RF
Roth Financial Partners LLC: 13F Stock Holdings & Portfolio (Q2 2026)
Roth Financial Partners LLCCIK: 0001840888
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$336.3M
Reporting period: 2026-06-30 · Number of holdings: 33
Roth Financial Partners LLC disclosed 33 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $336.3M and a quarterly turnover rate of 14.5%.
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Personality snowflake
- Concentration
- 54.05
- Portfolio Stability
- 14.46
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 66
- Sizing Uniformity
- 81.11
Roth Financial Partners LLC's disclosed holdings carry a Herfindahl concentration index of 0.135 — mathematically equivalent to about 7 equally-sized positions, well below its 33 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.89), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 5.5 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
+5.0% $13.0M
Trim IEFA
+3.1% $6.7M
Add IJR
+2.0% $5.2M
Trim VTEB
+3.0% $520.1K
Trim CVX
+0.8% -$521.4K
Add AMD
-25.0% $464.5K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 22.83% | +1.05% | +5.00% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 21.93% | -0.96% | +3.10% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 11.14% | -0.02% | -0.34% | |
| 4 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 8.73% | +0.50% | +2.00% | |
| 5 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 7.18% | -0.01% | +3.31% | |
| 6 | VGIT | Vanguard Intermediate-term T | ETF-Other | 5.86% | +0.10% | +18.00% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.82% | -0.07% | -1.56% | |
| 8 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 3.60% | -0.35% | +3.05% | |
| 9 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.43% | +0.11% | -0.24% | |
| 10 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.28% | -0.09% | -0.05% | |
| 11 | VB | Vanguard Small-cap ETF | ETF-Other | 1.02% | — | -0.75% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 0.92% | — | — | |
| 13 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.72% | -0.01% | -0.12% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 0.65% | -0.27% | +0.79% | |
| 15 | SUB | Ishares Short-term National | ETF-Other | 0.56% | — | +15.23% | |
| 16 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.55% | -0.03% | -0.08% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | — | — | |
| 18 | AMD | Advanced Micro Devices | Stock-Tech | 0.26% | +0.12% | -25.00% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 0.22% | -0.09% | — | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.21% | +0.01% | — | |
| 21 | IBM | Intl Business Machines CORP | Stock-Tech | 0.18% | -0.08% | -31.25% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.18% | -0.01% | — | |
| 23 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.18% | +0.03% | +37.22% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.14% | — | +4.85% | |
| 25 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.14% | — | — | |
| 26 | APA | Apa CORP | Stock-Energy | 0.14% | -0.06% | +0.34% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.12% | -0.02% | — | |
| 28 | AVGO | Broadcom Inc | Stock-Tech | 0.12% | +0.04% | +37.18% | |
| 29 | SLB | Slb LTD | Stock-Energy | 0.10% | -0.02% | — | |
| 30 | TCAI | Tortoise Ai Infrastructr ETF | ETF-Other | 0.09% | +0.09% | NEW | |
| 31 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.08% | +0.08% | NEW | |
| 32 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.08% | — | +1.83% | |
| 33 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.08% | -0.01% | — |
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+20.4%
- Stdev
- +11.3%
- Beta
- +0.83
- Alpha
- +0.7%
- Max Drawdown
- -5.5%
- Annualized Perf
- +17.9%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.98
- Stutzer
- +0.44
- Treynor
- +0.21
- Sterling
- +1.24
- Calmar
- +3.27
- Information Ratio
- -0.64
- Tracking Error
- +4.4%
- Stdev Down
- +5.8%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +29.8%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.52
- Stdev Sectors
- +20%
- Skewness
- -0.13
- Kurtosis
- -0.14
- Upside Potential
- +4.48
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 33 | $336.3M | 14 | ||
| 2026 Q1 | 31 | $292.9M | 7 | ||
| 2025 Q4 | 32 | $303.1M | 3 | ||
| 2025 Q3 | 32 | $296.7M | 17 | ||
| 2025 Q2 | 31 | $277.4M | 0 | ||
| 2025 Q1 | 31 | $253.2M | 100 | ||
| 2024 Q4 | 32 | $251.2M | 0 | ||
| 2024 Q3 | 31 | $250.5M | 0 | ||
| 2024 Q2 | 32 | $231.8M | 0 | ||
| 2024 Q1 | 30 | $225.8M | 0 | ||
| 2023 Q4 | 27 | $195.3M | 0 | ||
| 2023 Q3 | 26 | $159.8M | 0 | ||
| 2023 Q2 | 25 | $159.4M | 0 | ||
| 2023 Q1 | 23 | $150.2M | 0 | ||
| 2022 Q4 | 21 | $138.4M | 0 | ||
| 2022 Q3 | 25 | $124.7M | 0 | ||
| 2022 Q2 | 26 | $125.3M | 0 | ||
| 2022 Q1 | 32 | $138.5M | 0 | ||
| 2021 Q4 | 28 | $140.5M | 0 | ||
| 2021 Q3 | 26 | $128.9M | 0 | ||
| 2021 Q2 | 24 | $129.8M | 96 | ||
| 2021 Q1 | 23 | $120.9M | 20 | ||
| 2020 Q4 | 20 | $100.9M | 0 |
Holding changes this quarter
Roth Financial Partners LLC's most significant position changes for 2026-06-30: New buy: Tortoise Ai Infrastructr ETF (TCAI); New buy: Cadence Design Sys Inc (CDNS); Add: Ishares Core S&p 500 ETF (IVV) — shares +5.00%; Add: Ishares Core Msci Eafe ETF (IEFA) — shares +3.10%; Add: Ishares Core S&p Small-cap E (IJR) — shares +2.00%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +1.1% | +5.00% | Add |
| 2 | IJR | Ishares Core S&p Small-cap E | +0.5% | +2.00% | Add |
| 3 | AMD | Advanced Micro Devices | +0.1% | -25.00% | Trim |
| 4 | IEMG | Ishares Core Msci Emerging | +0.1% | -0.24% | Trim |
| 5 | VGIT | Vanguard Intermediate-term T | +0.1% | +18.00% | Add |
| 6 | TCAI | Tortoise Ai Infrastructr ETF | +0.1% | NEW | New buy |
| 7 | CDNS | Cadence Design Sys Inc | +0.1% | NEW | New buy |
| 8 | AVGO | Broadcom Inc | 0% | +37.18% | Add |
| 9 | VGSH | Vanguard Short-term Treasury | 0% | +37.22% | Add |
| 10 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 11 | VB | Vanguard Small-cap ETF | — | -0.75% | Trim |
| 12 | AAPL | Apple Inc | — | — | Unchanged |
| 13 | SUB | Ishares Short-term National | — | +15.23% | Add |
| 14 | NVDA | Nvidia CORP | — | — | Unchanged |
| 15 | VTI | Vanguard Total Stock Mkt ETF | — | +4.85% | Add |
| 16 | AMZN | Amazon.com Inc | — | — | Unchanged |
| 17 | VXUS | Vanguard Total Intl Stock | — | +1.83% | Add |
| 18 | RSP | Invesco S&p 500 Equal Weight | 0% | +3.31% | Add |
| 19 | ACWI | Ishares Msci Acwi ETF | 0% | -0.12% | Trim |
| 20 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 21 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.34% | Trim |
| 23 | SLB | Slb LTD | 0% | — | Unchanged |
| 24 | MSFT | Microsoft CORP | 0% | — | Unchanged |
| 25 | VWO | Vanguard Ftse Emerging Marke | 0% | -0.08% | Trim |
| 26 | APA | Apa CORP | -0.1% | +0.34% | Add |
| 27 | VOO | Vanguard S&p 500 ETF | -0.1% | -1.56% | Trim |
| 28 | IBM | Intl Business Machines CORP | -0.1% | -31.25% | Trim |
| 29 | VEA | Vanguard Ftse Developed ETF | -0.1% | -0.05% | Trim |
| 30 | XOM | Exxon Mobil CORP | -0.1% | — | Unchanged |
| 31 | CVX | Chevron CORP | -0.3% | +0.79% | Add |
| 32 | VTEB | Vanguard Tax-exempt Bond ETF | -0.4% | +3.05% | Add |
| 33 | IEFA | Ishares Core Msci Eafe ETF | -1% | +3.10% | Add |
Filing History
FAQ
What is Roth Financial Partners LLC and what type of investor is it?
Roth Financial Partners LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $336.3M, spread across 33 disclosed positions.
What are Roth Financial Partners LLC's largest equity positions?
Based on the latest 13F filing, Roth Financial Partners LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $76.8M (22.8%)
2. Ishares Core Msci Eafe ETF (IEFA) — $73.8M (21.9%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $37.5M (11.1%)
4. Ishares Core S&p Small-cap E (IJR) — $29.4M (8.7%)
5. Invesco S&p 500 Equal Weight (RSP) — $24.1M (7.2%)
What changes did Roth Financial Partners LLC make in its most recent portfolio filing?
In the latest reported quarter, Roth Financial Partners LLC made 24 notable position adjustments: 2 new positions were initiated, 13 existing holdings were added to, 9 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Tortoise Ai Infrastructr ETF (TCAI); New buy: Cadence Design Sys Inc (CDNS); Add: Ishares Core S&p 500 ETF (IVV) — shares +5.00%; Add: Ishares Core Msci Eafe ETF (IEFA) — shares +3.10%; Add: Ishares Core S&p Small-cap E (IJR) — shares +2.00%
What sectors does Roth Financial Partners LLC focus on?
Roth Financial Partners LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 55.8%
• Energy: 28.4%
• Communication Services: 7.4%
• Financials: 4.7%
• Consumer Discretionary: 3.7%
Investment Profile
Roth Financial Partners LLC returned an annualized 17.9% over the trailing 36 months — outperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.83 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 55.8% of the portfolio concentrated in Information Technology.
It has added to its IEFA position over the past two quarters (+$7.3M, now $73.8M), while trimming IBM over the same stretch (-$329.2K, still holding $618.7K).
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