RF
Roth Financial Partners LLC: 13F Stock Holdings & Portfolio (Q3 2026)
Roth Financial Partners LLCCIK: 0001840888
Sector-focusedMomentum followerLong-term holder
Total reported value
$334.7M
Reporting period: 2026-09-30 · Number of holdings: 37
Roth Financial Partners LLC disclosed 37 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $334.7M and a quarterly turnover rate of 4.6%.
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Personality snowflake
- Concentration
- 54.73
- Portfolio Stability
- 4.65
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 74
- Sizing Uniformity
- 79.57
Roth Financial Partners LLC's disclosed holdings carry a Herfindahl concentration index of 0.137 — mathematically equivalent to about 7 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.04), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 4% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IJR
-2.1% -$3.0M
Add IVV
-0.1% $1.6M
Trim VTEB
-10.5% -$2.0M
Add VGIT
+10.1% $1.1M
Trim RSP
-2.4% -$1.1M
New buy 30233Q108
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 23.43% | +0.60% | -0.13% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 22.08% | +0.15% | -0.12% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 11.20% | +0.06% | -2.09% | |
| 4 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 7.88% | -0.85% | -2.10% | |
| 5 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 6.88% | -0.30% | -2.42% | |
| 6 | VGIT | Vanguard Intermediate-term T | ETF-Other | 6.23% | +0.37% | +10.15% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.77% | -0.05% | -3.40% | |
| 8 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.37% | -0.06% | -0.30% | |
| 9 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 3.23% | -0.05% | -1.15% | |
| 10 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 3.03% | -0.57% | -10.47% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 1.06% | +0.14% | — | |
| 12 | VB | Vanguard Small-cap ETF | ETF-Other | 0.94% | -0.08% | -1.99% | |
| 13 | CVX | Chevron CORP | Stock-Energy | 0.80% | +0.15% | — | |
| 14 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.73% | +0.01% | -1.29% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 0.55% | +0.07% | — | |
| 16 | SUB | Ishares Short-term National | ETF-Other | 0.54% | -0.02% | -2.85% | |
| 17 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.53% | -0.02% | -3.92% | |
| 18 | AMD | Advanced Micro Devices | Stock-Tech | 0.27% | +0.01% | — | |
| 19 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.26% | +0.08% | +49.01% | |
| 20 | ✓ | Stock-Other | 0.26% | +0.26% | NEW | ||
| 21 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.20% | -0.01% | — | |
| 22 | APA | Apa CORP | Stock-Energy | 0.17% | +0.03% | — | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.17% | +0.05% | — | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.15% | +0.01% | +0.77% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 0.14% | -0.04% | -1.14% | |
| 26 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.14% | -0.04% | -26.77% | |
| 27 | MU | Micron Technology Inc | Stock-Tech | 0.13% | +0.13% | NEW | |
| 28 | AVGO | Broadcom Inc | Stock-Tech | 0.11% | -0.01% | — | |
| 29 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.10% | +0.10% | NEW | |
| 30 | SLB | Slb LTD | Stock-Energy | 0.10% | — | — | |
| 31 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.10% | +0.02% | — | |
| 32 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.08% | — | +1.14% | |
| 33 | PSX | Phillips 66 | Stock-Energy | 0.08% | +0.08% | NEW | |
| 34 | COP | Conocophillips | Stock-Energy | 0.07% | +0.07% | NEW | |
| 35 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.07% | -0.07% | -50.00% | |
| 36 | TCAI | Tortoise Ai Infrastructr ETF | ETF-Other | 0.07% | -0.02% | — | |
| 37 | CDNS | Cadence Design Sys Inc | Stock-Tech | 0.07% | -0.01% | — |
Portfolio Performance
Performance for Q4 2026
+1.6%
Performance Last 4 Quarters
+14.5%
- Stdev
- +10.6%
- Beta
- +0.81
- Alpha
- +0.8%
- Max Drawdown
- -5.5%
- Annualized Perf
- +20.7%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +3.91
- Stutzer
- +0.53
- Treynor
- +0.24
- Sterling
- +1.43
- Calmar
- +3.77
- Information Ratio
- -0.79
- Tracking Error
- +4.4%
- Stdev Down
- +5%
- Winning Months %
- +77.8%
- Losing Months %
- +22.2%
- Best 12 Months
- +29.8%
- Worst 12 Months
- +5.6%
- Efficiency Ratio
- +0.76
- Sharpe
- +1.83
- Stdev Sectors
- +21.8%
- Skewness
- -0.08
- Kurtosis
- +0.19
- Upside Potential
- +5.29
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 37 | $334.7M | 5 | ||
| 2026 Q2 | 33 | $336.3M | 14 | ||
| 2026 Q1 | 31 | $292.9M | 7 | ||
| 2025 Q4 | 32 | $303.1M | 3 | ||
| 2025 Q3 | 32 | $296.7M | 17 | ||
| 2025 Q2 | 31 | $277.4M | 0 | ||
| 2025 Q1 | 31 | $253.2M | 100 | ||
| 2024 Q4 | 32 | $251.2M | 0 | ||
| 2024 Q3 | 31 | $250.5M | 0 | ||
| 2024 Q2 | 32 | $231.8M | 0 | ||
| 2024 Q1 | 30 | $225.8M | 0 | ||
| 2023 Q4 | 27 | $195.3M | 0 | ||
| 2023 Q3 | 26 | $159.8M | 0 | ||
| 2023 Q2 | 25 | $159.4M | 0 | ||
| 2023 Q1 | 23 | $150.2M | 0 | ||
| 2022 Q4 | 21 | $138.4M | 0 | ||
| 2022 Q3 | 25 | $124.7M | 0 | ||
| 2022 Q2 | 26 | $125.3M | 0 | ||
| 2022 Q1 | 32 | $138.5M | 0 | ||
| 2021 Q4 | 28 | $140.5M | 0 | ||
| 2021 Q3 | 26 | $128.9M | 0 | ||
| 2021 Q2 | 24 | $129.8M | 96 | ||
| 2021 Q1 | 23 | $120.9M | 20 | ||
| 2020 Q4 | 20 | $100.9M | 0 |
Holding changes this quarter
Roth Financial Partners LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Micron Technology Inc (MU); New buy: Dimensional National Muni Bd (DFNM); New buy: Phillips 66 (PSX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +0.6% | -0.13% | Trim |
| 2 | VGIT | Vanguard Intermediate-term T | +0.4% | +10.15% | Add |
| 3 | ✓ | +0.3% | NEW | New buy | |
| 4 | CVX | Chevron CORP | +0.2% | — | Unchanged |
| 5 | IEFA | Ishares Core Msci Eafe ETF | +0.2% | -0.12% | Trim |
| 6 | AAPL | Apple Inc | +0.1% | — | Unchanged |
| 7 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 8 | DFNM | Dimensional National Muni Bd | +0.1% | NEW | New buy |
| 9 | VGSH | Vanguard Short-term Treasury | +0.1% | +49.01% | Add |
| 10 | PSX | Phillips 66 | +0.1% | NEW | New buy |
| 11 | COP | Conocophillips | +0.1% | NEW | New buy |
| 12 | NVDA | Nvidia CORP | +0.1% | — | Unchanged |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | -2.09% | Trim |
| 14 | MSFT | Microsoft CORP | +0.1% | — | Unchanged |
| 15 | APA | Apa CORP | 0% | — | Unchanged |
| 16 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 17 | AMD | Advanced Micro Devices | 0% | — | Unchanged |
| 18 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.77% | Add |
| 19 | ACWI | Ishares Msci Acwi ETF | 0% | -1.29% | Trim |
| 20 | SLB | Slb LTD | — | — | Unchanged |
| 21 | VXUS | Vanguard Total Intl Stock | — | +1.14% | Add |
| 22 | CDNS | Cadence Design Sys Inc | 0% | — | Unchanged |
| 23 | AVGO | Broadcom Inc | 0% | — | Unchanged |
| 24 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 25 | SUB | Ishares Short-term National | 0% | -2.85% | Trim |
| 26 | VWO | Vanguard Ftse Emerging Marke | 0% | -3.92% | Trim |
| 27 | TCAI | Tortoise Ai Infrastructr ETF | 0% | — | Unchanged |
| 28 | JPM | Jpmorgan Chase & Co | 0% | -26.77% | Trim |
| 29 | IBM | Intl Business Machines CORP | 0% | -1.14% | Trim |
| 30 | VOO | Vanguard S&p 500 ETF | -0.1% | -3.40% | Trim |
| 31 | VEA | Vanguard Ftse Developed ETF | -0.1% | -1.15% | Trim |
| 32 | IEMG | Ishares Core Msci Emerging | -0.1% | -0.30% | Trim |
| 33 | AMZN | Amazon.com Inc | -0.1% | -50.00% | Trim |
| 34 | VB | Vanguard Small-cap ETF | -0.1% | -1.99% | Trim |
| 35 | XOM | Exxon Mobil CORP | -0.2% | EXIT | Sold out |
| 36 | RSP | Invesco S&p 500 Equal Weight | -0.3% | -2.42% | Trim |
| 37 | VTEB | Vanguard Tax-exempt Bond ETF | -0.6% | -10.47% | Trim |
| 38 | IJR | Ishares Core S&p Small-cap E | -0.9% | -2.10% | Trim |
Filing History
FAQ
What is Roth Financial Partners LLC and what type of investor is it?
Roth Financial Partners LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $334.7M, spread across 37 disclosed positions.
What are Roth Financial Partners LLC's largest equity positions?
Based on the latest 13F filing, Roth Financial Partners LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $78.4M (23.4%)
2. Ishares Core Msci Eafe ETF (IEFA) — $73.9M (22.1%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $37.5M (11.2%)
4. Ishares Core S&p Small-cap E (IJR) — $26.4M (7.9%)
5. Invesco S&p 500 Equal Weight (RSP) — $23.0M (6.9%)
What changes did Roth Financial Partners LLC make in its most recent portfolio filing?
In the latest reported quarter, Roth Financial Partners LLC made 26 notable position adjustments: 5 new positions were initiated, 4 existing holdings were added to, 16 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); New buy: Micron Technology Inc (MU); New buy: Dimensional National Muni Bd (DFNM); New buy: Phillips 66 (PSX)
What sectors does Roth Financial Partners LLC focus on?
Roth Financial Partners LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 59.0%
• Energy: 28.9%
• Communication Services: 7.2%
• Financials: 3.2%
• Consumer Discretionary: 1.8%
Investment Profile
Roth Financial Partners LLC returned an annualized 20.7% over the trailing 36 months — outperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.81 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 59.0% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$14.6M, now $78.4M), while trimming IBM over the same stretch (-$297.3K, still holding $478.3K).
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