RC
Roc Capital Management, L.P. Historical SEC 13F Holdings & Archive (Q2 2013)
Roc Capital Management, L.P.CIK: 0001481827
Diversified strategyQuality / disciplined sizingLong-term holder
Total reported value
$31.6M
Reporting period: 2013-06-30 · Number of holdings: 99
Roc Capital Management, L.P. disclosed 99 holdings in its latest 13F filing for the period ending 2013-06-30, with total reported value of $31.6M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 5.48
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 51.08
- Diversification
- 100
- Sizing Uniformity
- 94.01
Roc Capital Management, L.P.'s disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 73 equally-sized positions, close to its 99 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.60), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HUBB | Hubbell Incorporated | Stock-Industrials | 2.59% | — | — | — |
| 2 | ADSK | Autodesk Inc | Stock-Tech | 2.56% | — | — | — |
| 3 | LRCXEUR | Lam Research CORP | Stock-Tech | 2.48% | — | — | — |
| 4 | LOW | Lowe's Companies, Inc. | Stock-Consumer Disc | 2.19% | — | — | — |
| 5 | STLD | Steel Dynamics Inc | Stock-Materials | 2.19% | — | — | — |
| 6 | ✓ | Stock-Other | 2.15% | — | — | — | |
| 7 | CB | Chubb Limited | Stock-Financials | 2.01% | — | — | — |
| 8 | CVE | Cenovus Energy Inc | Stock-Energy | 2.00% | — | — | — |
| 9 | BWA | Borgwarner Inc | Stock-Consumer Disc | 1.98% | — | — | — |
| 10 | VC | Visteon CORP | Stock-Other | 1.92% | — | — | — |
| 11 | VMC | Vulcan Materials Co | Stock-Materials | 1.90% | — | — | — |
| 12 | BG | Bunge Global SA | Stock-Consumer Staples | 1.89% | — | — | — |
| 13 | HBAN | Huntington Bancshares Inc | Stock-Financials | 1.82% | — | — | — |
| 14 | ✓ | Stock-Other | 1.81% | — | — | — | |
| 15 | JCI | Johnson Controls International plc | Stock-Other | 1.79% | — | — | — |
| 16 | BAX | Baxter International Inc | Stock-Healthcare | 1.72% | — | — | — |
| 17 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.70% | — | — | — |
| 18 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.69% | — | — | — |
| 19 | XYL | Xylem Inc | Stock-Industrials | 1.69% | — | — | — |
| 20 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.54% | — | — | — |
| 21 | APC3EUR | Anadarko Petroleum CORP | Stock-Other | 1.50% | — | — | — |
| 22 | HUM | Humana Inc | Stock-Healthcare | 1.48% | — | — | — |
| 23 | ILMN | Illumina Inc | Stock-Healthcare | 1.47% | — | — | — |
| 24 | NTAP | Netapp Inc | Stock-Tech | 1.44% | — | — | — |
| 25 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 1.36% | — | — | — |
| 26 | ✓ | Altera CORP | Stock-Other | 1.32% | — | — | — |
| 27 | CR1USD | Crane Co | Stock-Other | 1.26% | — | — | — |
| 28 | ✓ | Stock-Other | 1.26% | — | — | — | |
| 29 | GM | General Motors Co | Stock-Consumer Disc | 1.24% | — | — | — |
| 30 | WFRD | Weatherford International plc | Stock-Energy | 1.21% | — | — | — |
| 31 | MT | ArcelorMittal S.A. | Stock-Other | 1.18% | — | — | — |
| 32 | CLX | Clorox Company | Stock-Consumer Staples | 1.17% | — | — | — |
| 33 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.16% | — | — | — |
| 34 | JBHT | Hunt (jb) Transprt Svcs Inc | Stock-Industrials | 1.13% | — | — | — |
| 35 | GOOG | Alphabet Inc. | Stock-Comm Services | 1.12% | — | — | — |
| 36 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 1.09% | — | — | — |
| 37 | ✓ | Lorillard Inc | Stock-Other | 1.08% | — | — | — |
| 38 | AVPUSD | Avon Products Inc | Stock-Other | 1.05% | — | — | — |
| 39 | PH | Parker Hannifin CORP | Stock-Industrials | 1.03% | — | — | — |
| 40 | CAT | Caterpillar Inc | Stock-Industrials | 1.02% | — | — | — |
| 41 | IP | International Paper Co | Stock-Consumer Disc | 1.02% | — | — | — |
| 42 | ✓ | Stock-Other | 1.01% | — | — | — | |
| 43 | VMWEUR | Vmware Inc-class A | Stock-Other | 0.99% | — | — | — |
| 44 | AELUSD | American Equity Invt Life Hl | Stock-Other | 0.96% | — | — | — |
| 45 | PPG | Ppg Industries Inc | Stock-Materials | 0.95% | — | — | — |
| 46 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.95% | — | — | — |
| 47 | ✓ | Con-way Inc Com | Stock-Other | 0.94% | — | — | — |
| 48 | ASH | Ashland Inc. | Stock-Materials | 0.92% | — | — | — |
| 49 | DRI | Darden Restaurants Inc | Stock-Consumer Disc | 0.90% | — | — | — |
| 50 | ✓ | U S G CORP | Stock-Other | 0.90% | — | — | — |
1–50 of 99
Reported value over time
Not enough data yet to compute personality scores
Sector allocation
Sector allocation over time
Not enough sector-mapped data yet
Quarterly history
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Roc Capital Management, L.P. and what type of investor is it?
Roc Capital Management, L.P. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2013-06-30), the firm manages a tracked equity portfolio valued at approximately $31.6M, spread across 99 disclosed positions.
What are Roc Capital Management, L.P.'s largest equity positions?
Based on the latest 13F filing, Roc Capital Management, L.P.'s top holdings by market value are:
1. Hubbell Incorporated (HUBB) — $820.0K (2.6%)
2. Autodesk Inc (ADSK) — $810.0K (2.6%)
3. Lam Research CORP (LRCXEUR) — $783.0K (2.5%)
4. Lowe's Companies, Inc. (LOW) — $694.0K (2.2%)
5. Steel Dynamics Inc (STLD) — $693.0K (2.2%)
What changes did Roc Capital Management, L.P. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Roc Capital Management, L.P. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Roc Capital Management, L.P. focus on?
Roc Capital Management, L.P. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 23.8%
• Communication Services: 21.3%
• Consumer Discretionary: 19.2%
• Health Care: 13.0%
• Industrials: 8.1%
• Consumer Staples: 6.8%
Investment Profile
Roc Capital Management, L.P.'s portfolio is broadly diversified and long-term-holding.
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