RI
Rothschild Investment LLC /il Historical SEC 13F Holdings & Archive (Q3 2023)
Rothschild Investment LLC /ilCIK: 0001020918
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$1.2B
Reporting period: 2023-09-30 · Number of holdings: 538
ROTHSCHILD INVESTMENT LLC /IL disclosed 538 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $1.2B and a quarterly turnover rate of 0.0%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "R"
Personality snowflake
- Concentration
- 3.8
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 38.73
- Diversification
- 100
- Sizing Uniformity
- 80.91
Rothschild Investment LLC /il's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 105 equally-sized positions, well below its 538 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.91), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 538 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.60% | — | +1.80% | |
| 2 | ✓ | Stock-Other | 2.02% | — | +1.58% | ||
| 3 | NVDA | Nvidia CORP | Stock-Tech | 1.98% | — | -12.34% | |
| 4 | ✓ | Stock-Other | 1.92% | — | +3.43% | ||
| 5 | CVX | Chevron CORP | Stock-Energy | 1.92% | — | +0.30% | |
| 6 | ✓ | Stock-Other | 1.85% | — | +0.61% | ||
| 7 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.83% | — | +1.51% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.80% | — | -3.82% | |
| 9 | ABBV | Abbvie Inc | Stock-Healthcare | 1.61% | — | +1.38% | |
| 10 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.51% | — | +413.82% | |
| 11 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.45% | — | +0.95% | |
| 12 | ✓ | Stock-Other | 1.41% | — | +0.85% | ||
| 13 | AMGN | Amgen Inc | Stock-Healthcare | 1.35% | — | -0.24% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.26% | — | -16.06% | |
| 15 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 1.25% | — | +0.98% | |
| 16 | PANW | Palo Alto Networks Inc | Stock-Tech | 1.25% | — | -1.21% | |
| 17 | CFIHX | Amer Fnds Cap Inc Bldr-f3 | Stock-Other | 1.23% | — | +3.81% | |
| 18 | BA | Boeing Co/the | Stock-Industrials | 1.21% | — | +21.09% | |
| 19 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.04% | — | +5.02% | |
| 20 | ITW | Illinois Tool Works | Stock-Industrials | 1.03% | — | +0.11% | |
| 21 | ✓ | Poplar Forest Partners Institu | Stock-Other | 1.02% | — | +1.19% | |
| 22 | GD | General Dynamics CORP | Stock-Industrials | 0.99% | — | -0.09% | |
| 23 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.97% | — | +0.33% | |
| 24 | ✓ | Stock-Other | 0.95% | — | +2.49% | ||
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.93% | — | — | |
| 26 | HON | Honeywell International Inc | Stock-Industrials | 0.91% | — | +2.78% | |
| 27 | ✓ | Blackstone Real Estate Inc Tr | Stock-Other | 0.90% | — | +1.30% | |
| 28 | CSCO | Cisco Systems Inc | Stock-Tech | 0.87% | — | +0.12% | |
| 29 | ✓ | Stock-Other | 0.83% | — | -19.20% | ||
| 30 | ✓ | Stock-Other | 0.81% | — | +0.06% | ||
| 31 | AFMBX | American Balanced Fund-f3 | Stock-Other | 0.80% | — | +0.84% | |
| 32 | ORCL | Oracle CORP | Stock-Tech | 0.76% | — | -0.68% | |
| 33 | SYK | Stryker CORP | Stock-Healthcare | 0.75% | — | +0.33% | |
| 34 | UNP | Union Pacific CORP | Stock-Industrials | 0.75% | — | -3.61% | |
| 35 | FYLD | Cambria Foreign Shareholder | ETF-Other | 0.71% | — | +218.47% | |
| 36 | AIG | American International Group | Stock-Financials | 0.71% | — | -0.31% | |
| 37 | QCOM | Qualcomm Inc | Stock-Tech | 0.70% | — | -1.57% | |
| 38 | ✓ | Stock-Other | 0.69% | — | -2.72% | ||
| 39 | CVS | Cvs Health CORP | Stock-Healthcare | 0.67% | — | -0.38% | |
| 40 | ✓ | Stock-Other | 0.65% | — | +3.14% | ||
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | — | +1.43% | |
| 42 | ✓ | Stock-Other | 0.65% | — | -0.29% | ||
| 43 | SYLD | Cambria Shareholder Yield Et | ETF-Other | 0.64% | — | +7.56% | |
| 44 | PXDEUR | Pioneer Natural Resources Co | Stock-Other | 0.64% | — | +100.31% | |
| 45 | ✓ | Stock-Other | 0.63% | — | — | ||
| 46 | ✓ | Stock-Other | 0.61% | — | -4.18% | ||
| 47 | ✓ | Stock-Other | 0.60% | — | +2.27% | ||
| 48 | PSA | Public Storage | Stock-Real Estate | 0.59% | — | -1.32% | |
| 49 | ✓ | Stock-Other | 0.57% | — | +7.08% | ||
| 50 | HD | Home Depot Inc | Stock-Consumer Disc | 0.57% | — | +4.10% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3.8%
Performance Last 4 Quarters
+23%
- Stdev
- +11.6%
- Beta
- +0.85
- Alpha
- +0.9%
- Max Drawdown
- -7.8%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.01
- Stutzer
- +0.45
- Treynor
- +0.21
- Sterling
- +1.2
- Calmar
- +2.4
- Information Ratio
- -0.51
- Tracking Error
- +4.2%
- Stdev Down
- +5.9%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +31.1%
- Worst 12 Months
- +5.9%
- Efficiency Ratio
- +0.6
- Sharpe
- +1.54
- Stdev Sectors
- +5.9%
- Skewness
- -0.14
- Kurtosis
- -0.23
- Upside Potential
- +4.62
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 538 | $1.2B | 0 | ||
| 2023 Q2 | 551 | $1.2B | 0 | ||
| 2023 Q1 | 548 | $1.1B | 0 | ||
| 2022 Q4 | 544 | $1.1B | 0 | ||
| 2022 Q3 | 545 | $1.0B | 0 | ||
| 2022 Q2 | 544 | $1.1B | 0 | ||
| 2022 Q1 | 580 | $1.3B | 0 | ||
| 2021 Q4 | 572 | $1.3B | 0 | ||
| 2021 Q3 | 548 | $1.2B | 0 | ||
| 2021 Q2 | 556 | $1.3B | 96 | ||
| 2021 Q1 | 530 | $1.2B | 20 | ||
| 2020 Q4 | 511 | $1.0B | 20 | ||
| 2020 Q3 | 480 | $919.0M | 20 | ||
| 2020 Q2 | 468 | $831.0M | 30 | ||
| 2020 Q1 | 481 | $765.9M | 34 | ||
| 2019 Q4 | 495 | $1.0B | 23 | ||
| 2019 Q3 | 389 | $857.4M | 13 | ||
| 2019 Q2 | 390 | $847.6M | 17 | ||
| 2019 Q1 | 382 | $852.7M | 19 | ||
| 2018 Q4 | 371 | $747.1M | 25 | ||
| 2018 Q3 | 381 | $848.5M | 19 | ||
| 2018 Q2 | 378 | $794.2M | 18 | ||
| 2018 Q1 | 377 | $781.8M | 28 | ||
| 2017 Q4 | 414 | $920.5M | 14 | ||
| 2017 Q3 | 420 | $883.4M | 20 | ||
| 2017 Q2 | 477 | $880.8M | 17 | ||
| 2017 Q1 | 487 | $859.1M | 17 | ||
| 2016 Q4 | 474 | $831.0M | 17 | ||
| 2016 Q3 | 480 | $816.5M | 19 | ||
| 2016 Q2 | 489 | $783.5M | 18 | ||
| 2016 Q1 | 487 | $777.8M | 18 | ||
| 2015 Q4 | 498 | $785.2M | 17 | ||
| 2015 Q3 | 492 | $759.1M | 27 | ||
| 2015 Q2 | 514 | $862.3M | 19 | ||
| 2015 Q1 | 503 | $854.8M | 19 | ||
| 2014 Q4 | 510 | $836.9M | 20 | ||
| 2014 Q3 | 493 | $821.4M | 22 | ||
| 2014 Q2 | 420 | $782.3M | 16 | ||
| 2014 Q1 | 414 | $740.5M | 20 | ||
| 2013 Q4 | 415 | $733.1M | 20 | ||
| 2013 Q3 | 387 | $678.0M | 17 | ||
| 2013 Q2 | 367 | $615.2M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Rothschild Investment LLC /il and what type of investor is it?
Rothschild Investment LLC /il is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $1.2B, spread across 538 disclosed positions.
What are Rothschild Investment LLC /il's largest equity positions?
Based on the latest 13F filing, Rothschild Investment LLC /il's top holdings by market value are:
1. Apple Inc (AAPL) — $54.6M (4.6%)
2. — $23.9M (2.0%)
3. Nvidia CORP (NVDA) — $23.5M (2.0%)
4. — $22.8M (1.9%)
5. Chevron CORP (CVX) — $22.8M (1.9%)
What changes did Rothschild Investment LLC /il make in its most recent portfolio filing?
No notable portfolio changes were recorded for Rothschild Investment LLC /il in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Rothschild Investment LLC /il focus on?
Rothschild Investment LLC /il is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 22.6%
• Health Care: 16.0%
• Industrials: 13.0%
• Financials: 10.3%
• Communication Services: 8.6%
• Energy: 8.2%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Rothschild Investment LLC /il returned an annualized 18.6% over the trailing 36 months — outperforming the S&P 500 by 0.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.85 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its FYLD position over the past two quarters (+$6.8M, now $8.5M), while trimming TGT over the same stretch (-$5.2M, still holding $4.3M).
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