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Rosenthal | Henry Capital Advisors, Inc. — 13F Filing & Top Stock Positions (Q2 2026)
Rosenthal | Henry Capital Advisors, Inc.CIK: 0001697539
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$114.4M
Reporting period: 2026-06-30 · Number of holdings: 48
Rosenthal | Henry Capital Advisors, Inc. disclosed 48 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $114.4M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 11.97
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 96
- Sizing Uniformity
- 93.33
Rosenthal | Henry Capital Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, close to its 48 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.67), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy CVBF
Sold out XHC
Trim KRE
-27.6% -$1.4M
New buy BHRB
New buy COLB
Trim FRME
-42.9% -$992.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TBBK | Bancorp Inc/the | Stock-Other | 7.80% | -0.77% | -12.76% | |
| 2 | KRE | Ss Spdr S&p Regional Bank | ETF-Other | 6.24% | -2.15% | -27.60% | |
| 3 | WTFC | Wintrust Financial CORP | Stock-Financials | 5.03% | +0.16% | — | |
| 4 | CASH | Pathward Financial Inc | Stock-Other | 4.00% | -0.59% | — | |
| 5 | ESQ | Esquire Financial Holdings I | Stock-Other | 3.25% | -0.75% | -18.01% | |
| 6 | SPFI | South Plains Financial Inc | Stock-Other | 3.07% | -0.27% | — | |
| 7 | SYBT | Stock Yards Bancorp Inc | Stock-Other | 3.00% | +0.09% | — | |
| 8 | VBNK | Versabank | Stock-Other | 2.67% | +0.55% | — | |
| 9 | BANF | Bancfirst CORP | Stock-Other | 2.54% | -0.23% | — | |
| 10 | FBIZ | First Business Financial Ser | Stock-Other | 2.49% | +0.12% | — | |
| 11 | ✓ | CommerceWest Bank | Stock-Other | 2.46% | -0.76% | -18.33% | |
| 12 | CVBF | Cvb Financial CORP | Stock-Other | 2.44% | +2.44% | NEW | |
| 13 | NRIM | Northrim Bancorp Inc | Stock-Other | 2.42% | +0.18% | — | |
| 14 | GABC | German American Bancorp | Stock-Other | 2.42% | +0.04% | — | |
| 15 | CNOB | Connectone Bancorp Inc | Stock-Other | 2.39% | +0.25% | — | |
| 16 | FFIN | First Finl Bankshares Inc | Stock-Financials | 2.27% | +0.11% | — | |
| 17 | MBWM | Mercantile Bank CORP | Stock-Other | 2.26% | +0.04% | — | |
| 18 | HTB | Hometrust Bancshares Inc | Stock-Other | 2.18% | +0.09% | — | |
| 19 | UNTY | Unity Bancorp Inc | Stock-Other | 2.17% | -0.47% | -19.23% | |
| 20 | ✓ | Seacoast Bkg CORP Fl | Stock-Other | 1.97% | -0.04% | — | |
| 21 | CCB | Coastal Financial Corp/wa | Stock-Other | 1.97% | -0.19% | — | |
| 22 | FBK | Fb Financial CORP | Stock-Other | 1.86% | -0.09% | — | |
| 23 | LKFN | Lakeland Financial CORP | Stock-Other | 1.86% | -0.55% | -19.60% | |
| 24 | TCBX | Third Coast Bancshares Inc | Stock-Other | 1.80% | -0.18% | — | |
| 25 | BANR | Banner Corporation | Stock-Other | 1.79% | -0.04% | — | |
| 26 | TOWN | Towne Bank | Stock-Other | 1.79% | -0.25% | -9.01% | |
| 27 | SRCE | 1st Source CORP | Stock-Other | 1.78% | +0.09% | — | |
| 28 | CBK | Commercial Bancgroup Inc | Stock-Other | 1.76% | +0.17% | — | |
| 29 | ORRF | Orrstown Finl Services Inc | Stock-Other | 1.75% | +0.02% | — | |
| 30 | BWB | Bridgewater Bancshares Inc | Stock-Other | 1.67% | +0.05% | — | |
| 31 | TFIN | Triumph Financial Inc | Stock-Other | 1.60% | +0.20% | — | |
| 32 | FRME | First Merchants CORP | Stock-Other | 1.57% | -1.16% | -42.88% | |
| 33 | MYFW | First Western Financial Inc | Stock-Other | 1.55% | +0.22% | — | |
| 34 | TCBI | Texas Capital Bancshares Inc | Stock-Financials | 1.49% | +0.56% | +65.00% | |
| 35 | ✓ | Stock-Other | 1.44% | +0.12% | — | ||
| 36 | PFS | Provident Financial Services | Stock-Other | 1.43% | — | — | |
| 37 | BFC | Bank First CORP | Stock-Other | 1.35% | -0.02% | — | |
| 38 | BHRB | Burke & Herbert Financial Se | Stock-Other | 1.31% | +1.31% | NEW | |
| 39 | COLB | Columbia Banking System Inc | Stock-Financials | 1.31% | +1.31% | NEW | |
| 40 | NBHC | National Bank Hold-cl A | Stock-Other | 1.01% | +0.01% | -0.29% | |
| 41 | FCCO | First Community CORP | Stock-Other | 1.01% | +0.01% | — | |
| 42 | FSBC | Five Star Bancorp | Stock-Other | 0.97% | +0.97% | NEW | |
| 43 | NBTB | N B T Bancorp Inc | Stock-Other | 0.91% | +0.91% | NEW | |
| 44 | ✓ | Stock-Other | 0.58% | +0.58% | NEW | ||
| 45 | USCB | Uscb Financial Holdings Inc | Stock-Other | 0.58% | +0.58% | NEW | |
| 46 | DCOM | Dime Commercial Bancshares I | Stock-Other | 0.53% | +0.53% | NEW | |
| 47 | UBSI | United Bankshares Inc | Stock-Financials | 0.15% | +0.15% | NEW | |
| 48 | INDB | Independent Bank Corp/ma | Stock-Other | 0.11% | +0.11% | NEW |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+8%
Performance Last 4 Quarters
+8.6%
- Stdev
- +23.2%
- Beta
- +0.92
- Alpha
- +4%
- Max Drawdown
- -14.2%
- Annualized Perf
- +21.8%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.16
- Stutzer
- +0.29
- Treynor
- +0.24
- Sterling
- +1.07
- Calmar
- +1.53
- Information Ratio
- +0.12
- Tracking Error
- +20%
- Stdev Down
- +10.3%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +57.8%
- Worst 12 Months
- -3.1%
- Efficiency Ratio
- +0.44
- Sharpe
- +0.96
- Stdev Sectors
- 0%
- Skewness
- +0.82
- Kurtosis
- +0.5
- Upside Potential
- +4.05
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 48 | $114.4M | 0 | ||
| 2026 Q1 | 42 | $102.2M | 17 | ||
| 2025 Q4 | 40 | $107.9M | 9 | ||
| 2025 Q3 | 39 | $104.1M | 23 | ||
| 2025 Q2 | 37 | $99.2M | 0 | ||
| 2025 Q1 | 39 | $99.2M | 100 | ||
| 2024 Q4 | 42 | $108.0M | 0 | ||
| 2024 Q3 | 39 | $99.6M | 0 | ||
| 2024 Q2 | 36 | $70.5M | 0 | ||
| 2024 Q1 | 37 | $74.4M | 0 | ||
| 2023 Q4 | 39 | $87.5M | 0 | ||
| 2023 Q3 | 43 | $74.3M | 0 | ||
| 2023 Q2 | 41 | $79.6M | 0 | ||
| 2023 Q1 | 45 | $89.0M | 0 | ||
| 2022 Q4 | 46 | $111.6M | 0 | ||
| 2022 Q3 | 44 | $107.3M | 0 | ||
| 2022 Q1 | 46 | $127.6M | 0 | ||
| 2021 Q4 | 39 | $132.7M | 0 | ||
| 2021 Q3 | 49 | $132.3M | 0 | ||
| 2021 Q2 | 51 | $124.4M | 100 | ||
| 2021 Q1 | 54 | $123.8M | 33 | ||
| 2020 Q4 | 61 | $96.2M | 36 | ||
| 2020 Q3 | 67 | $78.8M | 39 | ||
| 2020 Q2 | 66 | $76.9M | 37 | ||
| 2020 Q1 | 71 | $75.0M | 45 | ||
| 2019 Q4 | 68 | $106.7M | 22 | ||
| 2019 Q3 | 65 | $96.3M | 24 | ||
| 2019 Q2 | 66 | $106.3M | 11 | ||
| 2019 Q1 | 63 | $102.2M | 16 | ||
| 2018 Q4 | 65 | $106.0M | 26 | ||
| 2018 Q3 | 65 | $128.0M | 7 | ||
| 2018 Q2 | 62 | $135.2M | 9 | ||
| 2018 Q1 | 61 | $126.0M | 11 | ||
| 2017 Q4 | 61 | $127.0M | 16 | ||
| 2017 Q3 | 58 | $130.5M | 19 | ||
| 2017 Q2 | 54 | $120.8M | 18 | ||
| 2017 Q1 | 42 | $119.3M | 14 | ||
| 2016 Q4 | 40 | $120.6M | 0 |
Holding changes this quarter
Rosenthal | Henry Capital Advisors, Inc.'s most significant position changes for 2026-06-30: New buy: Cvb Financial CORP (CVBF); Sold out: Heritage Commerce CORP (XHC); New buy: Burke & Herbert Financial Se (BHRB); New buy: Columbia Banking System Inc (COLB); Sold out: Hbt Financial Inc/de (HBT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVBF | Cvb Financial CORP | +2.4% | NEW | New buy |
| 2 | BHRB | Burke & Herbert Financial Se | +1.3% | NEW | New buy |
| 3 | COLB | Columbia Banking System Inc | +1.3% | NEW | New buy |
| 4 | FSBC | Five Star Bancorp | +1% | NEW | New buy |
| 5 | NBTB | N B T Bancorp Inc | +0.9% | NEW | New buy |
| 6 | ✓ | +0.6% | NEW | New buy | |
| 7 | USCB | Uscb Financial Holdings Inc | +0.6% | NEW | New buy |
| 8 | TCBI | Texas Capital Bancshares Inc | +0.6% | +65.00% | Add |
| 9 | VBNK | Versabank | +0.6% | — | Unchanged |
| 10 | DCOM | Dime Commercial Bancshares I | +0.5% | NEW | New buy |
| 11 | CNOB | Connectone Bancorp Inc | +0.3% | — | Unchanged |
| 12 | MYFW | First Western Financial Inc | +0.2% | — | Unchanged |
| 13 | TFIN | Triumph Financial Inc | +0.2% | — | Unchanged |
| 14 | NRIM | Northrim Bancorp Inc | +0.2% | — | Unchanged |
| 15 | CBK | Commercial Bancgroup Inc | +0.2% | — | Unchanged |
| 16 | WTFC | Wintrust Financial CORP | +0.2% | — | Unchanged |
| 17 | UBSI | United Bankshares Inc | +0.2% | NEW | New buy |
| 18 | FBIZ | First Business Financial Ser | +0.1% | — | Unchanged |
| 19 | ✓ | +0.1% | — | Unchanged | |
| 20 | FFIN | First Finl Bankshares Inc | +0.1% | — | Unchanged |
| 21 | INDB | Independent Bank Corp/ma | +0.1% | NEW | New buy |
| 22 | SYBT | Stock Yards Bancorp Inc | +0.1% | — | Unchanged |
| 23 | HTB | Hometrust Bancshares Inc | +0.1% | — | Unchanged |
| 24 | SRCE | 1st Source CORP | +0.1% | — | Unchanged |
| 25 | BWB | Bridgewater Bancshares Inc | +0.1% | — | Unchanged |
| 26 | GABC | German American Bancorp | 0% | — | Unchanged |
| 27 | MBWM | Mercantile Bank CORP | 0% | — | Unchanged |
| 28 | ORRF | Orrstown Finl Services Inc | 0% | — | Unchanged |
| 29 | FCCO | First Community CORP | 0% | — | Unchanged |
| 30 | NBHC | National Bank Hold-cl A | 0% | -0.29% | Trim |
| 31 | PFS | Provident Financial Services | — | — | Unchanged |
| 32 | OBK | Origin Bancorp Inc | — | EXIT | Sold out |
| 33 | ✓ | Northeast Community Bancorp Inc | — | EXIT | Sold out |
| 34 | BFC | Bank First CORP | 0% | — | Unchanged |
| 35 | ✓ | Seacoast Bkg CORP Fl | 0% | — | Unchanged |
| 36 | BANR | Banner Corporation | 0% | — | Unchanged |
| 37 | FBK | Fb Financial CORP | -0.1% | — | Unchanged |
| 38 | TCBX | Third Coast Bancshares Inc | -0.2% | — | Unchanged |
| 39 | CCB | Coastal Financial Corp/wa | -0.2% | — | Unchanged |
| 40 | BANF | Bancfirst CORP | -0.2% | — | Unchanged |
| 41 | TOWN | Towne Bank | -0.3% | -9.01% | Trim |
| 42 | SPFI | South Plains Financial Inc | -0.3% | — | Unchanged |
| 43 | UNTY | Unity Bancorp Inc | -0.5% | -19.23% | Trim |
| 44 | LKFN | Lakeland Financial CORP | -0.6% | -19.60% | Trim |
| 45 | CASH | Pathward Financial Inc | -0.6% | — | Unchanged |
| 46 | ESQ | Esquire Financial Holdings I | -0.8% | -18.01% | Trim |
| 47 | ✓ | CommerceWest Bank | -0.8% | -18.33% | Trim |
| 48 | TBBK | Bancorp Inc/the | -0.8% | -12.76% | Trim |
| 49 | HBT | Hbt Financial Inc/de | -1.1% | EXIT | Sold out |
| 50 | FRME | First Merchants CORP | -1.2% | -42.88% | Trim |
1–50 of 52
Filing History
FAQ
What is Rosenthal | Henry Capital Advisors, Inc. and what type of investor is it?
Rosenthal | Henry Capital Advisors, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $114.4M, spread across 48 disclosed positions.
What are Rosenthal | Henry Capital Advisors, Inc.'s largest equity positions?
Based on the latest 13F filing, Rosenthal | Henry Capital Advisors, Inc.'s top holdings by market value are:
1. Bancorp Inc/the (TBBK) — $8.9M (7.8%)
2. Ss Spdr S&p Regional Bank (KRE) — $7.1M (6.2%)
3. Wintrust Financial CORP (WTFC) — $5.8M (5.0%)
4. Pathward Financial Inc (CASH) — $4.6M (4.0%)
5. Esquire Financial Holdings I (ESQ) — $3.7M (3.3%)
What changes did Rosenthal | Henry Capital Advisors, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Rosenthal | Henry Capital Advisors, Inc. made 24 notable position adjustments: 10 new positions were initiated, 1 existing holdings were added to, 9 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Cvb Financial CORP (CVBF); Sold out: Heritage Commerce CORP (XHC); New buy: Burke & Herbert Financial Se (BHRB); New buy: Columbia Banking System Inc (COLB); Sold out: Hbt Financial Inc/de (HBT)
What sectors does Rosenthal | Henry Capital Advisors, Inc. focus on?
Rosenthal | Henry Capital Advisors, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 100.0%
Investment Profile
Rosenthal | Henry Capital Advisors, Inc. returned an annualized 21.8% over the trailing 36 months — outperforming the S&P 500 by 4.0 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.92 (roughly in line with the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 100.0% of the portfolio concentrated in Financials.
It has added to its CNOB position for two straight quarters, increasing it by $591.3K to reach $2.7M.
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Developer Access
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