Rothschild Investment LLC /il 13F Portfolio Snapshot

CIK: 0001020918

Diversified strategyLong-term holderQuality / disciplined sizing

Total reported value

$1.2B

Reporting period: 2023-09-30 · Number of holdings: 538

ROTHSCHILD INVESTMENT LLC /IL disclosed 538 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $1.2B and a quarterly turnover rate of 0.0%.

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Personality snowflake

Concentration: 3.8
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 38.73
Diversification: 100
Sizing Uniformity: 80.91

Rothschild Investment LLC /il's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 105 equally-sized positions, well below its 538 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 538 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.60%	—	+1.80%
2	✓	J P Morgan Chase And Co	Stock-Other	2.02%	—	+1.58%
3	NVDA	Nvidia CORP	Stock-Tech	1.98%	—	-12.34%
4	✓	Alphabet Inc.	Stock-Other	1.92%	—	+3.43%
5	CVX	Chevron CORP	Stock-Energy	1.92%	—	+0.30%
6	✓	Blackstone Inc.	Stock-Other	1.85%	—	+0.61%
7	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.83%	—	+1.51%
8	MSFT	Microsoft CORP	Stock-Tech	1.80%	—	-3.82%
9	ABBV	Abbvie INC	Stock-Healthcare	1.61%	—	+1.38%
10	PRF	Invesco Rafi US 1000 ETF	ETF-Other	1.51%	—	+413.82%
11	COST	Costco Wholesale CORP	Stock-Consumer Staples	1.45%	—	+0.95%
12	✓	Alphabet Inc.	Stock-Other	1.41%	—	+0.85%
13	AMGN	Amgen INC	Stock-Healthcare	1.35%	—	-0.24%
14	JNJ	Johnson & Johnson	Stock-Healthcare	1.26%	—	-16.06%
15	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	1.25%	—	+0.98%
16	PANW	Palo Alto Networks INC	Stock-Tech	1.25%	—	-1.21%
17	CFIHX	Amer Fnds Cap INC Bldr-f3	Stock-Other	1.23%	—	+3.81%
18	BA	Boeing Co/the	Stock-Industrials	1.21%	—	+21.09%
19	AMZN	Amazon.com INC	Stock-Consumer Disc	1.04%	—	+5.02%
20	ITW	Illinois Tool Works	Stock-Industrials	1.03%	—	+0.11%
21	✓	Poplar Forest Partners Institu	Stock-Other	1.02%	—	+1.19%
22	GD	General Dynamics CORP	Stock-Industrials	0.99%	—	-0.09%
23	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.97%	—	+0.33%
24	✓	Merck & Co., Inc.	Stock-Other	0.95%	—	+2.49%
25	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.93%	—	—
26	HON	Honeywell International INC	Stock-Industrials	0.91%	—	+2.78%
27	✓	Blackstone Real Estate INC Tr	Stock-Other	0.90%	—	+1.30%
28	CSCO	Cisco Systems INC	Stock-Tech	0.87%	—	+0.12%
29	✓	Meta Platforms, Inc.	Stock-Other	0.83%	—	-19.20%
30	✓	Salesforce, Inc.	Stock-Other	0.81%	—	+0.06%
31	AFMBX	American Balanced Fund-f3	Stock-Other	0.80%	—	+0.84%
32	ORCL	Oracle CORP	Stock-Tech	0.76%	—	-0.68%
33	SYK	Stryker CORP	Stock-Healthcare	0.75%	—	+0.33%
34	UNP	Union Pacific CORP	Stock-Industrials	0.75%	—	-3.61%
35	FYLD	Cambria Foreign Shareholder	ETF-Other	0.71%	—	+218.47%
36	AIG	American International Group	Stock-Financials	0.71%	—	-0.31%
37	QCOM	Qualcomm INC	Stock-Tech	0.70%	—	-1.57%
38	✓	Verizon Communications Inc.	Stock-Other	0.69%	—	-2.72%
39	CVS	Cvs Health CORP	Stock-Healthcare	0.67%	—	-0.38%
40	✓	Jpmorgan Equity Premium Income	Stock-Other	0.65%	—	+3.14%
41	XOM	Exxon Mobil CORP	Stock-Energy	0.65%	—	+1.43%
42	✓	Global Payments	Stock-Other	0.65%	—	-0.29%
43	SYLD	Cambria Shareholder Yield Et	ETF-Other	0.64%	—	+7.56%
44	PXDEUR	Pioneer Natural Resources Co	Stock-Other	0.64%	—	+100.31%
45	✓	Kenvue Inc.	Stock-Other	0.63%	—	—
46	✓	Invitation Homes Inc.	Stock-Other	0.61%	—	-4.18%
47	✓	Visa Inc.	Stock-Other	0.60%	—	+2.27%
48	PSA	Public Storage	Stock-Real Estate	0.59%	—	-1.32%
49	✓	Hilton Worldwide Holdings Inc.	Stock-Other	0.57%	—	+7.08%
50	HD	Home Depot INC	Stock-Consumer Disc	0.57%	—	+4.10%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+3%

Performance Last 4 Quarters

+23.4%

Based on 65% of reported portfolio value with available pricing

Stdev: +12.2%
Beta: +0.89
Alpha: -0.1%
Max Drawdown: -8.4%
Annualized Perf: +16.7%
Batting Avg vs S&P: +38.9%
Sortino: +2.62
Stutzer: +0.39
Treynor: +0.18
Sterling: +1.01
Calmar: +2
Information Ratio: -0.54
Tracking Error: +4.1%
Stdev Down: +6.2%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +32.5%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.52
Sharpe: +1.33
Stdev Sectors: +5.9%
Skewness: +0.06
Kurtosis: -0.24
Upside Potential: +4.35

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023-09-30	538	$1.2B	0	1AAPL246625h3NVDA Top holdings2023-09-30 1.AAPL 2.46625h 3.NVDA 4.02079k 5.CVX 6.09260d 7.BRK-B 8.MSFT 9.ABBV 10.PRF
2023-06-30	551	$1.2B	0	1AAPL 2NVDA 3MSFT Top holdings2023-06-30 1.AAPL 2.NVDA 3.MSFT 4.46625h 5.CVX 6.BRK-B 7.02079k 8.JNJ 9.09260d 10.PRF
2023-03-31	548	$1.1B	0	1AAPL 2CVX 3ABBV Top holdings2023-03-31 1.AAPL 2.CVX 3.ABBV 4.46625h 5.MSFT 6.NVDA 7.BRK-B 8.09260d 9.JNJ 10.02079k
2022-12-31	544	$1.1B	0	1AAPL 2CVX346625h Top holdings2022-12-31 1.AAPL 2.CVX 3.46625h 4.ABBV 5.BRK-B 6.JNJ 7.MSFT 8.PRF 9.TMO 10.AMGN
2022-09-30	545	$1.0B	0	1AAPL 2CVX 3BRK-B Top holdings2022-09-30 1.AAPL 2.CVX 3.BRK-B 4.JNJ 5.ABBV 6.MSFT 7.46625h 8.02079k 9.AMGN 10.TMO
2022-06-30	544	$1.1B	0	1AAPL 2MSFT 3ABBV Top holdings2022-06-30 1.AAPL 2.MSFT 3.ABBV 4.CVX 5.JNJ 6.BRK-B 7.46625h 8.02079k 9.AMGN 10.TMO
2022-03-31	580	$1.3B	0	1AAPL 2BRK-B 3MSFT Top holdings2022-03-31 1.AAPL 2.BRK-B 3.MSFT 4.CVX 5.46625h 6.ABBV 7.02079k 8.JNJ 9.02079k 10.PANW
2021-12-31	572	$1.3B	0	1AAPL246625h3MSFT Top holdings2021-12-31 1.AAPL 2.46625h 3.MSFT 4.02079k 5.ABBV 6.TMO 7.BRK-B 8.JNJ 9.02079k 10.PANW
2021-09-30	548	$1.2B	0	1AAPL246625h3MSFT Top holdings2021-09-30 1.AAPL 2.46625h 3.MSFT 4.02079k 5.BRK-B 6.JNJ 7.ABBV 8.02079k 9.TMO 10.COST
2021-06-30	556	$1.3B	96	1AAPL246625h302079k Top holdings2021-06-30 1.AAPL 2.46625h 3.02079k 4.MSFT 5.AMGN 6.JNJ 7.BRK-B 8.ABBV 9.LMT 10.02079k
2021-03-31	530	$1.2B	20	1AAPL246625h302079k Top holdings2021-03-31 1.AAPL 2.46625h 3.02079k 4.AMGN 5.JNJ 6.MSFT 7.ABBV 8.BRK-B 9.LMT 10.02079k
2020-12-31	511	$1.0B	20	1AAPL246625h302079k Top holdings2020-12-31 1.AAPL 2.46625h 3.02079k 4.ABBV 5.AMGN 6.MSFT 7.JNJ 8.BRK-B 9.TMO 10.DIS
2020-09-30	480	$919.0M	20	1AAPL 2AMGN 3ABBV Top holdings2020-09-30 1.AAPL 2.AMGN 3.ABBV 4.MSFT 5.JNJ 6.02079k 7.46625h 8.TMO 9.BRK-B 10.COST
2020-06-30	468	$831.0M	30	1AAPL 2ABBV 3AMGN Top holdings2020-06-30 1.AAPL 2.ABBV 3.AMGN 4.MSFT 5.02079k 6.46625h 7.JNJ 8.TMO 9.BRK-B 10.COST
2020-03-31	481	$765.9M	34	1AAPL 2MSFT 3TMO Top holdings2020-03-31 1.AAPL 2.MSFT 3.TMO 4.ABBV 5.46625h 6.AMGN 7.JNJ 8.02079k 9.BRK-B 10.COST
2019-12-31	495	$1.0B	23	1AAPL246625h3TMO Top holdings2019-12-31 1.AAPL 2.46625h 3.TMO 4.ABBV 5.MSFT 6.AMGN 7.78467y 8.02079k 9.JNJ 10.BRK-B
2019-09-30	389	$857.4M	13	1AAPL246625h3BA Top holdings2019-09-30 1.AAPL 2.46625h 3.BA 4.ABBV 5.MSFT 6.78467y 7.AMGN 8.00206r 9.BRK-B 10.JNJ
2019-06-30	390	$847.6M	17	1AAPL246625h3ABBV Top holdings2019-06-30 1.AAPL 2.46625h 3.ABBV 4.BA 5.MSFT 6.78467y 7.BRK-B 8.TMO 9.JNJ 10.AMGN
2019-03-31	382	$852.7M	19	1AAPL246625h3BA Top holdings2019-03-31 1.AAPL 2.46625h 3.BA 4.ABBV 5.COST 6.78467y 7.MSFT 8.AMGN 9.TMO 10.JNJ
2018-12-31	371	$747.1M	25	1AAPL 2ABBV346625h Top holdings2018-12-31 1.AAPL 2.ABBV 3.46625h 4.BA 5.AMGN 6.BRK-B 7.MSFT 8.78467y 9.JNJ 10.COST
2018-09-30	381	$848.5M	19	1AAPL246625h300768d Top holdings2018-09-30 1.AAPL 2.46625h 3.00768d 4.ABBV 5.BA 6.78467y 7.AMGN 8.MSFT 9.TMO 10.00206r
2018-06-30	378	$794.2M	18	1AAPL246625h3ABBV Top holdings2018-06-30 1.AAPL 2.46625h 3.ABBV 4.00768d 5.BA 6.78467y 7.26078j 8.AMGN 9.MSFT 10.00206r
2018-03-31	377	$781.8M	28	1AAPL246625h3BA Top holdings2018-03-31 1.AAPL 2.46625h 3.BA 4.00768d 5.78467y 6.ABBV 7.00206r 8.BRK-B 9.TMO 10.26078j
2017-12-31	414	$920.5M	14	1AAPL246625h3BA Top holdings2017-12-31 1.AAPL 2.46625h 3.BA 4.26078j 5.ABBV 6.00768d 7.78467y 8.00206r 9.02079k 10.TMO
2017-09-30	420	$883.4M	20	1AAPL246625h3BA Top holdings2017-09-30 1.AAPL 2.46625h 3.BA 4.26078j 5.ABBV 6.00768d 7.TMO 8.78467y 9.59156r 10.CELG
2017-06-30	477	$880.8M	17	1AAPL246625h3BA Top holdings2017-06-30 1.AAPL 2.46625h 3.BA 4.00768d 5.ABBV 6.59156r 7.DOW 8.78467y 9.AEP 10.TMO
2017-03-31	487	$859.1M	17	1AAPL246625h300768d Top holdings2017-03-31 1.AAPL 2.46625h 3.00768d 4.BA 5.AEP 6.DOW 7.QCOM 8.78467y 9.59156r 10.ABBV
2016-12-31	474	$831.0M	17	1AAPL246625h3AEP Top holdings2016-12-31 1.AAPL 2.46625h 3.AEP 4.BA 5.QCOM 6.ABBV 7.00768d 8.59156r 9.78467y 10.DOW
2016-09-30	480	$816.5M	19	1AAPL246625h3QCOM Top holdings2016-09-30 1.AAPL 2.46625h 3.QCOM 4.AEP 5.BA 6.ABBV 7.78467y 8.CSCO 9.00768d 10.59156r
2016-06-30	489	$783.5M	18	1AAPL246625h3AEP Top holdings2016-06-30 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.92343v 8.78467y 9.00768d 10.PFE
2016-03-31	487	$777.8M	18	1AAPL246625h3AEP Top holdings2016-03-31 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.78467y 8.92343v 9.00768d 10.DOW
2015-12-31	498	$785.2M	17	1AAPL246625h3AEP Top holdings2015-12-31 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.AMGN 8.CELG 9.78467y 10.00768d
2015-09-30	492	$759.1M	27	1AAPL 2AEP346625h Top holdings2015-09-30 1.AAPL 2.AEP 3.46625h 4.QCOM 5.ABBV 6.BA 7.78467y 8.49456b 9.00768d 10.CELG
2015-06-30	514	$862.3M	19	1AAPL 2AEP346625h Top holdings2015-06-30 1.AAPL 2.AEP 3.46625h 4.QCOM 5.ABBV 6.49456b 7.CELG 8.KSS 9.00768d 10.COP
2015-03-31	503	$854.8M	19	1AAPL 2AEP 3QCOM Top holdings2015-03-31 1.AAPL 2.AEP 3.QCOM 4.46625h 5.49456b 6.BA 7.ABBV 8.00768d 9.CELG 10.DUK
2014-12-31	510	$836.9M	20	1AAPL 2AEP 3QCOM Top holdings2014-12-31 1.AAPL 2.AEP 3.QCOM 4.46625h 5.49456b 6.ABBV 7.00768d 8.COP 9.DUK 10.BA
2014-09-30	493	$821.4M	22	1AAPL 2AEP 3QCOM Top holdings2014-09-30 1.AAPL 2.AEP 3.QCOM 4.46625h 5.COP 6.00768d 7.ABBV 8.92343v 9.DUK 10.BA
2014-06-30	420	$782.3M	16	1AAPL 2QCOM 3AEP Top holdings2014-06-30 1.AAPL 2.QCOM 3.AEP 4.COP 5.46625h 6.ABBV 7.00768d 8.DUK 9.PG 10.92343v
2014-03-31	414	$740.5M	20	1AAPL 2QCOM 3AEP Top holdings2014-03-31 1.AAPL 2.QCOM 3.AEP 4.46625h 5.COP 6.00768d 7.ABBV 8.38259p 9.DUK 10.PG
2013-12-31	415	$733.1M	20	1AAPL 2QCOM 3AEP Top holdings2013-12-31 1.AAPL 2.QCOM 3.AEP 4.46625h 5.00768d 6.COP 7.38259p 8.ABBV 9.PG 10.DUK
2013-09-30	387	$678.0M	17	1AAPL 2QCOM 3AEP Top holdings2013-09-30 1.AAPL 2.QCOM 3.AEP 4.46625h 5.COP 6.00768d 7.ABBV 8.58933y 9.PG 10.DUK
2013-06-30	367	$615.2M	0	1AAPL 2QCOM 3AEP Top holdings2013-06-30 1.AAPL 2.QCOM 3.AEP 4.46625h 5.m4146y 6.COP 7.00768d 8.PG 9.58933y 10.ABBV

Holding changes this quarter

Position changes disclosed by Rothschild Investment LLC /il for the quarter ending 2023-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023-09-30	2023-10-16	13F-HR	View on EDGAR
2023-06-30	2023-07-18	13F-HR	View on EDGAR
2023-03-31	2023-04-24	13F-HR	View on EDGAR
2022-12-31	2023-01-19	13F-HR	View on EDGAR
2022-09-30	2022-10-21	13F-HR	View on EDGAR
2022-06-30	2022-07-12	13F-HR	View on EDGAR
2022-03-31	2022-04-18	13F-HR	View on EDGAR
2021-12-31	2022-01-24	13F-HR	View on EDGAR
2021-09-30	2021-10-12	13F-HR	View on EDGAR
2021-06-30	2021-07-19	13F-HR	View on EDGAR
2021-03-31	2021-04-15	13F-HR	View on EDGAR
2020-12-31	2021-01-25	13F-HR	View on EDGAR
2020-09-30	2020-10-22	13F-HR	View on EDGAR
2020-06-30	2020-07-24	13F-HR	View on EDGAR
2020-03-31	2020-04-16	13F-HR	View on EDGAR
2019-12-31	2020-01-22	13F-HR	View on EDGAR
2019-09-30	2019-10-11	13F-HR	View on EDGAR
2019-06-30	2019-07-11	13F-HR	View on EDGAR
2019-03-31	2019-04-18	13F-HR	View on EDGAR
2018-12-31	2019-01-28	13F-HR	View on EDGAR
2018-09-30	2018-10-17	13F-HR	View on EDGAR
2018-06-30	2018-07-24	13F-HR	View on EDGAR
2018-03-31	2018-04-27	13F-HR	View on EDGAR
2017-12-31	2018-01-23	13F-HR	View on EDGAR
2017-09-30	2017-10-25	13F-HR	View on EDGAR
2017-06-30	2017-07-21	13F-HR	View on EDGAR
2017-03-31	2017-04-20	13F-HR	View on EDGAR
2016-12-31	2017-01-23	13F-HR	View on EDGAR
2016-09-30	2016-10-18	13F-HR	View on EDGAR
2016-06-30	2016-07-21	13F-HR	View on EDGAR
2016-03-31	2016-04-26	13F-HR	View on EDGAR
2015-12-31	2016-01-25	13F-HR	View on EDGAR
2015-09-30	2015-10-19	13F-HR	View on EDGAR
2015-06-30	2015-07-22	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-01-22	13F-HR	View on EDGAR
2014-09-30	2014-10-24	13F-HR	View on EDGAR
2014-06-30	2014-07-24	13F-HR	View on EDGAR
2014-03-31	2014-04-28	13F-HR	View on EDGAR
2013-12-31	2014-01-27	13F-HR	View on EDGAR
2013-09-30	2013-10-17	13F-HR	View on EDGAR
2013-06-30	2013-07-26	13F-HR	View on EDGAR

FAQ

What is Rothschild Investment LLC /il and what type of investor is it?

Rothschild Investment LLC /il is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $1.2B, spread across 538 disclosed positions.

What are Rothschild Investment LLC /il's largest equity positions?

Based on the latest 13F filing, Rothschild Investment LLC /il's top holdings by market value are: 1. Apple INC (AAPL) — $54.6M (4.6%) 2. J P Morgan Chase And Co — $23.9M (2.0%) 3. Nvidia CORP (NVDA) — $23.5M (2.0%) 4. Alphabet Inc. — $22.8M (1.9%) 5. Chevron CORP (CVX) — $22.8M (1.9%)

What changes did Rothschild Investment LLC /il make in its most recent portfolio filing?

No notable portfolio changes were recorded for Rothschild Investment LLC /il in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Rothschild Investment LLC /il focus on?

Rothschild Investment LLC /il is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 22.6% • Health Care: 16.0% • Industrials: 13.0% • Financials: 10.3% • Communication Services: 8.6% • Energy: 8.2%

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Personality snowflake

Concentration

3.8

Portfolio Stability

Momentum/Contrarian

Sector conviction

38.73

Diversification

100

Sizing Uniformity

80.91

Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Full holdings list this quarter

Ticker

Issuer

Asset Subclass

Weight

Weight Change

Shares Change

4Q Trend

AAPL

Apple INC

Stock-Tech

4.60%

—

+1.80%

✓

J P Morgan Chase And Co

Stock-Other

2.02%

—

+1.58%

NVDA

Nvidia CORP

Stock-Tech

1.98%

—

-12.34%

✓

Alphabet Inc.

Stock-Other

1.92%

—

+3.43%

CVX

Chevron CORP

Stock-Energy

1.92%

—

+0.30%

✓

Blackstone Inc.

Stock-Other

1.85%

—

+0.61%

BRK-B

Berkshire Hathaway Inc-cl B

Stock-Other

1.83%

—

+1.51%

MSFT

Microsoft CORP

Stock-Tech

1.80%

—

-3.82%

ABBV

Abbvie INC

Stock-Healthcare

1.61%

—

+1.38%

PRF

Invesco Rafi US 1000 ETF

ETF-Other

1.51%

—

+413.82%

COST

Costco Wholesale CORP

Stock-Consumer Staples

1.45%

—

+0.95%

✓

Alphabet Inc.

Stock-Other

1.41%

—

+0.85%

AMGN

Amgen INC

Stock-Healthcare

1.35%

—

-0.24%

JNJ

Johnson & Johnson

Stock-Healthcare

1.26%

—

-16.06%

TMO

Thermo Fisher Scientific INC

Stock-Healthcare

1.25%

—

+0.98%

PANW

Palo Alto Networks INC

Stock-Tech

1.25%

—

-1.21%

CFIHX

Amer Fnds Cap INC Bldr-f3

Stock-Other

1.23%

—

+3.81%

Boeing Co/the

Stock-Industrials

1.21%

—

+21.09%

AMZN

Amazon.com INC

Stock-Consumer Disc

1.04%

—

+5.02%

ITW

Illinois Tool Works

Stock-Industrials

1.03%

—

+0.11%

✓

Poplar Forest Partners Institu

Stock-Other

1.02%

—

+1.19%

General Dynamics CORP

Stock-Industrials

0.99%

—

-0.09%

VIG

Vanguard Dividend Apprec ETF

ETF-Other

0.97%

—

+0.33%

✓

Merck & Co., Inc.

Stock-Other

0.95%

—

+2.49%

SPY

Ss Spdr S&p 500 ETF Trust-us

ETF-Large Cap & Growth

0.93%

—

HON

Honeywell International INC

Stock-Industrials

0.91%

—

+2.78%

✓

Blackstone Real Estate INC Tr

Stock-Other

0.90%

—

+1.30%

CSCO

Cisco Systems INC

Stock-Tech

0.87%

—

+0.12%

✓

Meta Platforms, Inc.

Stock-Other

0.83%

—

-19.20%

✓

Salesforce, Inc.

Stock-Other

0.81%

—

+0.06%

AFMBX

American Balanced Fund-f3

Stock-Other

0.80%

—

+0.84%

ORCL

Oracle CORP

Stock-Tech

0.76%

—

-0.68%

SYK

Stryker CORP

Stock-Healthcare

0.75%

—

+0.33%

UNP

Union Pacific CORP

Stock-Industrials

0.75%

—

-3.61%

FYLD

Cambria Foreign Shareholder

ETF-Other

0.71%

—

+218.47%

AIG

American International Group

Stock-Financials

0.71%

—

-0.31%

QCOM

Qualcomm INC

Stock-Tech

0.70%

—

-1.57%

✓

Verizon Communications Inc.

Stock-Other

0.69%

—

-2.72%

CVS

Cvs Health CORP

Stock-Healthcare

0.67%

—

-0.38%

✓

Jpmorgan Equity Premium Income

Stock-Other

0.65%

—

+3.14%

XOM

Exxon Mobil CORP

Stock-Energy

0.65%

—

+1.43%

✓

Global Payments

Stock-Other

0.65%

—

-0.29%

SYLD

Cambria Shareholder Yield Et

ETF-Other

0.64%

—

+7.56%

PXDEUR

Pioneer Natural Resources Co

Stock-Other

0.64%

—

+100.31%

✓

Kenvue Inc.

Stock-Other

0.63%

—

✓

Invitation Homes Inc.

Stock-Other

0.61%

—

-4.18%

✓

Visa Inc.

Stock-Other

0.60%

—

+2.27%

PSA

Public Storage

Stock-Real Estate

0.59%

—

-1.32%

✓

Hilton Worldwide Holdings Inc.

Stock-Other

0.57%

—

+7.08%

Home Depot INC

Stock-Consumer Disc

0.57%

—

+4.10%

Portfolio Performance

Performance for Q3 2026

+3%

Performance Last 4 Quarters

+23.4%

Based on 65% of reported portfolio value with available pricing

Stdev: +12.2%
Beta: +0.89
Alpha: -0.1%
Max Drawdown: -8.4%
Annualized Perf: +16.7%
Batting Avg vs S&P: +38.9%
Sortino: +2.62
Stutzer: +0.39
Treynor: +0.18
Sterling: +1.01
Calmar: +2
Information Ratio: -0.54
Tracking Error: +4.1%
Stdev Down: +6.2%
Winning Months %: +69.4%
Losing Months %: +30.6%
Best 12 Months: +32.5%
Worst 12 Months: +6.8%
Efficiency Ratio: +0.52
Sharpe: +1.33
Stdev Sectors: +5.9%
Skewness: +0.06
Kurtosis: -0.24
Upside Potential: +4.35

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023-09-30	538	$1.2B	0	1AAPL246625h3NVDA Top holdings2023-09-30 1.AAPL 2.46625h 3.NVDA 4.02079k 5.CVX 6.09260d 7.BRK-B 8.MSFT 9.ABBV 10.PRF
2023-06-30	551	$1.2B	0	1AAPL 2NVDA 3MSFT Top holdings2023-06-30 1.AAPL 2.NVDA 3.MSFT 4.46625h 5.CVX 6.BRK-B 7.02079k 8.JNJ 9.09260d 10.PRF
2023-03-31	548	$1.1B	0	1AAPL 2CVX 3ABBV Top holdings2023-03-31 1.AAPL 2.CVX 3.ABBV 4.46625h 5.MSFT 6.NVDA 7.BRK-B 8.09260d 9.JNJ 10.02079k
2022-12-31	544	$1.1B	0	1AAPL 2CVX346625h Top holdings2022-12-31 1.AAPL 2.CVX 3.46625h 4.ABBV 5.BRK-B 6.JNJ 7.MSFT 8.PRF 9.TMO 10.AMGN
2022-09-30	545	$1.0B	0	1AAPL 2CVX 3BRK-B Top holdings2022-09-30 1.AAPL 2.CVX 3.BRK-B 4.JNJ 5.ABBV 6.MSFT 7.46625h 8.02079k 9.AMGN 10.TMO
2022-06-30	544	$1.1B	0	1AAPL 2MSFT 3ABBV Top holdings2022-06-30 1.AAPL 2.MSFT 3.ABBV 4.CVX 5.JNJ 6.BRK-B 7.46625h 8.02079k 9.AMGN 10.TMO
2022-03-31	580	$1.3B	0	1AAPL 2BRK-B 3MSFT Top holdings2022-03-31 1.AAPL 2.BRK-B 3.MSFT 4.CVX 5.46625h 6.ABBV 7.02079k 8.JNJ 9.02079k 10.PANW
2021-12-31	572	$1.3B	0	1AAPL246625h3MSFT Top holdings2021-12-31 1.AAPL 2.46625h 3.MSFT 4.02079k 5.ABBV 6.TMO 7.BRK-B 8.JNJ 9.02079k 10.PANW
2021-09-30	548	$1.2B	0	1AAPL246625h3MSFT Top holdings2021-09-30 1.AAPL 2.46625h 3.MSFT 4.02079k 5.BRK-B 6.JNJ 7.ABBV 8.02079k 9.TMO 10.COST
2021-06-30	556	$1.3B	96	1AAPL246625h302079k Top holdings2021-06-30 1.AAPL 2.46625h 3.02079k 4.MSFT 5.AMGN 6.JNJ 7.BRK-B 8.ABBV 9.LMT 10.02079k
2021-03-31	530	$1.2B	20	1AAPL246625h302079k Top holdings2021-03-31 1.AAPL 2.46625h 3.02079k 4.AMGN 5.JNJ 6.MSFT 7.ABBV 8.BRK-B 9.LMT 10.02079k
2020-12-31	511	$1.0B	20	1AAPL246625h302079k Top holdings2020-12-31 1.AAPL 2.46625h 3.02079k 4.ABBV 5.AMGN 6.MSFT 7.JNJ 8.BRK-B 9.TMO 10.DIS
2020-09-30	480	$919.0M	20	1AAPL 2AMGN 3ABBV Top holdings2020-09-30 1.AAPL 2.AMGN 3.ABBV 4.MSFT 5.JNJ 6.02079k 7.46625h 8.TMO 9.BRK-B 10.COST
2020-06-30	468	$831.0M	30	1AAPL 2ABBV 3AMGN Top holdings2020-06-30 1.AAPL 2.ABBV 3.AMGN 4.MSFT 5.02079k 6.46625h 7.JNJ 8.TMO 9.BRK-B 10.COST
2020-03-31	481	$765.9M	34	1AAPL 2MSFT 3TMO Top holdings2020-03-31 1.AAPL 2.MSFT 3.TMO 4.ABBV 5.46625h 6.AMGN 7.JNJ 8.02079k 9.BRK-B 10.COST
2019-12-31	495	$1.0B	23	1AAPL246625h3TMO Top holdings2019-12-31 1.AAPL 2.46625h 3.TMO 4.ABBV 5.MSFT 6.AMGN 7.78467y 8.02079k 9.JNJ 10.BRK-B
2019-09-30	389	$857.4M	13	1AAPL246625h3BA Top holdings2019-09-30 1.AAPL 2.46625h 3.BA 4.ABBV 5.MSFT 6.78467y 7.AMGN 8.00206r 9.BRK-B 10.JNJ
2019-06-30	390	$847.6M	17	1AAPL246625h3ABBV Top holdings2019-06-30 1.AAPL 2.46625h 3.ABBV 4.BA 5.MSFT 6.78467y 7.BRK-B 8.TMO 9.JNJ 10.AMGN
2019-03-31	382	$852.7M	19	1AAPL246625h3BA Top holdings2019-03-31 1.AAPL 2.46625h 3.BA 4.ABBV 5.COST 6.78467y 7.MSFT 8.AMGN 9.TMO 10.JNJ
2018-12-31	371	$747.1M	25	1AAPL 2ABBV346625h Top holdings2018-12-31 1.AAPL 2.ABBV 3.46625h 4.BA 5.AMGN 6.BRK-B 7.MSFT 8.78467y 9.JNJ 10.COST
2018-09-30	381	$848.5M	19	1AAPL246625h300768d Top holdings2018-09-30 1.AAPL 2.46625h 3.00768d 4.ABBV 5.BA 6.78467y 7.AMGN 8.MSFT 9.TMO 10.00206r
2018-06-30	378	$794.2M	18	1AAPL246625h3ABBV Top holdings2018-06-30 1.AAPL 2.46625h 3.ABBV 4.00768d 5.BA 6.78467y 7.26078j 8.AMGN 9.MSFT 10.00206r
2018-03-31	377	$781.8M	28	1AAPL246625h3BA Top holdings2018-03-31 1.AAPL 2.46625h 3.BA 4.00768d 5.78467y 6.ABBV 7.00206r 8.BRK-B 9.TMO 10.26078j
2017-12-31	414	$920.5M	14	1AAPL246625h3BA Top holdings2017-12-31 1.AAPL 2.46625h 3.BA 4.26078j 5.ABBV 6.00768d 7.78467y 8.00206r 9.02079k 10.TMO
2017-09-30	420	$883.4M	20	1AAPL246625h3BA Top holdings2017-09-30 1.AAPL 2.46625h 3.BA 4.26078j 5.ABBV 6.00768d 7.TMO 8.78467y 9.59156r 10.CELG
2017-06-30	477	$880.8M	17	1AAPL246625h3BA Top holdings2017-06-30 1.AAPL 2.46625h 3.BA 4.00768d 5.ABBV 6.59156r 7.DOW 8.78467y 9.AEP 10.TMO
2017-03-31	487	$859.1M	17	1AAPL246625h300768d Top holdings2017-03-31 1.AAPL 2.46625h 3.00768d 4.BA 5.AEP 6.DOW 7.QCOM 8.78467y 9.59156r 10.ABBV
2016-12-31	474	$831.0M	17	1AAPL246625h3AEP Top holdings2016-12-31 1.AAPL 2.46625h 3.AEP 4.BA 5.QCOM 6.ABBV 7.00768d 8.59156r 9.78467y 10.DOW
2016-09-30	480	$816.5M	19	1AAPL246625h3QCOM Top holdings2016-09-30 1.AAPL 2.46625h 3.QCOM 4.AEP 5.BA 6.ABBV 7.78467y 8.CSCO 9.00768d 10.59156r
2016-06-30	489	$783.5M	18	1AAPL246625h3AEP Top holdings2016-06-30 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.92343v 8.78467y 9.00768d 10.PFE
2016-03-31	487	$777.8M	18	1AAPL246625h3AEP Top holdings2016-03-31 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.78467y 8.92343v 9.00768d 10.DOW
2015-12-31	498	$785.2M	17	1AAPL246625h3AEP Top holdings2015-12-31 1.AAPL 2.46625h 3.AEP 4.QCOM 5.ABBV 6.BA 7.AMGN 8.CELG 9.78467y 10.00768d
2015-09-30	492	$759.1M	27	1AAPL 2AEP346625h Top holdings2015-09-30 1.AAPL 2.AEP 3.46625h 4.QCOM 5.ABBV 6.BA 7.78467y 8.49456b 9.00768d 10.CELG
2015-06-30	514	$862.3M	19	1AAPL 2AEP346625h Top holdings2015-06-30 1.AAPL 2.AEP 3.46625h 4.QCOM 5.ABBV 6.49456b 7.CELG 8.KSS 9.00768d 10.COP
2015-03-31	503	$854.8M	19	1AAPL 2AEP 3QCOM Top holdings2015-03-31 1.AAPL 2.AEP 3.QCOM 4.46625h 5.49456b 6.BA 7.ABBV 8.00768d 9.CELG 10.DUK
2014-12-31	510	$836.9M	20	1AAPL 2AEP 3QCOM Top holdings2014-12-31 1.AAPL 2.AEP 3.QCOM 4.46625h 5.49456b 6.ABBV 7.00768d 8.COP 9.DUK 10.BA
2014-09-30	493	$821.4M	22	1AAPL 2AEP 3QCOM Top holdings2014-09-30 1.AAPL 2.AEP 3.QCOM 4.46625h 5.COP 6.00768d 7.ABBV 8.92343v 9.DUK 10.BA
2014-06-30	420	$782.3M	16	1AAPL 2QCOM 3AEP Top holdings2014-06-30 1.AAPL 2.QCOM 3.AEP 4.COP 5.46625h 6.ABBV 7.00768d 8.DUK 9.PG 10.92343v
2014-03-31	414	$740.5M	20	1AAPL 2QCOM 3AEP Top holdings2014-03-31 1.AAPL 2.QCOM 3.AEP 4.46625h 5.COP 6.00768d 7.ABBV 8.38259p 9.DUK 10.PG
2013-12-31	415	$733.1M	20	1AAPL 2QCOM 3AEP Top holdings2013-12-31 1.AAPL 2.QCOM 3.AEP 4.46625h 5.00768d 6.COP 7.38259p 8.ABBV 9.PG 10.DUK
2013-09-30	387	$678.0M	17	1AAPL 2QCOM 3AEP Top holdings2013-09-30 1.AAPL 2.QCOM 3.AEP 4.46625h 5.COP 6.00768d 7.ABBV 8.58933y 9.PG 10.DUK
2013-06-30	367	$615.2M	0	1AAPL 2QCOM 3AEP Top holdings2013-06-30 1.AAPL 2.QCOM 3.AEP 4.46625h 5.m4146y 6.COP 7.00768d 8.PG 9.58933y 10.ABBV

Filing History

Period	Filed	Type	EDGAR
2023-09-30	2023-10-16	13F-HR	View on EDGAR
2023-06-30	2023-07-18	13F-HR	View on EDGAR
2023-03-31	2023-04-24	13F-HR	View on EDGAR
2022-12-31	2023-01-19	13F-HR	View on EDGAR
2022-09-30	2022-10-21	13F-HR	View on EDGAR
2022-06-30	2022-07-12	13F-HR	View on EDGAR
2022-03-31	2022-04-18	13F-HR	View on EDGAR
2021-12-31	2022-01-24	13F-HR	View on EDGAR
2021-09-30	2021-10-12	13F-HR	View on EDGAR
2021-06-30	2021-07-19	13F-HR	View on EDGAR
2021-03-31	2021-04-15	13F-HR	View on EDGAR
2020-12-31	2021-01-25	13F-HR	View on EDGAR
2020-09-30	2020-10-22	13F-HR	View on EDGAR
2020-06-30	2020-07-24	13F-HR	View on EDGAR
2020-03-31	2020-04-16	13F-HR	View on EDGAR
2019-12-31	2020-01-22	13F-HR	View on EDGAR
2019-09-30	2019-10-11	13F-HR	View on EDGAR
2019-06-30	2019-07-11	13F-HR	View on EDGAR
2019-03-31	2019-04-18	13F-HR	View on EDGAR
2018-12-31	2019-01-28	13F-HR	View on EDGAR
2018-09-30	2018-10-17	13F-HR	View on EDGAR
2018-06-30	2018-07-24	13F-HR	View on EDGAR
2018-03-31	2018-04-27	13F-HR	View on EDGAR
2017-12-31	2018-01-23	13F-HR	View on EDGAR
2017-09-30	2017-10-25	13F-HR	View on EDGAR
2017-06-30	2017-07-21	13F-HR	View on EDGAR
2017-03-31	2017-04-20	13F-HR	View on EDGAR
2016-12-31	2017-01-23	13F-HR	View on EDGAR
2016-09-30	2016-10-18	13F-HR	View on EDGAR
2016-06-30	2016-07-21	13F-HR	View on EDGAR
2016-03-31	2016-04-26	13F-HR	View on EDGAR
2015-12-31	2016-01-25	13F-HR	View on EDGAR
2015-09-30	2015-10-19	13F-HR	View on EDGAR
2015-06-30	2015-07-22	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-01-22	13F-HR	View on EDGAR
2014-09-30	2014-10-24	13F-HR	View on EDGAR
2014-06-30	2014-07-24	13F-HR	View on EDGAR
2014-03-31	2014-04-28	13F-HR	View on EDGAR
2013-12-31	2014-01-27	13F-HR	View on EDGAR
2013-09-30	2013-10-17	13F-HR	View on EDGAR
2013-06-30	2013-07-26	13F-HR	View on EDGAR

FAQ

What is Rothschild Investment LLC /il and what type of investor is it?

What are Rothschild Investment LLC /il's largest equity positions?

What changes did Rothschild Investment LLC /il make in its most recent portfolio filing?

No notable portfolio changes were recorded for Rothschild Investment LLC /il in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Rothschild Investment LLC /il focus on?