SW
Sard Wealth Management Group, LLC 13F Filing (Q3 2026) — Top Positions & Stock Picks
Sard Wealth Management Group, LLCCIK: 0002010095
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$249.6M
Reporting period: 2026-09-30 · Number of holdings: 65
SARD WEALTH MANAGEMENT GROUP, LLC disclosed 65 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $249.6M and a quarterly turnover rate of 23.2%.
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Personality snowflake
- Concentration
- 28.36
- Portfolio Stability
- 23.2
- Momentum
- 100
- Sector conviction
- 65.75
- Diversification
- 100
- Sizing Uniformity
- 80.85
Sard Wealth Management Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.071 — mathematically equivalent to about 14 equally-sized positions, well below its 65 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy BND
New buy JIVE
Trim FV
+0.1% -$1.2M
Trim FBND
+4.5% -$140.6K
Trim RSP
+1.6% -$133.3K
Trim VTI
+0.6% $376.9K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 14.09% | -3.28% | +0.09% | |
| 2 | FBND | Fidelity Total Bond ETF | ETF-Other | 11.11% | -2.22% | +4.53% | |
| 3 | BND | Vanguard Total Bond Market | ETF-Other | 9.62% | +9.62% | NEW | |
| 4 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 8.64% | -1.49% | +0.64% | |
| 5 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 7.87% | -1.59% | +1.59% | |
| 6 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 6.25% | -0.96% | +0.89% | |
| 7 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 5.96% | -1.31% | +1.64% | |
| 8 | JIVE | JPM Interntl Value ETF | ETF-Other | 5.07% | +5.07% | NEW | |
| 9 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 4.11% | -1.14% | +1.98% | |
| 10 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 3.98% | -0.73% | -0.44% | |
| 11 | CGIC | Cap Group Intl Core Eq | ETF-Other | 2.96% | +0.05% | +22.86% | |
| 12 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.23% | -0.40% | +2.69% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.64% | — | +3.76% | |
| 14 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 1.14% | -0.15% | +2.78% | |
| 15 | SPLV | Invesco S&p 500 Low Volatili | ETF-Large Cap & Growth | 1.13% | -0.28% | +0.98% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 0.87% | +0.07% | -5.22% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.77% | -0.13% | -1.98% | |
| 18 | CGSM | Cap Group Short Muni Income | ETF-Other | 0.70% | -0.15% | +0.59% | |
| 19 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.63% | -0.12% | +1.64% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | -0.08% | -6.60% | |
| 21 | FEGE | First Eagle Gl Equity ETF | ETF-Other | 0.62% | +0.13% | +46.00% | |
| 22 | CGMU | Cap Group Municipal Income | ETF-Other | 0.56% | +0.30% | +166.17% | |
| 23 | MCK | Mckesson CORP | Stock-Healthcare | 0.54% | -0.03% | +0.57% | |
| 24 | ✓ | Stock-Other | 0.49% | +0.49% | NEW | ||
| 25 | TBUX | T Rowe Price Ultra Short-ter | ETF-Other | 0.46% | +0.46% | NEW | |
| 26 | CGNG | Cap Group New Geography Eq | ETF-Other | 0.41% | +0.06% | +41.97% | |
| 27 | HD | Home Depot Inc | Stock-Consumer Disc | 0.37% | -0.15% | +4.78% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.37% | -0.07% | +1.40% | |
| 29 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.37% | -0.02% | +5.40% | |
| 30 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.37% | -0.06% | +0.35% | |
| 31 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.35% | -0.05% | +2.96% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.35% | -0.10% | -4.50% | |
| 33 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.30% | +0.03% | -15.73% | |
| 34 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.29% | -0.08% | +0.23% | |
| 35 | SO | Southern Co/the | Stock-Utilities | 0.28% | -0.12% | -1.33% | |
| 36 | PXH | Inves Rafi Emer Mrkt-usd Inc | ETF-Other | 0.28% | -0.04% | +1.11% | |
| 37 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.28% | +0.03% | +0.74% | |
| 38 | CGGR | Cap Group Growth Equity | ETF-Other | 0.27% | -0.02% | +8.38% | |
| 39 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.26% | -0.61% | -64.77% | |
| 40 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.21% | +0.21% | NEW | |
| 41 | BAC | Bank Of America CORP | Stock-Financials | 0.19% | -0.04% | +0.56% | |
| 42 | D | Dominion Energy Inc | Stock-Utilities | 0.18% | -0.07% | +0.48% | |
| 43 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.17% | -0.02% | +7.40% | |
| 44 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.17% | -0.01% | +16.67% | |
| 45 | WMT | Walmart Inc | Stock-Consumer Staples | 0.17% | -0.05% | -4.32% | |
| 46 | T | At&t Inc | Stock-Comm Services | 0.16% | — | +0.21% | |
| 47 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.15% | -0.06% | -0.02% | |
| 48 | PPI | Astoria Real Assets ETF | ETF-Other | 0.14% | -0.04% | +0.33% | |
| 49 | ED | Consolidated Edison Inc | Stock-Utilities | 0.14% | -0.04% | +0.26% | |
| 50 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.13% | -0.03% | — |
1–50 of 65
Portfolio Performance
Performance for Q4 2026
+1.7%
Performance Last 4 Quarters
+13.3%
- Stdev
- +9.7%
- Beta
- +0.73
- Alpha
- -0.6%
- Max Drawdown
- -7.8%
- Annualized Perf
- +12.2%
- Batting Avg vs S&P
- +34.4%
- Sortino
- +2.11
- Stutzer
- +0.36
- Treynor
- +0.17
- Sterling
- +0.75
- Calmar
- +1.57
- Information Ratio
- -0.97
- Tracking Error
- +5.4%
- Stdev Down
- +5.7%
- Winning Months %
- +71.9%
- Losing Months %
- +28.1%
- Best 12 Months
- +21.8%
- Worst 12 Months
- +4.4%
- Efficiency Ratio
- +0.45
- Sharpe
- +1.25
- Stdev Sectors
- +10.9%
- Skewness
- -0.53
- Kurtosis
- -0.33
- Upside Potential
- +3.71
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sard Wealth Management Group, LLC's most significant position changes for 2026-09-30: New buy: Vanguard Total Bond Market (BND); New buy: JPM Interntl Value ETF (JIVE); New buy: ; New buy: T Rowe Price Ultra Short-ter (TBUX); Sold out: Exxon Mobil CORP (XOM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | +9.6% | NEW | New buy |
| 2 | JIVE | JPM Interntl Value ETF | +5.1% | NEW | New buy |
| 3 | ✓ | +0.5% | NEW | New buy | |
| 4 | TBUX | T Rowe Price Ultra Short-ter | +0.5% | NEW | New buy |
| 5 | CGMU | Cap Group Municipal Income | +0.3% | +166.17% | Add |
| 6 | VGSH | Vanguard Short-term Treasury | +0.2% | NEW | New buy |
| 7 | FEGE | First Eagle Gl Equity ETF | +0.1% | +46.00% | Add |
| 8 | GOOG | Alphabet Inc-cl C | +0.1% | NEW | New buy |
| 9 | CGBL | Cap Group Core Balanced | +0.1% | NEW | New buy |
| 10 | CGHM | Cap Group Muni High-income | +0.1% | NEW | New buy |
| 11 | MSFT | Microsoft CORP | +0.1% | -5.22% | Trim |
| 12 | CGNG | Cap Group New Geography Eq | +0.1% | +41.97% | Add |
| 13 | CGIC | Cap Group Intl Core Eq | +0.1% | +22.86% | Add |
| 14 | PLTR | Palantir Technologies Inc-a | 0% | -15.73% | Trim |
| 15 | META | Meta Platforms Inc-class A | 0% | +0.74% | Add |
| 16 | IBIT | Ishares Bitcoin Trust ETF | 0% | — | Unchanged |
| 17 | AAPL | Apple Inc | — | +3.76% | Add |
| 18 | T | At&t Inc | — | +0.21% | Add |
| 19 | VUSB | Vanguard Ultra Short Bond Et | 0% | +16.67% | Add |
| 20 | KO | Coca-cola Co/the | 0% | +5.40% | Add |
| 21 | CGGR | Cap Group Growth Equity | 0% | +8.38% | Add |
| 22 | JNJ | Johnson & Johnson | 0% | +7.40% | Add |
| 23 | DNP | Dnp Select Income Fund Inc | 0% | — | Unchanged |
| 24 | ALL | Allstate CORP | 0% | — | Unchanged |
| 25 | ABBV | Abbvie Inc | 0% | +0.97% | Add |
| 26 | IAU | Ishares Gold Trust | 0% | — | Unchanged |
| 27 | CGDV | Cap Group Dividend Value | 0% | +0.17% | Add |
| 28 | MCK | Mckesson CORP | 0% | +0.57% | Add |
| 29 | FMN | Federated Herm Prem Muni Inc | 0% | — | Unchanged |
| 30 | GE | General Electric | 0% | +6.87% | Add |
| 31 | SPGP | Invesco S&p 500 Garp ETF | 0% | +0.08% | Add |
| 32 | DVY | Ishares Select Dividend ETF | 0% | +0.29% | Add |
| 33 | EFA | Ishares Msci Eafe ETF | 0% | — | Unchanged |
| 34 | ITA | Ishares U.s. Aerospace & Def | 0% | +0.08% | Add |
| 35 | PPA | Invesco Aerospace & Defense | 0% | +0.28% | Add |
| 36 | PXH | Inves Rafi Emer Mrkt-usd Inc | 0% | +1.11% | Add |
| 37 | ED | Consolidated Edison Inc | 0% | +0.26% | Add |
| 38 | PPI | Astoria Real Assets ETF | 0% | +0.33% | Add |
| 39 | BAC | Bank Of America CORP | 0% | +0.56% | Add |
| 40 | WMT | Walmart Inc | -0.1% | -4.32% | Trim |
| 41 | SFLR | Innovator Eqty Mgd Floor ETF | -0.1% | +2.96% | Add |
| 42 | UPS | United Parcel Service-cl B | -0.1% | -0.02% | Trim |
| 43 | DFAC | Dimensional US Core Equity 2 | -0.1% | +0.35% | Add |
| 44 | D | Dominion Energy Inc | -0.1% | +0.48% | Add |
| 45 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | +1.40% | Add |
| 46 | NVDA | Nvidia CORP | -0.1% | -6.60% | Trim |
| 47 | IWM | Ishares Russell 2000 ETF | -0.1% | +0.23% | Add |
| 48 | IBM | Intl Business Machines CORP | -0.1% | EXIT | Sold out |
| 49 | ETR | Entergy CORP | -0.1% | EXIT | Sold out |
| 50 | GOOGL | Alphabet Inc-cl A | -0.1% | -4.50% | Trim |
1–50 of 69
Filing History
FAQ
What is Sard Wealth Management Group, LLC and what type of investor is it?
Sard Wealth Management Group, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $249.6M, spread across 65 disclosed positions.
What are Sard Wealth Management Group, LLC's largest equity positions?
Based on the latest 13F filing, Sard Wealth Management Group, LLC's top holdings by market value are:
1. First Trust Dw Focus 5 Fund (FV) — $35.2M (14.1%)
2. Fidelity Total Bond ETF (FBND) — $27.7M (11.1%)
3. Vanguard Total Bond Market (BND) — $24.0M (9.6%)
4. Vanguard Total Stock Mkt ETF (VTI) — $21.6M (8.6%)
5. Invesco S&p 500 Equal Weight (RSP) — $19.6M (7.9%)
What changes did Sard Wealth Management Group, LLC make in its most recent portfolio filing?
In the latest reported quarter, Sard Wealth Management Group, LLC made 63 notable position adjustments: 8 new positions were initiated, 41 existing holdings were added to, 10 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Vanguard Total Bond Market (BND); New buy: JPM Interntl Value ETF (JIVE); New buy: ; New buy: T Rowe Price Ultra Short-ter (TBUX); Sold out: Exxon Mobil CORP (XOM)
What sectors does Sard Wealth Management Group, LLC focus on?
Sard Wealth Management Group, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.5%
• Consumer Staples: 13.4%
• Consumer Discretionary: 13.2%
• Communication Services: 10.3%
• Health Care: 9.7%
• Utilities: 7.0%
Investment Profile
Sard Wealth Management Group, LLC returned an annualized 12.2% over the trailing 32 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.73 (less volatile than the market) and a 34% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 39.5% of the portfolio concentrated in Information Technology.
It has added to its VTI position over the past two quarters (+$3.7M, now $21.6M), while trimming MINT over the same stretch (-$2.7M, still holding $640.9K).
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