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CIK: 0001846991
Total reported value
$776.4M
$776.4M
318 檔
25.9%
According to the latest 13F quarterly dataset, Round Rock Advisors LLC managed an equity portfolio of $776.4M at the end of Q1 2026, spanning 318 distinct U.S. exchange-listed positions.
Round Rock Advisors LLC executed strategic sector rebalancing during Q1 2026, establishing 38 new positions while fully exiting 44 holdings and trimming 48 positions.
Showing top 200 holdings (of 318 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 7.09% | -0.48% | +1.71% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.07% | +0.79% | -1.28% | |
| 3 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 7.02% | -0.81% | +0.57% | |
| 4 | SMH | Vaneck Semiconductor ETF | ETF-Other | 5.09% | +2.02% | -1.67% | |
| 5 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 4.55% | +0.13% | -1.10% | |
| 6 | VO | Vanguard Mid-cap ETF | ETF-Other | 4.22% | -0.11% | +1.28% | |
| 7 | XLI | Ss Industrial Select Sector | ETF-Other | 2.79% | -0.01% | +1.48% | |
| 8 | DVY | Ishares Select Dividend ETF | ETF-Other | 2.66% | -0.24% | +3.37% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.60% | -0.12% | -0.26% | |
| 10 | XLV | Ss Health Care Select Sector | ETF-Other | 2.42% | -0.07% | +4.54% | |
| 11 | SDSI | Amer Cent Sh Dur Strat Inc | ETF-Other | 2.26% | -0.12% | +20.86% | |
| 12 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 2.09% | -0.35% | — | |
| 13 | NBSD | Neuberger Short Duration Inc | ETF-Other | 1.93% | -0.25% | +9.41% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.80% | -0.27% | -0.19% | |
| 15 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.63% | +0.06% | -0.08% | |
| 16 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.32% | +0.14% | +0.26% | |
| 17 | XLK | Ss Technology Select Sector | ETF-Tech | 1.17% | +0.22% | -2.87% | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.09% | -0.05% | -11.53% | |
| 19 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.89% | -0.12% | +4.10% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.87% | +0.11% | -27.54% | |
| 21 | XOM | Exxon Mobil CORP | Stock-Energy | 0.82% | -0.26% | -1.15% | |
| 22 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.65% | -0.10% | -0.87% | |
| 23 | NVDA | Nvidia CORP | Stock-Tech | 0.63% | -0.02% | -0.01% | |
| 24 | ABBV | Abbvie Inc | Stock-Healthcare | 0.60% | -0.02% | -7.81% | |
| 25 | ICE | Intercontinental Exchange In | Stock-Financials | 0.57% | -0.19% | -8.38% | |
| 26 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.54% | +0.01% | +0.03% | |
| 27 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.51% | +0.04% | +1.77% | |
| 28 | WMB | Williams Cos Inc | Stock-Energy | 0.48% | -0.07% | — | |
| 29 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.45% | -0.07% | -7.73% | |
| 30 | CVX | Chevron CORP | Stock-Energy | 0.42% | -0.13% | -7.24% | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.42% | +0.02% | -5.73% | |
| 32 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | — | +47.73% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.42% | — | -16.51% | |
| 34 | IBDR | Ishares Ibonds Dec 2026 Term | ETF-Other | 0.41% | -0.07% | +0.08% | |
| 35 | CB | Chubb Limited | Stock-Financials | 0.40% | -0.05% | -9.38% | |
| 36 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.39% | -0.05% | +8.64% | |
| 37 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.39% | +0.10% | -7.27% | |
| 38 | COF | Capital One Financial CORP | Stock-Financials | 0.37% | -0.03% | -9.66% | |
| 39 | NEOG | Neogen CORP | Stock-Healthcare | 0.34% | -0.06% | +54.25% | |
| 40 | LBRT | Liberty Energy Inc | Stock-Energy | 0.33% | -0.18% | -28.18% | |
| 41 | EZBC | Franklin Bitcoin ETF | ETF-Crypto | 0.33% | -0.33% | EXIT | |
| 42 | APH | Amphenol Corp-cl A | Stock-Tech | 0.32% | +0.06% | +0.61% | |
| 43 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 0.32% | -0.05% | +0.10% | |
| 44 | FEIM | Frequency Electronics Inc | Stock-Other | 0.31% | +0.08% | -5.15% | |
| 45 | C | Citigroup Inc | Stock-Financials | 0.31% | +0.01% | +5.13% | |
| 46 | HON | Honeywell International Inc | Stock-Industrials | 0.31% | -0.31% | EXIT | |
| 47 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.30% | -0.02% | -1.80% | |
| 48 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.29% | -0.05% | -4.38% | |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.29% | +0.02% | -20.29% | |
| 50 | VTOL | Bristow Group Inc | Stock-Other | 0.29% | -0.08% | +25.81% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VYM | Vanguard High Dvd Yield ETF | +0.5% | +1.71% | Add |
| 2 | SDSI | Amer Cent Sh Dur Strat Inc | +0.4% | +20.86% | Add |
| 3 | DVY | Ishares Select Dividend ETF | +0.3% | +3.37% | Add |
| 4 | SMH | Vaneck Semiconductor ETF | +0.3% | -1.67% | Trim |
| 5 | XOM | Exxon Mobil CORP | +0.2% | -1.15% | Trim |
| 6 | XLI | Ss Industrial Select Sector | +0.2% | +1.48% | Add |
| 7 | NEOG | Neogen CORP | +0.2% | +54.25% | Add |
| 8 | NBSD | Neuberger Short Duration Inc | +0.2% | +9.41% | Add |
| 9 | IJR | Ishares Core S&p Small-cap E | +0.2% | -1.10% | Trim |
| 10 | CPSH | Cps Technologies CORP | +0.2% | +127.63% | Add |
| 11 | JPST | Jpmorgan Ultra-short Income | +0.2% | +0.57% | Add |
| 12 | PSC | Principal US Small-cap ETF | +0.2% | +353.51% | Add |
| 13 | CODA | Coda Octopus Group Inc | +0.1% | +134.56% | Add |
| 14 | IVV | Ishares Core S&p 500 ETF | +0.1% | +47.73% | Add |
| 15 | VTOL | Bristow Group Inc | +0.1% | +25.81% | Add |
| 16 | BKSY | Blacksky Technology Inc | +0.1% | +49.94% | Add |
| 17 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.1% | +4.10% | Add |
| 18 | LASR | Nlight Inc | +0.1% | +144.08% | Add |
| 19 | CVX | Chevron CORP | +0.1% | -7.24% | Trim |
| 20 | JNJ | Johnson & Johnson | +0.1% | +8.64% | Add |
| 21 | WMB | Williams Cos Inc | +0.1% | — | Unchanged |
| 22 | TRNS | Transcat Inc | +0.1% | +22.62% | Add |
| 23 | REX | Rex American Resources CORP | +0.1% | +0.48% | Add |
| 24 | HZO | Marinemax Inc | +0.1% | +20.22% | Add |
| 25 | PKE | Park Aerospace CORP | +0.1% | +0.34% | Add |
| 26 | AMSC | American Superconductor CORP | +0.1% | +89.93% | Add |
| 27 | NBBK | Nb Bancorp Inc | +0.1% | +28.05% | Add |
| 28 | UTI | Universal Technical Institut | +0.1% | +37.81% | Add |
| 29 | KO | Coca-cola Co/the | +0.1% | +33.85% | Add |
| 30 | OII | Oceaneering Intl Inc | +0.1% | +52.21% | Add |
| 31 | CHCT | Community Healthcare Trust I | +0.1% | +92.31% | Add |
| 32 | LMAT | Lemaitre Vascular Inc | +0.1% | +0.51% | Add |
| 33 | DELL | Dell Technologies -c | +0.1% | — | Unchanged |
| 34 | NWPX | Nwpx Infrastructure Inc | +0.1% | +0.49% | Add |
| 35 | BDTX | Black Diamond Therapeutics I | 0% | +120.26% | Add |
| 36 | OPY | Oppenheimer Holdings-cl A | 0% | +0.45% | Add |
| 37 | NPKI | Npk International Inc | 0% | +0.42% | Add |
| 38 | LBRT | Liberty Energy Inc | 0% | -28.18% | Trim |
| 39 | APD | Air Products & Chemicals Inc | 0% | -7.73% | Trim |
| 40 | PBYI | Puma Biotechnology Inc | 0% | +22.72% | Add |
| 41 | EPD | Enterprise Products Partners | 0% | — | Unchanged |
| 42 | WTTR | Select Water Solutions Inc | 0% | — | Unchanged |
| 43 | PSMT | Pricesmart Inc | 0% | +0.55% | Add |
| 44 | JOUT | Johnson Outdoors Inc-a | 0% | +38.30% | Add |
| 45 | BLBD | Blue Bird CORP | 0% | +0.74% | Add |
| 46 | CFR | Cullen/frost Bankers Inc | 0% | +62.07% | Add |
| 47 | ITA | Ishares U.s. Aerospace & Def | 0% | +23.56% | Add |
| 48 | MRK | Merck & Co. Inc. | 0% | +2.67% | Add |
| 49 | DE | Deere & Co | 0% | — | Unchanged |
| 50 | SXI | Standex International CORP | 0% | +0.35% | Add |
According to official SEC Form 13F filings, Round Rock Advisors LLC reported a total U.S. public equity portfolio value of $776.4M across 318 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including VYM, QQQ, JPST) accounted for 25.9% of total reported equity market value during Q1 2026.
Top New Position Initiated
SSYS
市值: $1.7M
Top Position Liquidated / Trimmed
LZ
前期市值: $1.6M
During Q1 2026, Round Rock Advisors LLC's top holdings by market value included VYM (7.1%)、QQQ (7.1%)、JPST (7.0%). The largest single position, VYM, represented 7.1% of total portfolio value.
In Q1 2026, Round Rock Advisors LLC made 187 total portfolio adjustments, initiating 38 new buys, adding to 57 positions, trimming 48 holdings, and fully liquidating 44 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.