SF
Sarofim Fayez Historical SEC 13F Holdings & Archive (Q3 2013)
Sarofim FayezCIK: 0000315027
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$20.5B
Reporting period: 2013-09-30 · Number of holdings: 562
Sarofim Fayez disclosed 562 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $20.5B and a quarterly turnover rate of 19.9%.
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Personality snowflake
- Concentration
- 11.83
- Portfolio Stability
- 19.88
- Momentum
- 100
- Sector conviction
- 64.98
- Diversification
- 100
- Sizing Uniformity
- 75.67
Sarofim Fayez's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 562 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.43), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 63% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Institutional Game-State Analysis
Core Intent
Sarofim Fayez is fortifying a defensive yield fortress: adding to Chevron and initiating AbbVie and Comcast while trimming Apple and exiting Roche. With Consumer Staples at 34% and Energy at 24%, the mandate is capital preservation through steady-state compounders, not alpha generation.
Macro & Fundamentals
By overweighting Energy and Staples while underweighting Tech, Sarofim is pricing in a prolonged low-growth, stable-inflation regime where dividend yield and bond-like equities dominate. The opposing thesis is that the Fed's reflation cycle accelerates, rotating capital into Cyclicals and Growth, leaving this portfolio exposed to multiple compression in its core sectors.
Blind Spots / Risks
The 34% Consumer Staples overweight is a consensus defensive bet that creates reflexivity risk: any hawkish Fed surprise would trigger a synchronized rotation out of bond-proxy sectors. Combined with a 233-name portfolio that masks dose-to-closet-indexing within these two sectors, Sarofim faces factor crowding and liquidity trap exposure if momentum shifts.
Produced with AI assistance from this institution's Form 13F data on SEC EDGAR. Historical only; not a personalized investment recommendation — the original filing is linked below. View the original 2013-09-30 Form 13F filing on SEC.gov
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 562 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PM | Philip Morris International | Stock-Consumer Staples | 8.43% | — | — | — |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 6.78% | — | — | — |
| 3 | KO | Coca-cola Co/the | Stock-Consumer Staples | 6.22% | — | — | — |
| 4 | CVX | Chevron CORP | Stock-Energy | 4.59% | — | — | — |
| 5 | MO | Altria Group Inc | Stock-Consumer Staples | 3.46% | — | — | — |
| 6 | AAPL | Apple Inc | Stock-Tech | 3.19% | — | — | — |
| 7 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.16% | — | — | — |
| 8 | TROW | T Rowe Price Group Inc | Stock-Financials | 2.82% | — | — | — |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.71% | — | — | — |
| 10 | EPD | Enterprise Products Partners | Stock-Energy | 2.43% | — | — | — |
| 11 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.33% | — | — | — |
| 12 | KMI | Kinder Morgan, Inc. | Stock-Energy | 1.82% | — | — | — |
| 13 | COP | Conocophillips | Stock-Energy | 1.79% | — | — | — |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.77% | — | — | — |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 1.74% | — | — | — |
| 16 | KMI | Kinder Morgan, Inc. | Stock-Energy | 1.69% | — | — | — |
| 17 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.66% | — | — | — |
| 18 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.64% | — | — | — |
| 19 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.46% | — | — | — |
| 20 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 1.43% | — | — | — |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 1.42% | — | — | — |
| 22 | INTC | Intel CORP | Stock-Tech | 1.39% | — | — | — |
| 23 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 1.37% | — | — | — |
| 24 | TGT | Target CORP | Stock-Consumer Disc | 1.35% | — | — | — |
| 25 | MRK | Merck & Co. Inc. | Stock-Healthcare | 1.27% | — | — | — |
| 26 | ✓ | Stock-Other | 1.26% | — | — | — | |
| 27 | UTXZ | United Tech CORP | Stock-Other | 1.26% | — | — | — |
| 28 | PXGBX | Praxair Inc | Stock-Other | 1.25% | — | — | — |
| 29 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.25% | — | — | — |
| 30 | ABBV | Abbvie Inc | Stock-Healthcare | 1.24% | — | — | — |
| 31 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.17% | — | — | — |
| 32 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 1.09% | — | — | — |
| 33 | ABT | Abbott Laboratories | Stock-Healthcare | 1.06% | — | — | — |
| 34 | TXN | Texas Instruments Inc | Stock-Tech | 1.05% | — | — | — |
| 35 | EVEUR | Eaton Vance CORP | Stock-Other | 0.98% | — | — | — |
| 36 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.96% | — | — | — |
| 37 | ADP | Automatic Data Processing | Stock-Tech | 0.95% | — | — | — |
| 38 | CAT | Caterpillar Inc | Stock-Industrials | 0.93% | — | — | — |
| 39 | BLKCHF | Blackrock Inc | Stock-Other | 0.89% | — | — | — |
| 40 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.87% | — | — | — |
| 41 | BEN | Franklin Resources Inc | Stock-Financials | 0.87% | — | — | — |
| 42 | HSBC | Hsbc Holdings Plc-spons Adr | Stock-Financials | 0.84% | — | — | — |
| 43 | KHC | The Kraft Heinz Company | Stock-Consumer Staples | 0.79% | — | — | — |
| 44 | AXP | American Express Co | Stock-Financials | 0.79% | — | — | — |
| 45 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.75% | — | — | — |
| 46 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.72% | — | — | — |
| 47 | FCX | Freeport-mcmoran Inc | Stock-Materials | 0.67% | — | — | — |
| 48 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.66% | — | — | — |
| 49 | PSX | Phillips 66 | Stock-Energy | 0.65% | — | — | — |
| 50 | QCOM | Qualcomm Inc | Stock-Tech | 0.62% | — | — | — |
1–50 of 200
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Sarofim Fayez and what type of investor is it?
Sarofim Fayez is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-09-30), the firm manages a tracked equity portfolio valued at approximately $20.5B, spread across 562 disclosed positions.
What are Sarofim Fayez's largest equity positions?
Based on the latest 13F filing, Sarofim Fayez's top holdings by market value are:
1. Philip Morris International (PM) — $1.7B (8.4%)
2. Exxon Mobil CORP (XOM) — $1.4B (6.8%)
3. Coca-cola Co/the (KO) — $1.3B (6.2%)
4. Chevron CORP (CVX) — $940.5M (4.6%)
5. Altria Group Inc (MO) — $709.1M (3.5%)
What changes did Sarofim Fayez make in its most recent portfolio filing?
No notable portfolio changes were recorded for Sarofim Fayez in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Sarofim Fayez focus on?
Sarofim Fayez is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Staples: 34.2%
• Energy: 24.4%
• Information Technology: 13.2%
• Health Care: 12.5%
• Consumer Discretionary: 6.1%
• Financials: 4.9%
Investment Profile
Sarofim Fayez's portfolio is broadly diversified and long-term-holding, with 34.2% of the portfolio concentrated in Consumer Staples.
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