13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001846711
Total reported value
$433.1M
$433.1M
150 檔
57.2%
According to the latest 13F quarterly dataset, Safeguard Investment Advisory Group, LLC managed an equity portfolio of $433.1M at the end of Q3 2025, spanning 150 distinct U.S. exchange-listed positions.
In Q3 2025, Safeguard Investment Advisory Group, LLC adopted a defensive or profit-taking posture, trimming 78 positions and completely liquidating 21 holdings to manage risk exposure.
In terms of portfolio concentration, the top 5 core holdings (including DFAC, DUHP, QQQ) accounted for 57.2% of total reported equity market value during Q3 2025.
Top New Position Initiated
SCHG
市值: $1.3M
Top Position Liquidated / Trimmed
SWKS
前期市值: $970.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 21.95% | -1.98% | -7.72% | |
| 2 | DUHP | Dimensional US High Profi Et | ETF-Other | 12.40% | -1.27% | -6.33% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 12.10% | +0.20% | -8.95% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.59% | -0.46% | -6.35% | |
| 5 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 5.45% | -0.69% | -7.29% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 2.69% | -0.20% | +4.27% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.26% | -0.10% | -0.47% | |
| 8 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.69% | -0.39% | -7.87% | |
| 9 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.65% | +0.19% | +10.23% | |
| 10 | VHT | Vanguard Health Care ETF | ETF-Other | 1.62% | -0.21% | -6.26% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.39% | — | -8.35% | |
| 12 | DFCF | Dimensional Core Fixed Inc | ETF-Other | 1.19% | -0.27% | -4.48% | |
| 13 | MSFT | Microsoft CORP | Stock-Tech | 1.13% | -0.02% | -12.53% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.99% | -0.11% | +0.48% | |
| 15 | AVGO | Broadcom Inc | Stock-Tech | 0.94% | +0.04% | -2.12% | |
| 16 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.94% | -0.02% | -10.63% | |
| 17 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.71% | +0.10% | -14.19% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.67% | +0.15% | NEW | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.67% | -0.01% | -8.45% | |
| 20 | JEF | Jefferies Financial Group In | Stock-Financials | 0.64% | +0.01% | — | |
| 21 | BAC | Bank Of America CORP | Stock-Financials | 0.51% | -0.03% | -1.68% | |
| 22 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.51% | — | +2.69% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.50% | +0.06% | -9.84% | |
| 24 | T | At&t Inc | Stock-Comm Services | 0.50% | -0.22% | -0.91% | |
| 25 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.49% | +0.07% | +5.37% | |
| 26 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.40% | -0.03% | -3.66% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.40% | -0.01% | -17.67% | |
| 28 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.39% | -0.15% | -2.31% | |
| 29 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.37% | — | -4.85% | |
| 30 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.36% | -0.08% | -0.80% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.35% | -0.01% | -0.91% | |
| 32 | DFSD | Dimensional Short Duration | ETF-Other | 0.34% | -0.03% | -14.99% | |
| 33 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.32% | +0.17% | +22.51% | |
| 34 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.32% | +0.01% | +76.29% | |
| 35 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.31% | -0.01% | -0.90% | |
| 36 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.30% | +0.21% | -10.94% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.28% | +0.02% | +1.02% | |
| 38 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.28% | -0.06% | +1.09% | |
| 39 | XOM | Exxon Mobil CORP | Stock-Energy | 0.26% | -0.30% | -2.84% | |
| 40 | V | Visa Inc-class A Shares | Stock-Financials | 0.26% | — | +0.20% | |
| 41 | VNLA | Janus Henderson Short Durati | ETF-Other | 0.25% | — | +2.50% | |
| 42 | ILTB | Ishares Core 10+ Year Usd Bo | ETF-Other | 0.24% | -0.05% | -12.29% | |
| 43 | BND | Vanguard Total Bond Market | ETF-Other | 0.24% | +0.05% | -4.24% | |
| 44 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.24% | -0.01% | -36.69% | |
| 45 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.24% | -0.03% | +0.34% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.23% | -0.01% | -10.58% | |
| 47 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.23% | +0.03% | -53.44% | |
| 48 | HD | Home Depot Inc | Stock-Consumer Disc | 0.23% | +0.03% | -7.46% | |
| 49 | BA | Boeing Co/the | Stock-Industrials | 0.23% | -0.01% | -2.37% | |
| 50 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.22% | +0.40% | -3.68% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | -8.95% | Trim |
| 2 | JPST | Jpmorgan Ultra-short Income | +0.5% | +3.05% | Add |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | -6.35% | Trim |
| 4 | VOO | Vanguard S&p 500 ETF | +0.4% | -0.47% | Add |
| 5 | AVGO | Broadcom Inc | +0.4% | -2.12% | Trim |
| 6 | USFR | Wisdomtree Floating Rate Tre | +0.3% | +2.69% | Add |
| 7 | QQQM | Invesco Nasdaq 100 ETF | +0.3% | +10.23% | Add |
| 8 | NVDA | Nvidia CORP | +0.3% | -8.35% | Trim |
| 9 | JEPQ | JPM Nasdaq Equity Premium | +0.3% | -4.85% | Add |
| 10 | PLTR | Palantir Technologies Inc-a | +0.2% | -0.80% | Add |
| 11 | VNLA | Janus Henderson Short Durati | +0.2% | +2.50% | Add |
| 12 | TSLA | Tesla Inc | +0.2% | -8.45% | Trim |
| 13 | AAPL | Apple Inc | +0.2% | +4.27% | Add |
| 14 | STX | Seagate Technology Holdings plc | +0.1% | -3.68% | Trim |
| 15 | GOOG | Alphabet Inc-cl C | +0.1% | +1.02% | Add |
| 16 | JEPI | Jpmorgan Equity Premium Inco | +0.1% | -11.26% | Add |
| 17 | JEF | Jefferies Financial Group In | +0.1% | — | Unchanged |
| 18 | ORCL | Oracle CORP | +0.1% | -6.86% | Add |
| 19 | BAC | Bank Of America CORP | +0.1% | -1.68% | Trim |
| 20 | TQQQ | Proshares Ultrapro Qqq | +0.1% | +0.05% | Add |
| 21 | AMD | Advanced Micro Devices | 0% | +4.01% | Trim |
| 22 | BA | Boeing Co/the | 0% | -2.37% | Add |
| 23 | VTI | Vanguard Total Stock Mkt ETF | 0% | -0.50% | Add |
| 24 | GOOGL | Alphabet Inc-cl A | 0% | -9.84% | Trim |
| 25 | JPM | Jpmorgan Chase & Co | 0% | -0.90% | Trim |
| 26 | ARKK | Ark Innovation ETF | 0% | -6.76% | Trim |
| 27 | IGM | Ishares Expanded Tech Sector | 0% | — | Add |
| 28 | MO | Altria Group Inc | 0% | +18.09% | Add |
| 29 | MU | Micron Technology Inc | 0% | -5.95% | Trim |
| 30 | GE | General Electric | 0% | -4.91% | Trim |
| 31 | SOXX | Ishares Semiconductor ETF | 0% | -10.94% | Trim |
| 32 | LHX | L3harris Technologies Inc | 0% | — | Unchanged |
| 33 | ROK | Rockwell Automation Inc | 0% | +0.08% | Add |
| 34 | WBD | Warner Bros Discovery Inc | 0% | -6.58% | Trim |
| 35 | VIG | Vanguard Dividend Apprec ETF | 0% | +0.48% | Add |
| 36 | SGOL | Abrdn Physical Gold Shares | 0% | -4.07% | Trim |
| 37 | WMT | Walmart Inc | 0% | -14.23% | Trim |
| 38 | RTX | Rtx CORP | 0% | -2.15% | Add |
| 39 | GBTC | Grayscale Bitcoin Trust ETF | 0% | -11.17% | Trim |
| 40 | TEVA | Teva Pharmaceutical-sp Adr | 0% | -1.08% | Add |
| 41 | VUG | Vanguard Growth ETF | 0% | +2.11% | Trim |
| 42 | WFC | Wells Fargo & Co | 0% | +0.99% | Trim |
| 43 | HSBC | Hsbc Holdings Plc-spons Adr | 0% | +0.13% | Add |
| 44 | XEL | Xcel Energy Inc | 0% | — | Unchanged |
| 45 | F | Ford Motor Co | 0% | +25.40% | Add |
| 46 | VZ | Verizon Communications Inc | 0% | +15.95% | Add |
| 47 | PFE | Pfizer Inc | 0% | — | Add |
| 48 | IVOG | Vanguard S&p Mid-cap 400 Gro | 0% | — | Unchanged |
| 49 | GLD | Spdr Gold Shares | — | -2.29% | Trim |
| 50 | DFAX | Dimensional World Ex US Core | — | +0.34% | Trim |
According to official SEC Form 13F filings, Safeguard Investment Advisory Group, LLC reported a total U.S. public equity portfolio value of $433.1M across 150 disclosed positions in Q3 2025.
During Q3 2025, Safeguard Investment Advisory Group, LLC's top holdings by market value included DFAC (21.9%)、DUHP (12.4%)、QQQ (12.1%). The largest single position, DFAC, represented 21.9% of total portfolio value.
In Q3 2025, Safeguard Investment Advisory Group, LLC made 166 total portfolio adjustments, initiating 30 new buys, adding to 37 positions, trimming 78 holdings, and fully liquidating 21 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.