RW
Ropes Wealth Advisors LLC Historical SEC 13F Holdings & Archive (Q3 2023)
Ropes Wealth Advisors LLCCIK: 0001641652
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$515.3M
Reporting period: 2023-09-30 · Number of holdings: 252
ROPES WEALTH ADVISORS LLC disclosed 252 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $515.3M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 7.57
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 50.56
- Diversification
- 100
- Sizing Uniformity
- 80.55
Ropes Wealth Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 53 equally-sized positions, well below its 252 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.95), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 252 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.50% | — | -4.92% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 6.35% | — | -10.52% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 4.27% | — | -3.95% | |
| 4 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 4.27% | — | +5.43% | |
| 5 | XOM | Exxon Mobil CORP | Stock-Energy | 2.48% | — | -14.04% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.15% | — | -7.08% | |
| 7 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.90% | — | -7.40% | |
| 8 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.90% | — | -3.89% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.85% | — | -13.08% | |
| 10 | VUG | Vanguard Growth ETF | ETF-Other | 1.77% | — | -24.90% | |
| 11 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.73% | — | -2.23% | |
| 12 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.71% | — | -0.27% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.68% | — | -7.14% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.57% | — | +9.56% | |
| 15 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.46% | — | -4.63% | |
| 16 | HD | Home Depot Inc | Stock-Consumer Disc | 1.41% | — | -7.36% | |
| 17 | ADP | Automatic Data Processing | Stock-Tech | 1.34% | — | -3.10% | |
| 18 | PFE | Pfizer Inc | Stock-Healthcare | 1.29% | — | -8.59% | |
| 19 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 1.14% | — | -1.67% | |
| 20 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.14% | — | -7.34% | |
| 21 | IBM | Intl Business Machines CORP | Stock-Tech | 1.06% | — | -8.60% | |
| 22 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.03% | — | +25.00% | |
| 23 | NEE | Nextera Energy Inc | Stock-Utilities | 1.03% | — | -30.67% | |
| 24 | ABBV | Abbvie Inc | Stock-Healthcare | 0.99% | — | -10.90% | |
| 25 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.98% | — | -14.61% | |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.93% | — | -5.80% | |
| 27 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.91% | — | -10.12% | |
| 28 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.90% | — | +1.51% | |
| 29 | GLD | Spdr Gold Shares | ETF-Commodities | 0.83% | — | -0.28% | |
| 30 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.79% | — | -35.33% | |
| 31 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.79% | — | -13.19% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.78% | — | -3.78% | |
| 33 | CSCO | Cisco Systems Inc | Stock-Tech | 0.78% | — | -4.49% | |
| 34 | AKAM | Akamai Technologies Inc | Stock-Tech | 0.77% | — | -0.57% | |
| 35 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.75% | — | -19.17% | |
| 36 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.73% | — | -3.75% | |
| 37 | ORCL | Oracle CORP | Stock-Tech | 0.72% | — | -0.22% | |
| 38 | CVX | Chevron CORP | Stock-Energy | 0.71% | — | -3.74% | |
| 39 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.69% | — | -19.23% | |
| 40 | ABT | Abbott Laboratories | Stock-Healthcare | 0.64% | — | -8.50% | |
| 41 | WMT | Walmart Inc | Stock-Consumer Staples | 0.52% | — | +2.82% | |
| 42 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.50% | — | -5.18% | |
| 43 | MA | Mastercard Inc - A | Stock-Financials | 0.50% | — | +0.32% | |
| 44 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.50% | — | -16.78% | |
| 45 | VT | Vanguard Tot World Stk ETF | ETF-Other | 0.50% | — | -23.69% | |
| 46 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.48% | — | -13.68% | |
| 47 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.48% | — | -5.96% | |
| 48 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.48% | — | -0.75% | |
| 49 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.47% | — | +10.09% | |
| 50 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.47% | — | -1.94% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3.6%
Performance Last 4 Quarters
+20.4%
- Stdev
- +11.4%
- Beta
- +0.85
- Alpha
- +0.3%
- Max Drawdown
- -6.8%
- Annualized Perf
- +18.1%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.96
- Stutzer
- +0.44
- Treynor
- +0.2
- Sterling
- +1.19
- Calmar
- +2.66
- Information Ratio
- -0.78
- Tracking Error
- +3.4%
- Stdev Down
- +5.9%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +30.3%
- Worst 12 Months
- +7.6%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.53
- Stdev Sectors
- +8.4%
- Skewness
- -0.24
- Kurtosis
- -0.35
- Upside Potential
- +4.6
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 252 | $515.3M | 0 | ||
| 2023 Q2 | 274 | $602.7M | 0 | ||
| 2023 Q1 | 260 | $553.0M | 0 | ||
| 2022 Q4 | 268 | $556.5M | 0 | ||
| 2022 Q3 | 254 | $475.9M | 0 | ||
| 2022 Q2 | 266 | $486.2M | 0 | ||
| 2022 Q1 | 288 | $582.7M | 0 | ||
| 2021 Q4 | 269 | $568.3M | 0 | ||
| 2021 Q3 | 275 | $624.0M | 0 | ||
| 2021 Q2 | 267 | $632.2M | 95 | ||
| 2021 Q1 | 245 | $570.0M | 38 | ||
| 2020 Q4 | 881 | $644.6M | 26 | ||
| 2020 Q3 | 622 | $516.3M | 12 | ||
| 2020 Q2 | 577 | $490.0M | 26 | ||
| 2020 Q1 | 541 | $395.3M | 25 | ||
| 2019 Q4 | 539 | $464.1M | 16 | ||
| 2019 Q3 | 554 | $471.3M | 11 | ||
| 2019 Q2 | 564 | $473.9M | 32 | ||
| 2019 Q1 | 518 | $378.0M | 17 | ||
| 2018 Q4 | 500 | $347.3M | 23 | ||
| 2018 Q3 | 527 | $404.6M | 16 | ||
| 2018 Q2 | 568 | $369.8M | 12 | ||
| 2018 Q1 | 587 | $365.2M | 10 | ||
| 2017 Q4 | 783 | $382.1M | 13 | ||
| 2017 Q3 | 709 | $368.7M | 14 | ||
| 2017 Q2 | 518 | $353.5M | 13 | ||
| 2017 Q1 | 561 | $346.1M | 16 | ||
| 2016 Q4 | 491 | $318.9M | 12 | ||
| 2016 Q3 | 461 | $295.5M | 14 | ||
| 2016 Q2 | 478 | $286.6M | 29 | ||
| 2016 Q1 | 475 | $226.1M | 13 | ||
| 2015 Q4 | 500 | $227.4M | 26 | ||
| 2015 Q3 | 419 | $190.7M | 23 | ||
| 2015 Q2 | 325 | $184.2M | 8 | ||
| 2015 Q1 | 331 | $192.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Ropes Wealth Advisors LLC and what type of investor is it?
Ropes Wealth Advisors LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $515.3M, spread across 252 disclosed positions.
What are Ropes Wealth Advisors LLC's largest equity positions?
Based on the latest 13F filing, Ropes Wealth Advisors LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $33.5M (6.5%)
2. Microsoft CORP (MSFT) — $32.7M (6.3%)
3. Ishares Core S&p 500 ETF (IVV) — $22.0M (4.3%)
4. Vanguard Total Stock Mkt ETF (VTI) — $22.0M (4.3%)
5. Exxon Mobil CORP (XOM) — $12.8M (2.5%)
What changes did Ropes Wealth Advisors LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Ropes Wealth Advisors LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Ropes Wealth Advisors LLC focus on?
Ropes Wealth Advisors LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.6%
• Health Care: 14.7%
• Consumer Discretionary: 9.7%
• Consumer Staples: 8.9%
• Industrials: 8.4%
• Financials: 8.1%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Ropes Wealth Advisors LLC returned an annualized 18.1% over the trailing 36 months — outperforming the S&P 500 by 0.3 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.85 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.6% of the portfolio concentrated in Information Technology.
It has added to its BRK-A position over the past two quarters (+$3.0M, now $5.3M), while trimming PFE over the same stretch (-$2.0M, still holding $6.7M).
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Developer Access
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