CIK: 0001109426
Total reported value
$6.4B
Reporting period: 2019-03-31 · Number of holdings: 53
Santa Barbara Asset Management, LLC disclosed 53 holdings in its latest 13F filing for the period ending 2019-03-31, with total reported value of $6.4B and a quarterly turnover rate of 26.7%.
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Santa Barbara Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.027 — mathematically equivalent to about 37 equally-sized positions, close to its 53 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.68), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 55% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim PFE
-99.8% -$190.3M
Add SLB
+57.7% $68.3M
Add PM
+17.2% $59.5M
Add G0177J108
+42.7% $56.5M
Add CMCSA
+15.6% $53.2M
Trim WHR
-72.3% -$43.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 4.81% | -0.31% | -16.23% | |
| 2 | UNH | Unitedhealth Group INC | Stock-Healthcare | 3.64% | -0.21% | -1.28% | |
| 3 | NEE | Nextera Energy INC | Stock-Utilities | 3.62% | +0.19% | -1.66% | |
| 4 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 3.62% | +0.44% | -0.64% | |
| 5 | FIS | Fidelity National Info Serv | Stock-Tech | 3.38% | +0.16% | -1.43% | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.33% | -0.03% | -1.00% | |
| 7 | ACN | Accenture plc | Stock-Tech | 3.23% | +0.56% | +0.41% | |
| 8 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 3.14% | +0.74% | +15.62% | |
| 9 | UNP | Union Pacific CORP | Stock-Industrials | 2.92% | +0.36% | -2.41% | |
| 10 | CSCO | Cisco Systems INC | Stock-Tech | 2.87% | +0.45% | -1.68% | |
| 11 | PSX | Phillips 66 | Stock-Energy | 2.83% | +0.45% | +11.43% | |
| 12 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 2.78% | +0.48% | +4.96% | |
| 13 | PEP | Pepsico INC | Stock-Consumer Staples | 2.74% | +0.16% | -0.86% | |
| 14 | TXN | Texas Instruments INC | Stock-Tech | 2.66% | -0.35% | -18.37% | |
| 15 | LMT | Lockheed Martin CORP | Stock-Industrials | 2.62% | +0.55% | +14.41% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 2.61% | +0.87% | +17.19% | |
| 17 | WEC | Wec Energy Group INC | Stock-Utilities | 2.52% | +0.20% | -1.52% | |
| 18 | MDT | Medtronic plc | Stock-Healthcare | 2.51% | +0.31% | +17.95% | |
| 19 | ✓ | Stock-Other | 2.44% | +0.83% | +42.74% | ||
| 20 | IR | Ingersoll-rand PLC | Stock-Industrials | 2.41% | +0.27% | -1.34% | |
| 21 | CME | Cme Group INC | Stock-Financials | 2.38% | +0.10% | +23.43% | |
| 22 | T | At&t INC | Stock-Comm Services | 2.33% | +0.50% | +19.99% | |
| 23 | HON | Honeywell International INC | Stock-Industrials | 2.33% | -0.14% | -18.80% | |
| 24 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 2.28% | +0.37% | -0.83% | |
| 25 | CONE1EUR | Cyrusone INC | Stock-Other | 2.27% | +0.02% | +5.43% | |
| 26 | CVX | Chevron CORP | Stock-Energy | 2.26% | +0.16% | -1.26% | |
| 27 | LIN | Linde plc | Stock-Materials | 2.24% | +0.06% | -5.61% | |
| 28 | SLB | Slb LTD | Stock-Energy | 2.24% | +1.02% | +57.74% | |
| 29 | PNC | Pnc Financial Services Group | Stock-Financials | 2.23% | +2.23% | NEW | |
| 30 | O | Realty Income CORP | Stock-Real Estate | 2.20% | -0.25% | -20.37% | |
| 31 | CB | Chubb Limited | Stock-Financials | 2.10% | +0.16% | +2.92% | |
| 32 | MRSH | Marsh & Mclennan Cos | Stock-Financials | 2.09% | -0.40% | -26.23% | |
| 33 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.03% | +0.03% | -3.27% | |
| 34 | BLKCHF | Blackrock INC | Stock-Other | 2.02% | +0.07% | -1.22% | |
| 35 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.96% | -0.01% | +1.80% | |
| 36 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 1.92% | +0.20% | +0.86% | |
| 37 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 1.80% | +0.51% | +40.40% | |
| 38 | CVS | Cvs Health CORP | Stock-Healthcare | 1.67% | -0.43% | -0.12% | |
| 39 | WHR | Whirlpool CORP | Stock-Consumer Disc | 0.36% | -0.72% | -72.33% | |
| 40 | SAP | Sap Se-sponsored Adr | Stock-Tech | 0.10% | +0.02% | +8.43% | |
| 41 | TD | Toronto-dominion Bank | Stock-Financials | 0.09% | +0.03% | +56.25% | |
| 42 | LYG | Lloyds Banking Group Plc-adr | Stock-Financials | 0.06% | +0.01% | +0.34% | |
| 43 | SNY | Sanofi-adr | Stock-Healthcare | 0.06% | — | +0.18% | |
| 44 | ENB | Enbridge INC | Stock-Energy | 0.06% | +0.01% | +0.40% | |
| 45 | UL | Unilever PLC | Stock-Consumer Staples | 0.05% | — | +0.14% | |
| 46 | IX | Orix - Sponsored Adr | Stock-Other | 0.05% | +0.01% | +54.37% | |
| 47 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.03% | — | +0.31% | |
| 48 | GRFS | Grifols Sa-adr | Stock-Other | 0.03% | — | +0.97% | |
| 49 | WPP | Wpp Plc-sponsored Adr | Stock-Other | 0.03% | — | +4.74% | |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.02% | -0.64% | -97.37% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-03-31 | 53 | $6.4B | 27 | |
| 2018-12-31 | 56 | $6.2B | 24 | |
| 2018-09-30 | 53 | $6.9B | 12 | |
| 2018-06-30 | 54 | $6.6B | 15 | |
| 2018-03-31 | 54 | $6.5B | 11 | |
| 2017-12-31 | 53 | $6.6B | 15 | |
| 2017-09-30 | 55 | $6.3B | 12 | |
| 2017-06-30 | 56 | $5.9B | 12 | |
| 2017-03-31 | 53 | $5.8B | 15 | |
| 2016-12-31 | 57 | $5.5B | 9 | |
| 2016-09-30 | 57 | $5.4B | 15 | |
| 2016-06-30 | 55 | $5.3B | 16 | |
| 2016-03-31 | 54 | $5.1B | 16 | |
| 2015-12-31 | 55 | $5.0B | 16 | |
| 2015-09-30 | 56 | $4.8B | 29 | |
| 2015-06-30 | 53 | $5.0B | 16 | |
| 2015-03-31 | 56 | $5.2B | 22 | |
| 2014-12-31 | 58 | $5.0B | 13 | |
| 2014-09-30 | 59 | $4.8B | 14 | |
| 2014-06-30 | 60 | $4.9B | 12 | |
| 2014-03-31 | 62 | $4.7B | 18 | |
| 2013-12-31 | 63 | $4.5B | 17 | |
| 2013-09-30 | 74 | $4.2B | 24 | |
| 2013-06-30 | 72 | $3.8B | 0 |
Santa Barbara Asset Management, LLC's most significant position changes for 2019-03-31: Sold out: Apple INC (AAPL); New buy: Pnc Financial Services Group (PNC); Sold out: Becton Dickinson And Co (BDX); Sold out: Totalenergies Se -spon Adr (TTEN); Sold out: Ishares Msci Acwi ETF (ACWI).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SLB | Slb LTD | +1% | +57.74% | Add |
| 2 | PM | Philip Morris International | +0.9% | +17.19% | Add |
| 3 | ✓ | +0.8% | +42.74% | Add | |
| 4 | CMCSA | Comcast Corp-class A | +0.7% | +15.62% | Add |
| 5 | ACN | Accenture plc | +0.6% | +0.41% | Add |
| 6 | LMT | Lockheed Martin CORP | +0.6% | +14.41% | Add |
| 7 | CCL1EUR | Carnival CORP LTD | +0.5% | +40.40% | Add |
| 8 | T | At&t INC | +0.5% | +19.99% | Add |
| 9 | PKG | Packaging CORP Of America | +0.5% | +4.96% | Add |
| 10 | PSX | Phillips 66 | +0.5% | +11.43% | Add |
| 11 | CSCO | Cisco Systems INC | +0.5% | -1.68% | Trim |
| 12 | LOW | Lowe's Cos INC | +0.4% | -0.64% | Trim |
| 13 | MDLZ | Mondelez International Inc-a | +0.4% | -0.83% | Trim |
| 14 | UNP | Union Pacific CORP | +0.4% | -2.41% | Trim |
| 15 | MDT | Medtronic plc | +0.3% | +17.95% | Add |
| 16 | IR | Ingersoll-rand PLC | +0.3% | -1.34% | Trim |
| 17 | WEC | Wec Energy Group INC | +0.2% | -1.52% | Trim |
| 18 | CL | Colgate-palmolive Co | +0.2% | +0.86% | Add |
| 19 | NEE | Nextera Energy INC | +0.2% | -1.66% | Trim |
| 20 | FIS | Fidelity National Info Serv | +0.2% | -1.43% | Trim |
| 21 | PEP | Pepsico INC | +0.2% | -0.86% | Trim |
| 22 | CVX | Chevron CORP | +0.2% | -1.26% | Trim |
| 23 | CB | Chubb Limited | +0.2% | +2.92% | Add |
| 24 | CME | Cme Group INC | +0.1% | +23.43% | Add |
| 25 | BLKCHF | Blackrock INC | +0.1% | -1.22% | Trim |
| 26 | LIN | Linde plc | +0.1% | -5.61% | Trim |
| 27 | JNJ | Johnson & Johnson | 0% | -3.27% | Trim |
| 28 | TD | Toronto-dominion Bank | 0% | +56.25% | Add |
| 29 | CONE1EUR | Cyrusone INC | 0% | +5.43% | Add |
| 30 | SAP | Sap Se-sponsored Adr | 0% | +8.43% | Add |
| 31 | IX | Orix - Sponsored Adr | 0% | +54.37% | Add |
| 32 | LYG | Lloyds Banking Group Plc-adr | 0% | +0.34% | Add |
| 33 | ENB | Enbridge INC | 0% | +0.40% | Add |
| 34 | DIS | Walt Disney Co/the | 0% | +1.80% | Add |
| 35 | JPM | Jpmorgan Chase & Co | 0% | -1.00% | Trim |
| 36 | HON | Honeywell International INC | -0.1% | -18.80% | Trim |
| 37 | UNH | Unitedhealth Group INC | -0.2% | -1.28% | Trim |
| 38 | O | Realty Income CORP | -0.3% | -20.37% | Trim |
| 39 | MSFT | Microsoft CORP | -0.3% | -16.23% | Trim |
| 40 | TXN | Texas Instruments INC | -0.4% | -18.37% | Trim |
| 41 | MRSH | Marsh & Mclennan Cos | -0.4% | -26.23% | Trim |
| 42 | CVS | Cvs Health CORP | -0.4% | -0.12% | Trim |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.6% | -97.37% | Trim |
| 44 | WHR | Whirlpool CORP | -0.7% | -72.33% | Trim |
| 45 | PFE | Pfizer INC | -3.1% | -99.80% | Trim |
| 46 | AAPL | Apple INC | — | EXIT | Sold out |
| 47 | PNC | Pnc Financial Services Group | — | NEW | New buy |
| 48 | BDX | Becton Dickinson And Co | — | EXIT | Sold out |
| 49 | TTEN | Totalenergies Se -spon Adr | — | EXIT | Sold out |
| 50 | ACWI | Ishares Msci Acwi ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-14 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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