SC
Sanibel Captiva Investment Advisers, Inc. Historical SEC 13F Holdings & Archive (Q4 2013)
Sanibel Captiva Investment Advisers, Inc.CIK: 0001581830
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$162.0M
Reporting period: 2013-12-31 · Number of holdings: 100
Sanibel Captiva Investment Advisers, Inc. disclosed 100 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $162.0M and a quarterly turnover rate of 32.3%.
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Personality snowflake
- Concentration
- 7.15
- Portfolio Stability
- 32.26
- Momentum
- 100
- Sector conviction
- 53.68
- Diversification
- 100
- Sizing Uniformity
- 91.08
Sanibel Captiva Investment Advisers, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 56 equally-sized positions, well below its 100 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.89), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 40% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim KMI
+8.7% $647.0K
Add GOOG
+60.7% $1.2M
Add AEP
+29.5% $1.7M
Add DIS
+94.5% $1.1M
Add MMM
+155.0% $903.0K
Add GD
+212.8% $864.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KMI | Kinder Morgan, Inc. | Stock-Energy | 4.39% | -0.60% | +8.68% | |
| 2 | WMB | Williams Cos Inc | Stock-Energy | 3.42% | -0.24% | +10.10% | |
| 3 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 3.04% | +0.54% | +29.49% | |
| 4 | WEP | Magellan Midstream Partners | Stock-Other | 2.93% | -0.04% | +9.93% | |
| 5 | BIP | Brookfield Infrastructure Partners L.P. | Stock-Utilities | 2.87% | -0.34% | +8.53% | |
| 6 | ORCL | Oracle CORP | Stock-Tech | 2.82% | +0.19% | +16.29% | |
| 7 | AXP | American Express Company | Stock-Financials | 2.77% | +0.12% | +14.87% | |
| 8 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 2.63% | -0.23% | +11.02% | |
| 9 | SYY | Sysco CORP | Stock-Consumer Staples | 2.58% | -0.25% | +0.57% | |
| 10 | AAPL | Apple Inc | Stock-Tech | 2.51% | +0.39% | +25.66% | |
| 11 | BPYPN | Brookfield Property Partners L.P. | Stock-Other | 2.37% | -0.25% | +9.95% | |
| 12 | NGG | National Grid plc | Stock-Utilities | 2.35% | -0.14% | +6.51% | |
| 13 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.31% | +0.11% | +24.00% | |
| 14 | PM | Philip Morris International | Stock-Consumer Staples | 2.18% | — | +6.11% | |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.17% | -0.04% | +17.51% | |
| 16 | ✓ | Stock-Other | 1.96% | — | +7.34% | ||
| 17 | MKL | Markel Group Inc | Stock-Financials | 1.91% | — | -1.93% | |
| 18 | ✓ | Boardwalk Pipeline Partners | Stock-Other | 1.89% | — | +9.96% | |
| 19 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.85% | +0.20% | +38.49% | |
| 20 | WFC | Wells Fargo & Co | Stock-Financials | 1.75% | +0.19% | +27.52% | |
| 21 | ABBNY | Abb Ltd-spon Adr | Stock-Industrials | 1.70% | -0.04% | +8.55% | |
| 22 | ABBV | Abbvie Inc | Stock-Healthcare | 1.62% | +0.15% | +16.92% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.48% | — | -0.55% | |
| 24 | GOOG | Alphabet Inc. | Stock-Comm Services | 1.41% | +0.55% | +60.74% | |
| 25 | NOVEUR | National Oilwell Varco Inc | Stock-Other | 1.40% | — | +8.17% | |
| 26 | QCOM | Qualcomm Inc | Stock-Tech | 1.37% | +0.22% | +35.40% | |
| 27 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.34% | +0.36% | +56.13% | |
| 28 | EMR | Emerson Electric Co | Stock-Industrials | 1.29% | -0.03% | +13.00% | |
| 29 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.18% | +0.54% | +94.52% | |
| 30 | GSK | GSK plc | Stock-Healthcare | 1.17% | — | +0.88% | |
| 31 | XOM | Exxon Mobil CORP | Stock-Energy | 1.13% | +0.26% | +37.49% | |
| 32 | IBM | Intl Business Machines CORP | Stock-Tech | 1.08% | — | +13.68% | |
| 33 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.02% | — | -1.48% | |
| 34 | BLKCHF | Blackrock Inc | Stock-Other | 1.00% | +0.35% | +64.24% | |
| 35 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.00% | — | +11.49% | |
| 36 | ITW | Illinois Tool Works | Stock-Industrials | 0.98% | — | +0.34% | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.97% | — | +1.97% | |
| 38 | CSCO | Cisco Systems Inc | Stock-Tech | 0.90% | — | -6.88% | |
| 39 | CME | Cme Group Inc | Stock-Financials | 0.90% | — | — | |
| 40 | ✓ | Petsmart Inc | Stock-Other | 0.84% | +0.84% | NEW | |
| 41 | MMM | 3m Co | Stock-Industrials | 0.84% | +0.49% | +155.01% | |
| 42 | PAYX | Paychex Inc | Stock-Tech | 0.82% | +0.09% | +25.33% | |
| 43 | ABT | Abbott Laboratories | Stock-Healthcare | 0.81% | — | +0.07% | |
| 44 | WFC | Wells Fargo & Company | Stock-Financials | 0.77% | — | — | |
| 45 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.76% | +0.30% | +91.81% | |
| 46 | UTXZ | United Tech CORP | Stock-Other | 0.76% | +0.27% | +82.95% | |
| 47 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.76% | — | +36.83% | |
| 48 | MCK | Mckesson CORP | Stock-Healthcare | 0.76% | +0.19% | +32.45% | |
| 49 | GD | General Dynamics CORP | Stock-Industrials | 0.75% | +0.47% | +212.76% | |
| 50 | CVX | Chevron CORP | Stock-Energy | 0.69% | +0.34% | +138.84% |
1–50 of 100
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Sanibel Captiva Investment Advisers, Inc.'s most significant position changes for 2013-12-31: Sold out: Annaly Capital Management In (NLYEUR); New buy: Petsmart Inc; Sold out: Target CORP (TGT); Sold out: Bp Plc-spons Adr (BP); New buy: Check Point Software Technologies Ltd. (CHKP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc. | +0.6% | +60.74% | Add |
| 2 | AEP | American Electric Power Company, Inc. | +0.5% | +29.49% | Add |
| 3 | DIS | Walt Disney Co/the | +0.5% | +94.52% | Add |
| 4 | MMM | 3m Co | +0.5% | +155.01% | Add |
| 5 | GD | General Dynamics CORP | +0.5% | +212.76% | Add |
| 6 | AAPL | Apple Inc | +0.4% | +25.66% | Add |
| 7 | KO | Coca-cola Co/the | +0.4% | +56.13% | Add |
| 8 | BLKCHF | Blackrock Inc | +0.4% | +64.24% | Add |
| 9 | SLB | Slb LTD | +0.4% | +204.71% | Add |
| 10 | CVX | Chevron CORP | +0.3% | +138.84% | Add |
| 11 | ACN | Accenture plc | +0.3% | +199.20% | Add |
| 12 | R6C2 | Royal Dutch Shell-spon Adr-b | +0.3% | +91.81% | Add |
| 13 | UTXZ | United Tech CORP | +0.3% | +82.95% | Add |
| 14 | OMC | Omnicom Group | +0.3% | +90.93% | Add |
| 15 | XOM | Exxon Mobil CORP | +0.3% | +37.49% | Add |
| 16 | QCOM | Qualcomm Inc | +0.2% | +35.40% | Add |
| 17 | HD | Home Depot Inc | +0.2% | +75.17% | Add |
| 18 | MCD | Mcdonald's CORP | +0.2% | +38.49% | Add |
| 19 | ORCL | Oracle CORP | +0.2% | +16.29% | Add |
| 20 | WFC | Wells Fargo & Co | +0.2% | +27.52% | Add |
| 21 | MCK | Mckesson CORP | +0.2% | +32.45% | Add |
| 22 | CL | Colgate-palmolive Co | +0.2% | +63.48% | Add |
| 23 | ABBV | Abbvie Inc | +0.2% | +16.92% | Add |
| 24 | AXP | American Express Company | +0.1% | +14.87% | Add |
| 25 | JNJ | Johnson & Johnson | +0.1% | +24.00% | Add |
| 26 | PAYX | Paychex Inc | +0.1% | +25.33% | Add |
| 27 | EMR | Emerson Electric Co | 0% | +13.00% | Add |
| 28 | WEP | Magellan Midstream Partners | 0% | +9.93% | Add |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | +17.51% | Add |
| 30 | ABBNY | Abb Ltd-spon Adr | 0% | +8.55% | Add |
| 31 | NGG | National Grid plc | -0.1% | +6.51% | Add |
| 32 | BAM | Brookfield Asset Management Ltd. | -0.2% | +11.02% | Add |
| 33 | WMB | Williams Cos Inc | -0.2% | +10.10% | Add |
| 34 | SYY | Sysco CORP | -0.3% | +0.57% | Add |
| 35 | BPYPN | Brookfield Property Partners L.P. | -0.3% | +9.95% | Add |
| 36 | BIP | Brookfield Infrastructure Partners L.P. | -0.3% | +8.53% | Add |
| 37 | KMI | Kinder Morgan, Inc. | -0.6% | +8.68% | Add |
| 38 | NLYEUR | Annaly Capital Management In | — | EXIT | Sold out |
| 39 | ✓ | Petsmart Inc | — | NEW | New buy |
| 40 | TGT | Target CORP | — | EXIT | Sold out |
| 41 | BP | Bp Plc-spons Adr | — | EXIT | Sold out |
| 42 | CHKP | Check Point Software Technologies Ltd. | — | NEW | New buy |
| 43 | COST | Costco Wholesale CORP | — | NEW | New buy |
| 44 | PFE | Pfizer Inc | — | NEW | New buy |
| 45 | ✓ | Noble CORP | — | EXIT | Sold out |
| 46 | JPM | Jpmorgan Chase & Co | — | NEW | New buy |
| 47 | AMAT | Applied Materials Inc | — | EXIT | Sold out |
| 48 | EXPD | Expeditors Intl Wash Inc | — | EXIT | Sold out |
| 49 | ✓ | Covidien PLC | — | NEW | New buy |
| 50 | BAX | Baxter International Inc | — | NEW | New buy |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Sanibel Captiva Investment Advisers, Inc. and what type of investor is it?
Sanibel Captiva Investment Advisers, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-12-31), the firm manages a tracked equity portfolio valued at approximately $162.0M, spread across 100 disclosed positions.
What are Sanibel Captiva Investment Advisers, Inc.'s largest equity positions?
Based on the latest 13F filing, Sanibel Captiva Investment Advisers, Inc.'s top holdings by market value are:
1. Kinder Morgan, Inc. (KMI) — $7.1M (4.4%)
2. Williams Cos Inc (WMB) — $5.5M (3.4%)
3. American Electric Power Company, Inc. (AEP) — $4.9M (3.0%)
4. Magellan Midstream Partners (WEP) — $4.7M (2.9%)
5. Brookfield Infrastructure Partners L.P. (BIP) — $4.7M (2.9%)
What changes did Sanibel Captiva Investment Advisers, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Sanibel Captiva Investment Advisers, Inc. made 50 notable position adjustments: 7 new positions were initiated, 37 existing holdings were added to, 0 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Annaly Capital Management In (NLYEUR); New buy: Petsmart Inc; Sold out: Target CORP (TGT); Sold out: Bp Plc-spons Adr (BP); New buy: Check Point Software Technologies Ltd. (CHKP)
What sectors does Sanibel Captiva Investment Advisers, Inc. focus on?
Sanibel Captiva Investment Advisers, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 25.0%
• Financials: 23.0%
• Health Care: 17.5%
• Consumer Staples: 14.7%
• Consumer Discretionary: 6.6%
• Communication Services: 6.2%
Investment Profile
Sanibel Captiva Investment Advisers, Inc.'s portfolio is broadly diversified and moderately active.
Its turnover score has risen from 17 to 32 over the past 2 quarters — a shift toward more active trading.
It has added to its WMB position over the past two quarters (+$2.5M, now $5.5M), while trimming CSCO over the same stretch (-$567.0K, still holding $1.5M).
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