Round Rock Advisors LLC — Q3 2025 13F Holdings

Name: Round Rock Advisors LLC — 13F Holdings, Q3 2025
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001846991

Total reported value

$653.5M

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Full holdings list this quarter

Showing top 200 holdings (of 327 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	7.67%	-0.42%	+3.26%
2	JPST	Jpmorgan Ultra-short Income	ETF-Other	7.07%	—	-25.63%
3	VYM	Vanguard High Dvd Yield ETF	ETF-Other	6.77%	+0.45%	+2.11%
4	SMH	Vaneck Semiconductor ETF	ETF-Other	4.65%	+0.31%	+0.10%
5	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	4.48%	+0.18%	+5.76%
6	VO	Vanguard Mid-cap ETF	ETF-Other	4.36%	—	+5.37%
7	AAPL	Apple INC	Stock-Tech	2.83%	-0.14%	-16.23%
8	MSFT	Microsoft CORP	Stock-Tech	2.78%	-0.52%	-5.83%
9	XLI	Ss Industrial Select Sector	ETF-Other	2.68%	+0.20%	+1.27%
10	DVY	Ishares Select Dividend ETF	ETF-Other	2.43%	+0.31%	+3.22%
11	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	2.39%	-0.07%	—
12	XLV	Ss Health Care Select Sector	ETF-Other	2.20%	—	+9.33%
13	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.16%	—	-3.90%
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.55%	-0.13%	-0.25%
15	SDSI	Amer Cent Sh Dur Strat INC	ETF-Other	1.37%	+0.41%	—
16	XLK	Ss Technology Select Sector	ETF-Tech	1.36%	-0.12%	-1.49%
17	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.36%	-0.37%	+22.49%
18	NBSD	Neuberger Short Duration INC	ETF-Other	1.36%	+0.18%	—
19	AMZN	Amazon.com INC	Stock-Consumer Disc	1.31%	-0.25%	+0.14%
20	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.78%	+0.11%	+5.88%
21	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.72%	—	-1.56%
22	ABBV	Abbvie INC	Stock-Healthcare	0.72%	—	-4.52%
23	IBM	Intl Business Machines CORP	Stock-Tech	0.71%	-0.18%	+2.48%
24	NVDA	Nvidia CORP	Stock-Tech	0.70%	—	+0.69%
25	ICE	Intercontinental Exchange In	Stock-Financials	0.69%	—	-0.42%
26	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.60%	—	+0.15%
27	ITT	Itt INC	Stock-Industrials	0.58%	—	—
28	XOM	Exxon Mobil CORP	Stock-Energy	0.57%	+0.24%	-4.89%
29	UNH	Unitedhealth Group INC	Stock-Healthcare	0.55%	-0.11%	+0.10%
30	QQQM	Invesco Nasdaq 100 ETF	ETF-Tech	0.54%	—	-0.83%
31	COF	Capital One Financial CORP	Stock-Financials	0.49%	-0.16%	-0.01%
32	APD	Air Products & Chemicals INC	Stock-Materials	0.47%	—	-0.01%
33	XLE	Ss Energy Select Sector	ETF-Other	0.44%	-0.33%	-12.96%
34	TSLA	Tesla INC	Stock-Consumer Disc	0.43%	—	+10.07%
35	WMB	Williams Cos INC	Stock-Energy	0.43%	—	+0.39%
36	IBDR	Ishares Ibonds Dec 2026 Term	ETF-Other	0.42%	—	+0.08%
37	IBDQ	Ishares Ibonds Dec 2025 Term	ETF-Other	0.42%	—	-2.87%
38	CB	Chubb Limited	Stock-Financials	0.39%	—	+0.34%
39	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.38%	—	+12.22%
40	CVX	Chevron CORP	Stock-Energy	0.36%	—	—
41	HON	Honeywell International INC	Stock-Industrials	0.33%	—	-20.37%
42	ELV	Elevance Health INC	Stock-Healthcare	0.33%	—	-5.51%
43	APH	Amphenol Corp-cl A	Stock-Tech	0.33%	—	-1.19%
44	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.32%	—	-1.07%
45	VGT	Vanguard Info Tech ETF	ETF-Tech	0.32%	—	-0.70%
46	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	0.31%	—	-1.59%
47	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.31%	-0.08%	-15.65%
48	IBDS	Ishrs Ibnds Dec 27 CORP ETF	ETF-Other	0.30%	—	+0.12%
49	ORCL	Oracle CORP	Stock-Tech	0.29%	—	+0.43%
50	JNJ	Johnson & Johnson	Stock-Healthcare	0.28%	—	+0.38%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Round Rock Advisors LLC for the quarter ending Q3 2025, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMH	Vaneck Semiconductor ETF	+1.2%	+0.10%	Add
2	QQQ	Invesco Qqq Trust Series 1	+1%	+3.26%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+22.49%	Add
4	GOOG	Alphabet Inc-cl C	+0.4%	-0.25%	Trim
5	MSFT	Microsoft CORP	+0.3%	-5.83%	Trim
6	NVDA	Nvidia CORP	+0.2%	+0.69%	Add
7	IJR	Ishares Core S&p Small-cap E	+0.2%	+5.76%	Add
8	ORCL	Oracle CORP	+0.2%	+0.43%	Add
9	TSLA	Tesla INC	+0.2%	+10.07%	Add
10	AEM	Agnico Eagle Mines LTD	+0.2%	-0.62%	Add
11	APH	Amphenol Corp-cl A	+0.1%	-1.19%	Trim
12	XLK	Ss Technology Select Sector	+0.1%	-1.49%	Trim
13	ITT	Itt INC	+0.1%	—	Unchanged
14	XLI	Ss Industrial Select Sector	+0.1%	+1.27%	Add
15	XLU	St Sr Utl Sl Se Spdr Etf-usd	+0.1%	+5.88%	Add
16	AMZN	Amazon.com INC	+0.1%	+0.14%	Add
17	VO	Vanguard Mid-cap ETF	-0.1%	+5.37%	Add
18	DVY	Ishares Select Dividend ETF	-0.1%	+3.22%	Add
19	RSP	Invesco S&p 500 Equal Weight	-0.2%	-3.90%	Trim
20	VYM	Vanguard High Dvd Yield ETF	-0.2%	+2.11%	Add
21	UNH	Unitedhealth Group INC	-0.4%	+0.10%	Trim
22	XLE	Ss Energy Select Sector	-0.5%	-12.96%	Trim
23	AAPL	Apple INC	-0.8%	-16.23%	Trim
24	JPST	Jpmorgan Ultra-short Income	-2.3%	-25.63%	Trim
25	SDSI	Amer Cent Sh Dur Strat INC	—	NEW	New buy
26	NBSD	Neuberger Short Duration INC	—	NEW	New buy
27	DMLP	Dorchester Minerals LP	—	EXIT	Sold out
28	TRIN	Trinity Capital INC	—	EXIT	Sold out
29	TSLX	Sixth Street Specialty Lendi	—	EXIT	Sold out
30	ARCC	Ares Capital CORP	—	EXIT	Sold out
31	MPV	Barings Participation Invest	—	EXIT	Sold out
32	BANX	Arrowmark Financial CORP	—	EXIT	Sold out
33	GSBD	Goldman Sachs Bdc INC	—	EXIT	Sold out
34	OBDC	Blue Owl Capital CORP	—	EXIT	Sold out
35	SWIM	Latham Group INC	—	NEW	New buy
36	OCSL	Oaktree Specialty Lending Co	—	EXIT	Sold out
37	TDOC	Teladoc Health INC	—	NEW	New buy
38	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
39	PLUS	Eplus INC	—	NEW	New buy
40	PLPC	Preformed Line Products Co	—	NEW	New buy
41	AAMI	Acadian Asset Management INC	—	NEW	New buy
42	NVEC	Nve CORP	—	EXIT	Sold out
43	IDR	Idaho Strategic Resources In	—	NEW	New buy
44	LZ	Legalzoomcom INC	—	NEW	New buy
45	SONO	Sonos INC	—	NEW	New buy
46	HZO	Marinemax INC	—	NEW	New buy
47	FSK	Fs Kkr Capital CORP	—	EXIT	Sold out
48	MCI	Barings Corporate Investors	—	EXIT	Sold out
49	CIFR	Cipher Digital INC	—	NEW	New buy
50	RWAY	Runway Growth Finance CORP	—	EXIT	Sold out