RI
Rocaton Investment Advisors, LLC Historical SEC 13F Holdings & Archive (Q3 2018)
Rocaton Investment Advisors, LLCCIK: 0001758154
Concentrated strategyMomentum followerQuality / disciplined sizing
Total reported value
$36.6M
Reporting period: 2018-09-30 · Number of holdings: 3
Rocaton Investment Advisors, LLC disclosed 3 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $36.6M and a quarterly turnover rate of 48.7%.
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Personality snowflake
- Concentration
- 100
- Portfolio Stability
- 48.7
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 6
- Sizing Uniformity
- 88.93
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd IVV
0.0% $1.9M
Add VTI
-5.2% $60.0K
Add IEFA
+4.3% $169.0K
Sold out BIV
Sold out VWO
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 75.78% | +28.42% | — | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 15.35% | +5.17% | -5.15% | |
| 3 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 8.87% | +3.24% | +4.32% |
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
Holding changes this quarter
Rocaton Investment Advisors, LLC's most significant position changes for 2018-09-30: Sold out: Vanguard Intermediate-term B (BIV); Sold out: Vanguard Ftse Emerging Marke (VWO); Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -5.15%; Add: Ishares Core Msci Eafe ETF (IEFA) — shares +4.32%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | +28.4% | — | Unchanged |
| 2 | VTI | Vanguard Total Stock Mkt ETF | +5.2% | -5.15% | Trim |
| 3 | IEFA | Ishares Core Msci Eafe ETF | +3.2% | +4.32% | Add |
| 4 | BIV | Vanguard Intermediate-term B | — | EXIT | Sold out |
| 5 | VWO | Vanguard Ftse Emerging Marke | — | EXIT | Sold out |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Rocaton Investment Advisors, LLC and what type of investor is it?
Rocaton Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $36.6M, spread across 3 disclosed positions.
What are Rocaton Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Rocaton Investment Advisors, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $27.7M (75.8%)
2. Vanguard Total Stock Mkt ETF (VTI) — $5.6M (15.3%)
3. Ishares Core Msci Eafe ETF (IEFA) — $3.2M (8.9%)
What changes did Rocaton Investment Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Rocaton Investment Advisors, LLC made 4 notable position adjustments: 0 new positions were initiated, 1 existing holdings were added to, 1 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Vanguard Intermediate-term B (BIV); Sold out: Vanguard Ftse Emerging Marke (VWO); Trim: Vanguard Total Stock Mkt ETF (VTI) — shares -5.15%; Add: Ishares Core Msci Eafe ETF (IEFA) — shares +4.32%
What sectors does Rocaton Investment Advisors, LLC focus on?
Sector breakdown data is not yet available for Rocaton Investment Advisors, LLC. Check back after the next 13F processing cycle.
Investment Profile
Rocaton Investment Advisors, LLC's portfolio is concentrated and moderately active.
Its turnover score has risen from 0 to 49 over the past 3 quarters — a shift toward more active trading.
It has added to its VTI position for two straight quarters, increasing it by $2.4M to reach $5.6M.
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Developer Access
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