |
| 33 | JBND | Jpmorgan Active Bond ETF | +0.1% | NEW | New buy |
| 34 | FFBC | First Financial Bancorp | +0.1% | +65.10% | Add |
| 35 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +37.97% | Add |
| 36 | MPC | Marathon Petroleum CORP | +0.1% | — | Unchanged |
| 37 | ✓ | +0.1% | NEW | New buy | |
| 38 | NET | Cloudflare Inc - Class A | +0.1% | NEW | New buy |
| 39 | JXN | Jackson Financial Inc-a | +0.1% | NEW | New buy |
| 40 | EME | Emcor Group Inc | +0.1% | NEW | New buy |
| 41 | VLO | Valero Energy CORP | +0.1% | NEW | New buy |
| 42 | JPST | Jpmorgan Ultra-short Income | +0.1% | +14.20% | Add |
| 43 | GARP | Ishares Msci USA Quality Gar | +0.1% | +36.25% | Add |
| 44 | VEA | Vanguard Ftse Developed ETF | +0.1% | NEW | New buy |
| 45 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | NEW | New buy |
| 46 | ORCL | Oracle CORP | +0.1% | NEW | New buy |
| 47 | MRK | Merck & Co. Inc. | +0.1% | NEW | New buy |
| 48 | IXC | Ishares Global Energy ETF | +0.1% | NEW | New buy |
| 49 | IBIT | Ishares Bitcoin Trust ETF | +0.1% | NEW | New buy |
| 50 | HOOD | Robinhood Markets Inc - A | +0.1% | NEW | New buy |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Saxony Capital Management, LLC and what type of investor is it?
Saxony Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $238.0M, spread across 192 disclosed positions.
What are Saxony Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Saxony Capital Management, LLC's top holdings by market value are:
1. Meta Platforms Inc-class A (META) — $12.9M (5.4%)
2. Vanguard S&p 500 ETF (VOO) — $12.6M (5.3%)
3. JPM Interntl Value ETF (JIVE) — $7.8M (3.3%)
4. Nvidia CORP (NVDA) — $7.5M (3.2%)
5. Invesco Qqq Trust Series 1 (QQQ) — $6.9M (2.9%)
What changes did Saxony Capital Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Saxony Capital Management, LLC made 187 notable position adjustments: 30 new positions were initiated, 93 existing holdings were added to, 39 positions were partially reduced, and 25 were completely exited. The largest of these moves: New buy: Avantis US Small Cap Value (AVUV); New buy: Ishares 1-5y Inv Grade CORP (IGSB); Sold out: Ishares 10-20 Year Treasury (TLH); New buy: ; New buy: Schwab Short-term US Treas (SCHO)
What sectors does Saxony Capital Management, LLC focus on?
Saxony Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 35.5%
• Communication Services: 24.7%
• Health Care: 9.9%
• Consumer Discretionary: 6.1%
• Energy: 5.6%
• Financials: 5.2%
Investment Profile
Saxony Capital Management, LLC returned an annualized 15.6% over the trailing 32 months — outperforming the S&P 500 by 1.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.75 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 35.5% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 64 to 29 over the past 4 quarters — a shift toward longer holding periods.
It has added to its META position over the past two quarters (+$12.0M, now $12.9M), while trimming IWM over the same stretch (-$1.8M, still holding $1.0M).
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Developer Access
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REST API
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