RC
Ruggie Capital Group Historical SEC 13F Holdings & Archive (Q3 2020)
Ruggie Capital GroupCIK: 0001632549
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$1.9M
Reporting period: 2020-09-30 · Number of holdings: 51
Ruggie Capital Group disclosed 51 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $1.9M and a quarterly turnover rate of 51.3%.
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Personality snowflake
- Concentration
- 14.14
- Portfolio Stability
- 51.25
- Momentum
- 100
- Sector conviction
- 57.93
- Diversification
- 100
- Sizing Uniformity
- 90.95
Ruggie Capital Group's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 28 equally-sized positions, well below its 51 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.90), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 34% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BRK-B
+263.1% $79.0K
Trim BX
+0.7% -$7.0K
Trim BRO
+0.2% $11.0K
Trim ABBV
0.0% -$6.0K
Trim XOM
+2.4% -$9.0K
Trim BAC
+0.8% $1.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CCI | Crown Castle Inc | Stock-Real Estate | 8.99% | — | +0.77% | |
| 2 | GSY | Invesco Ultra Short Duration | ETF-Other | 6.67% | +6.67% | NEW | |
| 3 | BRO | Brown & Brown Inc | Stock-Financials | 5.27% | -2.23% | +0.22% | |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 5.22% | +3.41% | +263.08% | |
| 5 | SYSB | Ishares Systematic Bond ETF | ETF-Other | 4.55% | +4.55% | NEW | |
| 6 | BX | Blackstone Inc | Stock-Financials | 4.44% | -3.22% | +0.73% | |
| 7 | IAUUSD | Ishares Gold Trust | ETF-Commodities | 4.13% | +4.13% | NEW | |
| 8 | ABT | Abbott Laboratories | Stock-Healthcare | 3.46% | -1.15% | +0.49% | |
| 9 | XHB | Ss Spdr S&p Homebldrs ETF | ETF-Other | 2.95% | -0.84% | +0.28% | |
| 10 | VZ | Verizon Communications Inc | Stock-Comm Services | 2.89% | -1.31% | +1.07% | |
| 11 | BAC | Bank Of America CORP | Stock-Financials | 2.79% | -1.58% | +0.81% | |
| 12 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.53% | -1.09% | — | |
| 13 | ABBV | Abbvie Inc | Stock-Healthcare | 2.38% | -1.90% | — | |
| 14 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.17% | -0.96% | +0.80% | |
| 15 | XLV | Ss Health Care Select Sector | ETF-Other | 2.17% | -1.12% | — | |
| 16 | RTX | Rtx CORP | Stock-Industrials | 2.12% | -1.42% | +0.99% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 2.12% | +2.12% | NEW | |
| 18 | LMT | Lockheed Martin CORP | Stock-Industrials | 2.02% | -0.95% | +1.00% | |
| 19 | DHI | Dr Horton Inc | Stock-Consumer Disc | 1.96% | -0.26% | — | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 1.86% | -1.85% | +2.36% | |
| 21 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 1.81% | +1.81% | NEW | |
| 22 | HYLB | Xtrackers Usd High Yield Cor | ETF-High Yield | 1.81% | +1.81% | NEW | |
| 23 | ✓ | Innovator S&P Invt Gra | Stock-Other | 1.76% | +1.76% | NEW | |
| 24 | FIXD | First Trust Smith Opportunis | ETF-Other | 1.76% | +1.76% | NEW | |
| 25 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.60% | -0.62% | — | |
| 26 | MO | Altria Group Inc | Stock-Consumer Staples | 1.60% | -0.87% | +2.17% | |
| 27 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 1.55% | -0.76% | — | |
| 28 | TSN | Tyson Foods Inc-cl A | Stock-Consumer Staples | 1.55% | — | +0.80% | |
| 29 | C | Citigroup Inc | Stock-Financials | 1.34% | +0.93% | +496.04% | |
| 30 | LFGP | Ledyard Financial Group Inc | Stock-Other | 1.29% | -0.93% | — | |
| 31 | LXPUSD | Lxp Industrial Trust | Stock-Other | 1.19% | -0.62% | +1.03% | |
| 32 | ORI | Old Republic Intl CORP | Stock-Financials | 0.98% | -0.67% | +1.44% | |
| 33 | TFC | Truist Financial CORP | Stock-Financials | 0.98% | +0.98% | NEW | |
| 34 | PFE | Pfizer Inc | Stock-Healthcare | 0.98% | -0.34% | +0.99% | |
| 35 | RHP | Ryman Hospitality Properties | Stock-Real Estate | 0.93% | -0.47% | — | |
| 36 | BA | Boeing Co/the | Stock-Industrials | 0.88% | -0.60% | — | |
| 37 | XLK | Ss Technology Select Sector | ETF-Tech | 0.83% | +0.83% | NEW | |
| 38 | IBUY | Amplify Online Retail ETF | ETF-Other | 0.83% | +0.83% | NEW | |
| 39 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.83% | -0.41% | — | |
| 40 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.78% | +0.78% | NEW | |
| 41 | ABX | Barrick Gold CORP | Stock-Financials | 0.72% | +0.72% | NEW | |
| 42 | ARKW | Ark Next Generation Internet | ETF-Other | 0.72% | +0.72% | NEW | |
| 43 | MXI | Ishares Global Materials ETF | ETF-Other | 0.62% | +0.62% | NEW | |
| 44 | ZNGAEUR | Zynga Inc - Cl A | Stock-Other | 0.47% | — | — | |
| 45 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.47% | -0.19% | — | |
| 46 | TWOEUR | Two Harbors Investment CORP | Stock-Other | 0.36% | -0.13% | +2.65% | |
| 47 | CLNSEUR | Colony Capital Inc | Stock-Other | 0.26% | -0.07% | — | |
| 48 | CRON | Cronos Group Inc | Stock-Other | 0.26% | -0.23% | — | |
| 49 | PJT | Pjt Partners Inc - A | Stock-Financials | 0.10% | +0.02% | — | |
| 50 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.05% | -0.11% | — |
1–50 of 51
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2020 Q3 | 51 | $1.9M | 51 | ||
| 2020 Q2 | 38 | $1.2M | 26 | ||
| 2020 Q1 | 39 | $958.0K | 79 | ||
| 2019 Q4 | 39 | $1.7M | 100 | ||
| 2019 Q3 | 95 | $75.4M | 100 | ||
| 2019 Q2 | 301 | $59.3M | 100 | ||
| 2019 Q1 | 197 | $84.9M | 94 | ||
| 2018 Q4 | 529 | $223.4M | 74 | ||
| 2018 Q3 | 244 | $149.7M | 35 | ||
| 2018 Q2 | 343 | $198.0M | 30 | ||
| 2018 Q1 | 291 | $185.4M | 29 | ||
| 2017 Q4 | 331 | $154.6M | 25 | ||
| 2017 Q3 | 266 | $155.9M | 10 | ||
| 2017 Q2 | 292 | $147.9M | 15 | ||
| 2017 Q1 | 274 | $134.2M | 44 | ||
| 2016 Q4 | 162 | $89.0M | 27 | ||
| 2016 Q3 | 203 | $112.1M | 23 | ||
| 2016 Q2 | 236 | $108.9M | 30 | ||
| 2016 Q1 | 294 | $98.7M | 100 | ||
| 2015 Q4 | 207 | $108.8M | 100 | 1ETF2COM3MLP | |
| 2015 Q3 | 229 | $105.4M | 18 | ||
| 2015 Q2 | 367 | $122.5M | 55 | ||
| 2015 Q1 | 290 | $83.7M | 41 | ||
| 2014 Q4 | 248 | $109.3M | 0 |
Holding changes this quarter
Ruggie Capital Group's most significant position changes for 2020-09-30: New buy: Invesco Ultra Short Duration (GSY); New buy: Ishares Systematic Bond ETF (SYSB); New buy: Ishares Gold Trust (IAUUSD); New buy: Apple Inc (AAPL); New buy: Xtrackers Usd High Yield Cor (HYLB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BRK-B | Berkshire Hathaway Inc-cl B | +3.4% | +263.08% | Add |
| 2 | C | Citigroup Inc | +0.9% | +496.04% | Add |
| 3 | PJT | Pjt Partners Inc - A | 0% | — | Unchanged |
| 4 | CLNSEUR | Colony Capital Inc | -0.1% | — | Unchanged |
| 5 | FTREUR | Frontier Communications CORP | -0.1% | — | Unchanged |
| 6 | PAA | Plains All Amer Pipeline LP | -0.1% | — | Unchanged |
| 7 | TWOEUR | Two Harbors Investment CORP | -0.1% | +2.65% | Add |
| 8 | MAR | Marriott International -cl A | -0.2% | — | Unchanged |
| 9 | CRON | Cronos Group Inc | -0.2% | — | Unchanged |
| 10 | DHI | Dr Horton Inc | -0.3% | — | Unchanged |
| 11 | PFE | Pfizer Inc | -0.3% | +0.99% | Add |
| 12 | IWS | Ishares Russell Mid-cap Valu | -0.4% | — | Unchanged |
| 13 | RHP | Ryman Hospitality Properties | -0.5% | — | Unchanged |
| 14 | BA | Boeing Co/the | -0.6% | — | Unchanged |
| 15 | DIS | Walt Disney Co/the | -0.6% | — | Unchanged |
| 16 | LXPUSD | Lxp Industrial Trust | -0.6% | +1.03% | Add |
| 17 | ORI | Old Republic Intl CORP | -0.7% | +1.44% | Add |
| 18 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.8% | — | Unchanged |
| 19 | XHB | Ss Spdr S&p Homebldrs ETF | -0.8% | +0.28% | Add |
| 20 | MO | Altria Group Inc | -0.9% | +2.17% | Add |
| 21 | LFGP | Ledyard Financial Group Inc | -0.9% | — | Unchanged |
| 22 | LMT | Lockheed Martin CORP | -1% | +1.00% | Add |
| 23 | MRK | Merck & Co. Inc. | -1% | +0.80% | Add |
| 24 | KO | Coca-cola Co/the | -1.1% | — | Unchanged |
| 25 | XLV | Ss Health Care Select Sector | -1.1% | — | Unchanged |
| 26 | ABT | Abbott Laboratories | -1.2% | +0.49% | Add |
| 27 | VZ | Verizon Communications Inc | -1.3% | +1.07% | Add |
| 28 | RTX | Rtx CORP | -1.4% | +0.99% | Add |
| 29 | BAC | Bank Of America CORP | -1.6% | +0.81% | Add |
| 30 | XOM | Exxon Mobil CORP | -1.9% | +2.36% | Add |
| 31 | ABBV | Abbvie Inc | -1.9% | — | Unchanged |
| 32 | BRO | Brown & Brown Inc | -2.2% | +0.22% | Add |
| 33 | BX | Blackstone Inc | -3.2% | +0.73% | Add |
| 34 | GSY | Invesco Ultra Short Duration | — | NEW | New buy |
| 35 | SYSB | Ishares Systematic Bond ETF | — | NEW | New buy |
| 36 | IAUUSD | Ishares Gold Trust | — | NEW | New buy |
| 37 | AAPL | Apple Inc | — | NEW | New buy |
| 38 | HYLB | Xtrackers Usd High Yield Cor | — | NEW | New buy |
| 39 | ICVT | Ishares Convertible Bond ETF | — | NEW | New buy |
| 40 | FIXD | First Trust Smith Opportunis | — | NEW | New buy |
| 41 | ✓ | Innovator S&P Invt Gra | — | NEW | New buy |
| 42 | TFC | Truist Financial CORP | — | NEW | New buy |
| 43 | IBUY | Amplify Online Retail ETF | — | NEW | New buy |
| 44 | XLK | Ss Technology Select Sector | — | NEW | New buy |
| 45 | FHLC | Fidelity Msci Health Care | — | NEW | New buy |
| 46 | ABX | Barrick Gold CORP | — | NEW | New buy |
| 47 | ARKW | Ark Next Generation Internet | — | NEW | New buy |
| 48 | MXI | Ishares Global Materials ETF | — | NEW | New buy |
| 49 | VOX | Vanguard Communication Servi | — | EXIT | Sold out |
| 50 | SCHK | Schwab 1000 Index ETF | — | EXIT | Sold out |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Ruggie Capital Group and what type of investor is it?
Ruggie Capital Group is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $1.9M, spread across 51 disclosed positions.
What are Ruggie Capital Group's largest equity positions?
Based on the latest 13F filing, Ruggie Capital Group's top holdings by market value are:
1. Crown Castle Inc (CCI) — $174.0K (9.0%)
2. Invesco Ultra Short Duration (GSY) — $129.0K (6.7%)
3. Brown & Brown Inc (BRO) — $102.0K (5.3%)
4. Berkshire Hathaway Inc-cl B (BRK-B) — $101.0K (5.2%)
5. Ishares Systematic Bond ETF (SYSB) — $88.0K (4.5%)
What changes did Ruggie Capital Group make in its most recent portfolio filing?
In the latest reported quarter, Ruggie Capital Group made 34 notable position adjustments: 15 new positions were initiated, 17 existing holdings were added to, 0 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Invesco Ultra Short Duration (GSY); New buy: Ishares Systematic Bond ETF (SYSB); New buy: Ishares Gold Trust (IAUUSD); New buy: Apple Inc (AAPL); New buy: Xtrackers Usd High Yield Cor (HYLB)
What sectors does Ruggie Capital Group focus on?
Ruggie Capital Group is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 27.2%
• Health Care: 26.2%
• Industrials: 14.6%
• Communication Services: 13.1%
• Consumer Staples: 7.4%
• Information Technology: 6.2%
Investment Profile
Ruggie Capital Group's portfolio is broadly diversified and moderately active.
Its turnover score has fallen from 100 to 51 over the past 4 quarters — a shift toward longer holding periods.
It has added to its CCI position over the past two quarters (+$26.0K, now $174.0K), while trimming LFGP over the same stretch (-$3.0K, still holding $25.0K).
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