SW
Sax Wealth Advisors, LLC 13F Filing (Q3 2026) — Top Positions & Stock Picks
Sax Wealth Advisors, LLCCIK: 0001846150
Diversified strategyMomentum followerSector-focused
Total reported value
$3.5B
Reporting period: 2026-09-30 · Number of holdings: 750
SAX WEALTH ADVISORS, LLC disclosed 750 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $3.5B and a quarterly turnover rate of 42.8%.
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Personality snowflake
- Concentration
- 11.79
- Portfolio Stability
- 42.77
- Momentum
- 100
- Sector conviction
- 98.15
- Diversification
- 100
- Sizing Uniformity
- 54.03
Sax Wealth Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 34 equally-sized positions, well below its 750 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.60), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd NVDA
+387.6% $100.4M
Add AAPL
+161.3% $76.8M
Add AMD
+1262.3% $45.1M
Trim DFUS
+11.3% $91.5M
Sold out DUHP
Trim DFAC
-8.8% $3.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 750 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 11.21% | -1.05% | +11.32% | |
| 2 | FBND | Fidelity Total Bond ETF | ETF-Other | 8.31% | -0.02% | +49.79% | |
| 3 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 4.84% | +0.19% | +15.65% | |
| 4 | NVDA | Nvidia CORP | Stock-Tech | 3.40% | +2.64% | +387.59% | |
| 5 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 3.25% | -0.38% | +10.09% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.10% | +1.81% | +161.29% | |
| 7 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 2.49% | -0.91% | -8.79% | |
| 8 | DFIV | Dimensional International Va | ETF-Other | 1.81% | -0.22% | +20.64% | |
| 9 | DFAI | Dimensional International Co | ETF-Other | 1.71% | -0.24% | +17.49% | |
| 10 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.60% | -0.55% | -0.09% | |
| 11 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 1.59% | -0.07% | +22.43% | |
| 12 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 1.59% | — | +25.95% | |
| 13 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 1.41% | -0.34% | +5.61% | |
| 14 | DFAT | Dimensional US Target Value | ETF-Other | 1.35% | -0.62% | -8.21% | |
| 15 | AMD | Advanced Micro Devices | Stock-Tech | 1.32% | +1.27% | +1262.32% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.31% | +0.68% | +112.01% | |
| 17 | DFUV | Dimensional US Marketwide Va | ETF-Other | 1.24% | -0.36% | -2.72% | |
| 18 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.99% | +0.03% | +26.37% | |
| 19 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.96% | -0.12% | +16.49% | |
| 20 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.93% | -0.50% | -20.09% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.85% | +0.02% | +24.29% | |
| 22 | CLOI | Vaneck Clo ETF | ETF-Other | 0.85% | -0.01% | +40.30% | |
| 23 | ✓ | Stock-Other | 0.84% | +0.84% | NEW | ||
| 24 | DFAU | Dimensional US Core Equity M | ETF-Other | 0.83% | -0.14% | +5.23% | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.77% | +0.40% | +149.27% | |
| 26 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 0.71% | -0.07% | +20.19% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.65% | +0.46% | +279.69% | |
| 28 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.63% | -0.16% | -2.36% | |
| 29 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.62% | +0.37% | +200.52% | |
| 30 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.61% | +0.25% | +105.50% | |
| 31 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.58% | +0.01% | +23.83% | |
| 32 | AVGO | Broadcom Inc | Stock-Tech | 0.56% | +0.40% | +353.80% | |
| 33 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.54% | +0.11% | +48.92% | |
| 34 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.51% | -0.31% | -19.31% | |
| 35 | VTV | Vanguard Value ETF | ETF-Other | 0.51% | -0.16% | -1.65% | |
| 36 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.50% | -0.27% | -4.71% | |
| 37 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.49% | -0.15% | +2.20% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.46% | +0.16% | +93.96% | |
| 39 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.44% | +0.02% | +16.56% | |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.43% | +0.08% | +66.67% | |
| 41 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 0.42% | -0.11% | -1.53% | |
| 42 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.40% | -0.14% | -0.69% | |
| 43 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 0.40% | -0.05% | +11.45% | |
| 44 | BND | Vanguard Total Bond Market | ETF-Other | 0.37% | -0.84% | -53.86% | |
| 45 | VUG | Vanguard Growth ETF | ETF-Other | 0.35% | -0.08% | +466.29% | |
| 46 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.34% | -0.08% | +0.67% | |
| 47 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 0.34% | -0.05% | -2.77% | |
| 48 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.34% | -0.14% | -7.84% | |
| 49 | DIHP | Dimensional International Hi | ETF-Other | 0.32% | -0.12% | -0.66% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | -0.05% | +11.68% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+2%
Performance Last 4 Quarters
+14.2%
- Stdev
- +10.8%
- Beta
- +0.84
- Alpha
- -0.2%
- Max Drawdown
- -7.4%
- Annualized Perf
- +20.2%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.73
- Stutzer
- +0.51
- Treynor
- +0.23
- Sterling
- +1.31
- Calmar
- +2.72
- Information Ratio
- -0.97
- Tracking Error
- +4%
- Stdev Down
- +5.1%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.5%
- Worst 12 Months
- +4.7%
- Efficiency Ratio
- +0.72
- Sharpe
- +1.76
- Stdev Sectors
- +14.7%
- Skewness
- -0.11
- Kurtosis
- -0.17
- Upside Potential
- +5.2
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 750 | $3.5B | 43 | ||
| 2026 Q2 | 537 | $2.5B | 21 | ||
| 2026 Q1 | 482 | $2.1B | 3 | ||
| 2025 Q4 | 489 | $2.1B | 18 | ||
| 2025 Q3 | 437 | $1.9B | 32 | ||
| 2025 Q2 | 422 | $1.7B | 0 | ||
| 2025 Q1 | 360 | $1.4B | 100 | ||
| 2024 Q4 | 328 | $1.3B | 0 | ||
| 2024 Q3 | 287 | $1.1B | 0 | ||
| 2024 Q2 | 274 | $1.0B | 0 | ||
| 2024 Q1 | 190 | $856.0M | 0 | ||
| 2023 Q4 | 189 | $612.8M | 0 | ||
| 2023 Q3 | 178 | $507.5M | 0 | ||
| 2023 Q2 | 176 | $501.9M | 0 | ||
| 2023 Q1 | 177 | $460.4M | 0 | ||
| 2022 Q4 | 170 | $433.1M | 0 | ||
| 2022 Q3 | 158 | $388.6M | 0 | ||
| 2022 Q2 | 164 | $393.2M | 0 | ||
| 2022 Q1 | 174 | $413.5M | 0 | ||
| 2021 Q4 | 179 | $480.0M | 0 | ||
| 2021 Q3 | 169 | $421.3M | 0 | ||
| 2021 Q2 | 159 | $291.5M | 100 | ||
| 2021 Q1 | 149 | $273.4M | 25 | ||
| 2020 Q4 | 133 | $217.5M | — |
Holding changes this quarter
Sax Wealth Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Dimensional US High Profi Et (DUHP); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Nebius Group N.V. (NBIS).
Showing top 200 changes by size (of 778 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +2.6% | +387.59% | Add |
| 2 | AAPL | Apple Inc | +1.8% | +161.29% | Add |
| 3 | AMD | Advanced Micro Devices | +1.3% | +1262.32% | Add |
| 4 | ✓ | +0.8% | NEW | New buy | |
| 5 | MSFT | Microsoft CORP | +0.7% | +112.01% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.5% | +279.69% | Add |
| 7 | AMZN | Amazon.com Inc | +0.4% | +149.27% | Add |
| 8 | AVGO | Broadcom Inc | +0.4% | +353.80% | Add |
| 9 | AVEM | Avantis Emerging Markets Eq | +0.4% | +200.52% | Add |
| 10 | GOOG | Alphabet Inc-cl C | +0.3% | +105.50% | Add |
| 11 | ✓ | +0.2% | NEW | New buy | |
| 12 | LLY | Eli Lilly & Co | +0.2% | +450.03% | Add |
| 13 | JMST | JPM Ultra-short Muni Income | +0.2% | +3773.28% | Add |
| 14 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +15.65% | Add |
| 15 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +464.27% | Add |
| 16 | MPC | Marathon Petroleum CORP | +0.2% | +470.97% | Add |
| 17 | JPM | Jpmorgan Chase & Co | +0.2% | +93.96% | Add |
| 18 | MU | Micron Technology Inc | +0.2% | +196.85% | Add |
| 19 | JPST | Jpmorgan Ultra-short Income | +0.2% | +1286.91% | Add |
| 20 | UNP | Union Pacific CORP | +0.1% | +1098.45% | Add |
| 21 | USFR | Wisdomtree Floating Rate Tre | +0.1% | +341.69% | Add |
| 22 | LMT | Lockheed Martin CORP | +0.1% | +1058.48% | Add |
| 23 | NBIS | Nebius Group N.V. | +0.1% | NEW | New buy |
| 24 | GOOGL | Alphabet Inc-cl A | +0.1% | +48.92% | Add |
| 25 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | +318.04% | Add |
| 26 | HUBB | Hubbell Inc | +0.1% | NEW | New buy |
| 27 | WDC | Western Digital CORP | +0.1% | NEW | New buy |
| 28 | HGER | Harbor Commodity All Weather | +0.1% | NEW | New buy |
| 29 | FOXY | Simplify Currency Strtgy ETF | +0.1% | NEW | New buy |
| 30 | CTA | Simplify Managed Futures St | +0.1% | NEW | New buy |
| 31 | DUSB | Dimension Ultrashort Fi ETF | +0.1% | NEW | New buy |
| 32 | BRK-A | Berkshire Hathaway Inc-cl A | +0.1% | +66.67% | Add |
| 33 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +93.74% | Add |
| 34 | TSLA | Tesla Inc | +0.1% | +141.39% | Add |
| 35 | MRVL | Marvell Technology Inc | +0.1% | +4.69% | Add |
| 36 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +421.18% | Add |
| 37 | BNY | Bank Of New York Mellon CORP | +0.1% | +286.70% | Add |
| 38 | HOOD | Robinhood Markets Inc - A | +0.1% | +548.17% | Add |
| 39 | FCX | Freeport-mcmoran Inc | +0.1% | NEW | New buy |
| 40 | ✓ | +0.1% | NEW | New buy | |
| 41 | SRE | Sempra | +0.1% | NEW | New buy |
| 42 | ✓ | +0.1% | NEW | New buy | |
| 43 | GLDM | Spdr Gold Minishares Trust | +0.1% | NEW | New buy |
| 44 | PANW | Palo Alto Networks Inc | +0.1% | +19.44% | Add |
| 45 | LRCX | Lam Research CORP | +0.1% | +138.81% | Add |
| 46 | ✓ | +0.1% | NEW | New buy | |
| 47 | NTRA | Natera Inc | +0.1% | NEW | New buy |
| 48 | CVX | Chevron CORP | +0.1% | +103.19% | Add |
| 49 | INTC | Intel CORP | +0.1% | +27.10% | Add |
| 50 | IWM | Ishares Russell 2000 ETF | +0.1% | +172.45% | Add |
1–50 of 200
Filing History
FAQ
What is Sax Wealth Advisors, LLC and what type of investor is it?
Sax Wealth Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $3.5B, spread across 750 disclosed positions.
What are Sax Wealth Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Sax Wealth Advisors, LLC's top holdings by market value are:
1. Dimensional US Eq Mkt ETF (DFUS) — $392.9M (11.2%)
2. Fidelity Total Bond ETF (FBND) — $291.3M (8.3%)
3. Invesco Nasdaq 100 ETF (QQQM) — $169.6M (4.8%)
4. Nvidia CORP (NVDA) — $119.0M (3.4%)
5. Ishares Msci USA Quality Fac (QUAL) — $114.0M (3.3%)
What changes did Sax Wealth Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sax Wealth Advisors, LLC made 200 notable position adjustments: 46 new positions were initiated, 115 existing holdings were added to, 34 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: ; Sold out: Dimensional US High Profi Et (DUHP); New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Nebius Group N.V. (NBIS)
What sectors does Sax Wealth Advisors, LLC focus on?
Sax Wealth Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.5%
• Communication Services: 9.5%
• Financials: 7.7%
• Health Care: 7.6%
• Industrials: 6.4%
• Consumer Discretionary: 6.1%
Investment Profile
Sax Wealth Advisors, LLC returned an annualized 20.2% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.84 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 54.5% of the portfolio concentrated in Information Technology.
It has added to its FBND position over the past two quarters (+$107.2M, now $291.3M), while trimming DFCF over the same stretch (-$4.2M, still holding $4.1M).
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Developer Access
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REST API
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