13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001846711
Total reported value
$433.1M
$433.1M
143 檔
50.5%
The Q1 2026 SEC filing reveals that Safeguard Investment Advisory Group, LLC held a total portfolio value of $433.1M, covering 143 public equity positions.
In Q1 2026, Safeguard Investment Advisory Group, LLC adopted a defensive or profit-taking posture, trimming 81 positions and completely liquidating 15 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 21.71% | -1.98% | -7.26% | |
| 2 | DUHP | Dimensional US High Profi Et | ETF-Other | 12.49% | -1.27% | -2.98% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 11.33% | +0.20% | -7.14% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.02% | -0.46% | -7.06% | |
| 5 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 5.92% | -0.69% | -6.57% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.78% | -0.20% | -2.91% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.02% | -0.10% | -1.76% | |
| 8 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.85% | +0.19% | +0.34% | |
| 9 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.71% | +0.10% | +97.99% | |
| 10 | VHT | Vanguard Health Care ETF | ETF-Other | 1.69% | -0.21% | -5.78% | |
| 11 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.49% | -0.39% | -5.80% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 1.43% | — | -3.11% | |
| 13 | AVGO | Broadcom Inc | Stock-Tech | 1.41% | +0.04% | -0.45% | |
| 14 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.21% | -0.27% | -5.22% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.01% | -0.02% | -3.87% | |
| 16 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.00% | -0.11% | -6.95% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 0.87% | -0.02% | +4.38% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.71% | +0.06% | -0.13% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.66% | +0.07% | -2.98% | |
| 20 | T | At&t Inc | Stock-Comm Services | 0.54% | -0.22% | -3.50% | |
| 21 | BAC | Bank Of America CORP | Stock-Financials | 0.53% | -0.03% | -0.20% | |
| 22 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.52% | -0.01% | -19.29% | |
| 23 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.48% | -0.15% | -3.18% | |
| 24 | JEF | Jefferies Financial Group In | Stock-Financials | 0.45% | +0.01% | — | |
| 25 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.45% | +0.72% | +453.95% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.42% | -0.01% | +3.12% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.39% | -0.30% | -7.18% | |
| 28 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.39% | -0.06% | +15.53% | |
| 29 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.38% | -0.16% | +287.23% | |
| 30 | MU | Micron Technology Inc | Stock-Tech | 0.37% | +0.67% | +0.64% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.35% | -0.01% | -10.80% | |
| 32 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.35% | +0.02% | -9.90% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.35% | +0.40% | -13.59% | |
| 34 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.35% | +0.21% | -5.58% | |
| 35 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.34% | -0.03% | -12.41% | |
| 36 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.32% | -0.08% | -1.00% | |
| 37 | DFSD | Dimensional Short Duration | ETF-Other | 0.31% | -0.03% | -11.85% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.29% | -0.01% | -4.18% | |
| 39 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.28% | +0.17% | -0.71% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.28% | -0.05% | -3.24% | |
| 41 | AMD | Advanced Micro Devices | Stock-Tech | 0.26% | +0.38% | +2.06% | |
| 42 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.26% | -0.08% | -4.75% | |
| 43 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.25% | -0.01% | -17.09% | |
| 44 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.25% | -0.03% | -9.86% | |
| 45 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.24% | -0.02% | +2.76% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.24% | -0.05% | +8.44% | |
| 47 | BA | Boeing Co/the | Stock-Industrials | 0.24% | -0.01% | +1.57% | |
| 48 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.23% | -0.01% | -1.62% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.23% | — | -6.53% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.22% | -0.01% | +7.89% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | +1% | +97.99% | Add |
| 2 | DFSV | Dimensional US Small Cap Val | +0.4% | -6.57% | Trim |
| 3 | SGOV | Ishares 0-3 Month Treasury B | +0.4% | +453.95% | Add |
| 4 | DGRW | Wisdomtree U.s. Quality Divi | +0.3% | +287.23% | Add |
| 5 | DUHP | Dimensional US High Profi Et | +0.2% | -2.98% | Trim |
| 6 | XOM | Exxon Mobil CORP | +0.1% | -7.18% | Trim |
| 7 | VDC | Vanguard Consumer Staple ETF | +0.1% | +15.53% | Add |
| 8 | CVX | Chevron CORP | +0.1% | -3.24% | Trim |
| 9 | STX | Seagate Technology Holdings plc | +0.1% | -13.59% | Trim |
| 10 | T | At&t Inc | +0.1% | -3.50% | Trim |
| 11 | WDC | Western Digital CORP | +0.1% | -0.04% | Trim |
| 12 | MU | Micron Technology Inc | +0.1% | +0.64% | Add |
| 13 | COST | Costco Wholesale CORP | +0.1% | -3.18% | Trim |
| 14 | JNJ | Johnson & Johnson | +0.1% | +7.89% | Add |
| 15 | LMT | Lockheed Martin CORP | +0.1% | +41.16% | Add |
| 16 | GLD | Spdr Gold Shares | +0.1% | +8.44% | Add |
| 17 | NFLX | Netflix Inc | 0% | +20.44% | Add |
| 18 | XLE | Ss Energy Select Sector | 0% | -3.70% | Trim |
| 19 | VZ | Verizon Communications Inc | 0% | -4.29% | Trim |
| 20 | PG | Procter & Gamble Co/the | 0% | +17.69% | Add |
| 21 | SRE | Sempra | 0% | +0.73% | Add |
| 22 | SOXX | Ishares Semiconductor ETF | 0% | -5.58% | Trim |
| 23 | QQQM | Invesco Nasdaq 100 ETF | 0% | +0.34% | Add |
| 24 | AMAT | Applied Materials Inc | 0% | +5.40% | Add |
| 25 | LHX | L3harris Technologies Inc | 0% | +0.40% | Add |
| 26 | COP | Conocophillips | 0% | -1.51% | Trim |
| 27 | GEV | GE Vernova Inc | 0% | +1.94% | Add |
| 28 | MO | Altria Group Inc | 0% | -2.46% | Trim |
| 29 | TSM | Taiwan Semiconductor-sp Adr | 0% | +0.19% | Add |
| 30 | DFAT | Dimensional US Target Value | 0% | -0.72% | Trim |
| 31 | SGOL | Abrdn Physical Gold Shares | 0% | -4.75% | Trim |
| 32 | VOO | Vanguard S&p 500 ETF | 0% | -1.76% | Trim |
| 33 | DFCF | Dimensional Core Fixed Inc | 0% | -5.22% | Trim |
| 34 | SPLV | Invesco S&p 500 Low Volatili | 0% | +30.12% | Add |
| 35 | CAT | Caterpillar Inc | 0% | -4.26% | Trim |
| 36 | DE | Deere & Co | 0% | -1.48% | Trim |
| 37 | ET | Energy Transfer LP | 0% | +1.36% | Add |
| 38 | XEL | Xcel Energy Inc | 0% | +1.26% | Add |
| 39 | HWM | Howmet Aerospace Inc | 0% | +3.62% | Add |
| 40 | TMUS | T-mobile US Inc | 0% | +13.16% | Add |
| 41 | DUK | Duke Energy CORP | 0% | +2.98% | Add |
| 42 | CSCO | Cisco Systems Inc | 0% | +5.87% | Add |
| 43 | MRK | Merck & Co. Inc. | 0% | -2.68% | Trim |
| 44 | RTX | Rtx CORP | 0% | +0.27% | Add |
| 45 | DFNM | Dimensional National Muni Bd | 0% | +2.76% | Add |
| 46 | DFAX | Dimensional World Ex US Core | 0% | -9.86% | Trim |
| 47 | AMD | Advanced Micro Devices | 0% | +2.06% | Add |
| 48 | AEP | American Electric Power | 0% | -3.92% | Trim |
| 49 | WMT | Walmart Inc | 0% | -12.88% | Trim |
| 50 | DFIV | Dimensional International Va | 0% | +2.20% | Add |
According to official SEC Form 13F filings, Safeguard Investment Advisory Group, LLC reported a total U.S. public equity portfolio value of $433.1M across 143 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including DFAC, DUHP, QQQ) accounted for 50.5% of total reported equity market value during Q1 2026.
Top New Position Initiated
SNDK
市值: $524.8K
Top Position Liquidated / Trimmed
USFR
前期市值: $886.5K
During Q1 2026, Safeguard Investment Advisory Group, LLC's top holdings by market value included DFAC (21.7%)、DUHP (12.5%)、QQQ (11.3%). The largest single position, DFAC, represented 21.7% of total portfolio value.
In Q1 2026, Safeguard Investment Advisory Group, LLC made 151 total portfolio adjustments, initiating 10 new buys, adding to 45 positions, trimming 81 holdings, and fully liquidating 15 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.