13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001477872
Total reported value
$1.8B
$1.8B
41 檔
44.1%
As reported in its official Q3 2024 Form 13F filing, Saratoga Research & Investment Management's tracked investment portfolio stood at $1.8B with 41 total positions.
In Q3 2024, Saratoga Research & Investment Management adopted a defensive or profit-taking posture, trimming 29 positions and completely liquidating 2 holdings to manage risk exposure.
In terms of portfolio concentration, the top 5 core holdings (including RTX, UL, MSFT) accounted for 44.1% of total reported equity market value during Q3 2024.
Top New Position Initiated
BIL
市值: $22.2M
Top Position Liquidated / Trimmed
MMM
前期市值: $29.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RTX | Rtx CORP | Stock-Industrials | 7.74% | -0.31% | -4.45% | |
| 2 | UL | Unilever PLC | Stock-Consumer Staples | 7.42% | — | -5.77% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 6.77% | -0.93% | +1.32% | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 6.77% | -0.21% | -3.33% | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 6.58% | -0.34% | -4.05% | |
| 6 | DIS | Walt Disney Co/the | Stock-Comm Services | 6.47% | -0.46% | +18.76% | |
| 7 | ORCL | Oracle CORP | Stock-Tech | 5.97% | — | -4.98% | |
| 8 | MDT | Medtronic plc | Stock-Healthcare | 5.35% | -0.63% | -2.51% | |
| 9 | RHHBY | Roche Holdings Ltd-spons Adr | Stock-Other | 4.07% | -0.30% | -3.54% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.78% | -0.84% | -3.50% | |
| 11 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 3.69% | +1.32% | -5.37% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 3.39% | -0.02% | -5.66% | |
| 13 | GD | General Dynamics CORP | Stock-Industrials | 3.19% | -0.28% | -4.27% | |
| 14 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 2.75% | -0.35% | EXIT | |
| 15 | HD | Home Depot Inc | Stock-Consumer Disc | 2.64% | -0.02% | -5.58% | |
| 16 | ACN | Accenture plc | Stock-Tech | 2.54% | -1.48% | -3.79% | |
| 17 | CHRW | C.h. Robinson Worldwide Inc | Stock-Industrials | 2.50% | +0.05% | -5.11% | |
| 18 | SBUX | Starbucks CORP | Stock-Consumer Disc | 2.34% | +0.09% | -2.85% | |
| 19 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 2.26% | -0.01% | -3.63% | |
| 20 | V | Visa Inc-class A Shares | Stock-Financials | 2.22% | +0.09% | -4.91% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 1.73% | — | -34.83% | |
| 22 | ADBE | Adobe Inc | Stock-Tech | 1.71% | -0.03% | EXIT | |
| 23 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.31% | -0.31% | -3.33% | |
| 24 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.29% | -0.23% | -3.42% | |
| 25 | BIIB | Biogen Inc | Stock-Healthcare | 1.28% | — | -4.48% | |
| 26 | CSCO | Cisco Systems Inc | Stock-Tech | 1.17% | -0.02% | -3.47% | |
| 27 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.97% | -0.04% | — | |
| 28 | BDX | Becton Dickinson And Co | Stock-Healthcare | 0.85% | — | -4.17% | |
| 29 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.61% | -0.04% | -7.15% | |
| 30 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.30% | — | -4.37% | |
| 31 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.09% | — | -0.90% | |
| 32 | ASML | ASML Holding N.V. | Stock-Tech | 0.04% | +1.66% | +0.09% | |
| 33 | AMGN | Amgen Inc | Stock-Healthcare | 0.04% | -0.01% | — | |
| 34 | IBM | Intl Business Machines CORP | Stock-Tech | 0.03% | — | — | |
| 35 | PAYX | Paychex Inc | Stock-Tech | 0.03% | — | — | |
| 36 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.03% | — | — | |
| 37 | SYY | Sysco CORP | Stock-Consumer Staples | 0.03% | -0.03% | EXIT | |
| 38 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.02% | — | — | |
| 39 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.02% | +0.01% | — | |
| 40 | TROW | T Rowe Price Group Inc | Stock-Financials | 0.01% | — | -51.76% | |
| 41 | UBFO | United Security Bancshare/ca | Stock-Other | — | -0.01% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +1% | NEW | New buy |
| 2 | RTX | Rtx CORP | +0.8% | -4.45% | Trim |
| 3 | DIS | Walt Disney Co/the | +0.6% | +18.76% | Add |
| 4 | ORCL | Oracle CORP | +0.6% | -4.98% | Trim |
| 5 | UL | Unilever PLC | +0.5% | -5.77% | Trim |
| 6 | MDT | Medtronic plc | +0.4% | -2.51% | Trim |
| 7 | SBUX | Starbucks CORP | +0.3% | -2.85% | Trim |
| 8 | CHRW | C.h. Robinson Worldwide Inc | +0.3% | -5.11% | Trim |
| 9 | BRK-B | Berkshire Hathaway Inc-cl B | +0.3% | -4.05% | Trim |
| 10 | RHHBY | Roche Holdings Ltd-spons Adr | +0.3% | -3.54% | Trim |
| 11 | NKE | Nike Inc -cl B | +0.2% | -4.89% | Trim |
| 12 | ACN | Accenture plc | +0.2% | -3.79% | Trim |
| 13 | HD | Home Depot Inc | +0.2% | -5.58% | Trim |
| 14 | JNJ | Johnson & Johnson | +0.1% | -3.50% | Trim |
| 15 | DEO | Diageo Plc-sponsored Adr | +0.1% | -3.63% | Trim |
| 16 | CSCO | Cisco Systems Inc | 0% | -3.47% | Trim |
| 17 | AAPL | Apple Inc | 0% | -5.66% | Trim |
| 18 | KO | Coca-cola Co/the | 0% | -4.37% | Trim |
| 19 | IBM | Intl Business Machines CORP | 0% | — | Unchanged |
| 20 | CTSH | Cognizant Tech Solutions-a | 0% | — | Unchanged |
| 21 | SYY | Sysco CORP | 0% | — | Unchanged |
| 22 | LMT | Lockheed Martin CORP | — | — | Unchanged |
| 23 | PAYX | Paychex Inc | — | — | Unchanged |
| 24 | AMGN | Amgen Inc | — | — | Unchanged |
| 25 | UBFO | United Security Bancshare/ca | — | — | Unchanged |
| 26 | AMZN | Amazon.com Inc | — | — | Unchanged |
| 27 | ASML | ASML Holding N.V. | 0% | +0.09% | Add |
| 28 | TROW | T Rowe Price Group Inc | 0% | -51.76% | Trim |
| 29 | GOOG | Alphabet Inc-cl C | 0% | -0.90% | Trim |
| 30 | JQUA | Jpmorgan US Quality Factor | 0% | EXIT | Sold out |
| 31 | PG | Procter & Gamble Co/the | 0% | -3.42% | Trim |
| 32 | CL | Colgate-palmolive Co | 0% | -7.15% | Trim |
| 33 | BDX | Becton Dickinson And Co | 0% | -4.17% | Trim |
| 34 | PEP | Pepsico Inc | -0.1% | -3.33% | Trim |
| 35 | V | Visa Inc-class A Shares | -0.1% | -4.91% | Trim |
| 36 | GD | General Dynamics CORP | -0.1% | -4.27% | Trim |
| 37 | ADBE | Adobe Inc | -0.3% | -4.77% | Trim |
| 38 | BIIB | Biogen Inc | -0.4% | -4.48% | Trim |
| 39 | MSFT | Microsoft CORP | -0.4% | +1.32% | Add |
| 40 | WMT | Walmart Inc | -0.6% | -34.83% | Trim |
| 41 | NVO | Novo-nordisk A/s-spons Adr | -1.2% | -5.37% | Trim |
| 42 | GOOGL | Alphabet Inc-cl A | -1.2% | -3.33% | Trim |
| 43 | MMM | 3m Co | -1.3% | EXIT | Sold out |
According to official SEC Form 13F filings, Saratoga Research & Investment Management reported a total U.S. public equity portfolio value of $1.8B across 41 disclosed positions in Q3 2024.
During Q3 2024, Saratoga Research & Investment Management's top holdings by market value included RTX (7.7%)、UL (7.4%)、MSFT (6.8%). The largest single position, RTX, represented 7.7% of total portfolio value.
In Q3 2024, Saratoga Research & Investment Management made 35 total portfolio adjustments, initiating 1 new buys, adding to 3 positions, trimming 29 holdings, and fully liquidating 2 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.