RF
RM Financial Services, LLC — 13F Portfolio Analysis & Stock Picks (Q2 2026)
RM Financial Services, LLCCIK: 0002109852
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$134.6M
Reporting period: 2026-06-30 · Number of holdings: 79
RM Financial Services, LLC disclosed 79 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $134.6M and a quarterly turnover rate of 22.2%.
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Personality snowflake
- Concentration
- 14.37
- Portfolio Stability
- 22.17
- Momentum
- 100
- Sector conviction
- 58.4
- Diversification
- 100
- Sizing Uniformity
- 86.35
RM Financial Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 79 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.36), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy VOE
Trim GLDM
+0.4% -$1.5M
Trim SLV
+1.0% -$1.3M
Add AMAT
-0.2% $1.9M
Add CGVV
+22.4% $2.1M
New buy QQQ
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDG | Cap Group Dividend Growers | ETF-Other | 8.92% | -0.60% | +4.01% | |
| 2 | CGCV | Cap Group Conservative Eq | ETF-Other | 6.91% | -0.31% | +0.83% | |
| 3 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 6.83% | -2.39% | +0.44% | |
| 4 | PPA | Invesco Aerospace & Defense | ETF-Other | 5.66% | +0.58% | +21.20% | |
| 5 | CGVV | Cap Group Large Value | ETF-Other | 5.26% | +0.94% | +22.35% | |
| 6 | CGDV | Cap Group Dividend Value | ETF-Other | 4.67% | +0.30% | +7.18% | |
| 7 | SLV | Ishares Silver Trust | ETF-Commodities | 3.74% | -1.74% | +0.97% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 3.27% | -0.11% | -1.62% | |
| 9 | RSPU | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.07% | -0.45% | +1.06% | |
| 10 | KBWP | Invesco Kbw Property & Casua | ETF-Other | 3.06% | -0.20% | +2.22% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.95% | +0.07% | +3.05% | |
| 12 | AMAT | Applied Materials Inc | Stock-Tech | 2.70% | +1.21% | -0.20% | |
| 13 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.54% | +2.54% | NEW | |
| 14 | CGXU | Cap Group Intl Focus | ETF-Other | 1.82% | +0.74% | +66.29% | |
| 15 | CAT | Caterpillar Inc | Stock-Industrials | 1.71% | +0.37% | -1.50% | |
| 16 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.62% | +0.06% | +13.26% | |
| 17 | AKRE | Akre Focus ETF | ETF-Other | 1.54% | -0.29% | -2.93% | |
| 18 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.53% | +0.32% | +753.88% | |
| 19 | V | Visa Inc-class A Shares | Stock-Financials | 1.43% | -0.04% | -0.53% | |
| 20 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 1.35% | -0.06% | -1.37% | |
| 21 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.26% | +0.08% | — | |
| 22 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.20% | -0.07% | +0.01% | |
| 23 | COP | Conocophillips | Stock-Energy | 1.15% | -0.55% | — | |
| 24 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.15% | +0.02% | +6.90% | |
| 25 | CGUS | Cap Group Core Equity | ETF-Other | 1.11% | +0.09% | +9.02% | |
| 26 | ANET | Arista Networks Inc | Stock-Tech | 1.02% | +0.12% | -4.06% | |
| 27 | CGGG | Cap Group Large Growth | ETF-Other | 0.95% | -0.06% | -3.82% | |
| 28 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 0.89% | +0.03% | +4.56% | |
| 29 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.88% | +0.88% | NEW | |
| 30 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.83% | -0.14% | -1.87% | |
| 31 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.81% | -0.13% | — | |
| 32 | ORCL | Oracle CORP | Stock-Tech | 0.80% | -0.15% | -1.33% | |
| 33 | IRT | Independence Realty Trust In | Stock-Real Estate | 0.80% | -0.09% | -7.29% | |
| 34 | CSCO | Cisco Systems Inc | Stock-Tech | 0.77% | +0.18% | — | |
| 35 | PII | Polaris Inc | Stock-Consumer Disc | 0.71% | +0.05% | -1.02% | |
| 36 | IBM | Intl Business Machines CORP | Stock-Tech | 0.64% | -0.02% | -2.77% | |
| 37 | XOM | Exxon Mobil CORP | Stock-Energy | 0.62% | -0.36% | -9.58% | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.62% | — | — | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.58% | +0.03% | — | |
| 40 | NLR | Vaneck Urani & Nuclr Etf-usd | ETF-Other | 0.57% | -0.06% | +20.34% | |
| 41 | CALM | Cal-maine Foods Inc | Stock-Consumer Staples | 0.55% | -0.10% | -2.55% | |
| 42 | TPR | Tapestry Inc | Stock-Consumer Disc | 0.55% | -0.06% | — | |
| 43 | MA | Mastercard Inc - A | Stock-Financials | 0.54% | -0.07% | — | |
| 44 | CMI | Cummins Inc | Stock-Industrials | 0.53% | +0.02% | -8.68% | |
| 45 | QTUM | Defiance Quantum ETF | ETF-Other | 0.53% | +0.14% | +0.49% | |
| 46 | BA | Boeing Co/the | Stock-Industrials | 0.53% | -0.03% | — | |
| 47 | CGIE | Cap Group Intl Equity | ETF-Other | 0.51% | -0.01% | +2.97% | |
| 48 | MSFT | Microsoft CORP | Stock-Tech | 0.48% | -0.06% | +4.05% | |
| 49 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.47% | -0.18% | -2.58% | |
| 50 | TTEQ | T Rowe Price Technology ETF | ETF-Tech | 0.42% | +0.09% | — |
1–50 of 79
Portfolio Performance
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+2.3%
- Stdev
- +15.3%
- Beta
- +0.77
- Alpha
- -13.5%
- Max Drawdown
- -1.1%
- Annualized Perf
- +4.7%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +0.55
- Stutzer
- +0.11
- Treynor
- +0.07
- Sterling
- —
- Calmar
- +4.21
- Information Ratio
- -2.93
- Tracking Error
- +6.5%
- Stdev Down
- +10%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.12
- Sharpe
- +0.36
- Stdev Sectors
- +9.6%
- Skewness
- -0.59
- Kurtosis
- -0.39
- Upside Potential
- +2.17
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
RM Financial Services, LLC's most significant position changes for 2026-06-30: New buy: Vanguard Mid-cap Value ETF (VOE); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Microchip Technology Inc (MCHP); Sold out: At&t Inc (T); New buy: Abbvie Inc (ABBV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VOE | Vanguard Mid-cap Value ETF | +2.5% | NEW | New buy |
| 2 | AMAT | Applied Materials Inc | +1.2% | -0.20% | Trim |
| 3 | CGVV | Cap Group Large Value | +0.9% | +22.35% | Add |
| 4 | QQQ | Invesco Qqq Trust Series 1 | +0.9% | NEW | New buy |
| 5 | CGXU | Cap Group Intl Focus | +0.7% | +66.29% | Add |
| 6 | PPA | Invesco Aerospace & Defense | +0.6% | +21.20% | Add |
| 7 | CAT | Caterpillar Inc | +0.4% | -1.50% | Trim |
| 8 | VGT | Vanguard Info Tech ETF | +0.3% | +753.88% | Add |
| 9 | CGDV | Cap Group Dividend Value | +0.3% | +7.18% | Add |
| 10 | CSCO | Cisco Systems Inc | +0.2% | — | Unchanged |
| 11 | MCHP | Microchip Technology Inc | +0.2% | NEW | New buy |
| 12 | ABBV | Abbvie Inc | +0.2% | NEW | New buy |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | NEW | New buy |
| 14 | GLW | Corning Inc | +0.2% | NEW | New buy |
| 15 | QTUM | Defiance Quantum ETF | +0.1% | +0.49% | Add |
| 16 | ANET | Arista Networks Inc | +0.1% | -4.06% | Trim |
| 17 | CGUS | Cap Group Core Equity | +0.1% | +9.02% | Add |
| 18 | TTEQ | T Rowe Price Technology ETF | +0.1% | — | Unchanged |
| 19 | GOOGL | Alphabet Inc-cl A | +0.1% | — | Unchanged |
| 20 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +3.05% | Add |
| 21 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +13.26% | Add |
| 22 | TXN | Texas Instruments Inc | +0.1% | — | Unchanged |
| 23 | PII | Polaris Inc | +0.1% | -1.02% | Trim |
| 24 | FTEC | Fidelity Msci Info Tech Indx | +0.1% | — | Unchanged |
| 25 | TCAF | T Rowe Prc Cap Appreciation | 0% | +4.56% | Add |
| 26 | GOOG | Alphabet Inc-cl C | 0% | — | Unchanged |
| 27 | VIG | Vanguard Dividend Apprec ETF | 0% | +6.90% | Add |
| 28 | CMI | Cummins Inc | 0% | -8.68% | Trim |
| 29 | QQQM | Invesco Nasdaq 100 ETF | 0% | — | Unchanged |
| 30 | ETN | Eaton Corporation plc | 0% | — | Unchanged |
| 31 | AMZN | Amazon.com Inc | — | — | Unchanged |
| 32 | GNW | Genworth Financial Inc | — | — | Unchanged |
| 33 | FNX | First Trust Mid Cap Core Alp | — | — | Unchanged |
| 34 | ✓ | Compugen LTD | — | — | Unchanged |
| 35 | CGIE | Cap Group Intl Equity | 0% | +2.97% | Add |
| 36 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 37 | CAH | Cardinal Health Inc | 0% | — | Unchanged |
| 38 | TCHP | T Rowe Price Blue Chip Growt | 0% | — | Unchanged |
| 39 | IBM | Intl Business Machines CORP | 0% | -2.77% | Trim |
| 40 | GRMN | Garmin Ltd. | 0% | — | Unchanged |
| 41 | BA | Boeing Co/the | 0% | — | Unchanged |
| 42 | HD | Home Depot Inc | 0% | — | Unchanged |
| 43 | SHOP | Shopify Inc - Class A | 0% | — | Unchanged |
| 44 | O | Realty Income CORP | 0% | — | Unchanged |
| 45 | V | Visa Inc-class A Shares | 0% | -0.53% | Trim |
| 46 | GILD | Gilead Sciences Inc | 0% | — | Unchanged |
| 47 | WMT | Walmart Inc | 0% | — | Unchanged |
| 48 | JNJ | Johnson & Johnson | 0% | -0.54% | Trim |
| 49 | SCHD | Schwab US Dvd Equity ETF | 0% | — | Unchanged |
| 50 | ORLY | O'reilly Automotive Inc | 0% | — | Unchanged |
1–50 of 81
Filing History
FAQ
What is RM Financial Services, LLC and what type of investor is it?
RM Financial Services, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $134.6M, spread across 79 disclosed positions.
What are RM Financial Services, LLC's largest equity positions?
Based on the latest 13F filing, RM Financial Services, LLC's top holdings by market value are:
1. Cap Group Dividend Growers (CGDG) — $12.0M (8.9%)
2. Cap Group Conservative Eq (CGCV) — $9.3M (6.9%)
3. Spdr Gold Minishares Trust (GLDM) — $9.2M (6.8%)
4. Invesco Aerospace & Defense (PPA) — $7.6M (5.7%)
5. Cap Group Large Value (CGVV) — $7.1M (5.3%)
What changes did RM Financial Services, LLC make in its most recent portfolio filing?
In the latest reported quarter, RM Financial Services, LLC made 49 notable position adjustments: 6 new positions were initiated, 21 existing holdings were added to, 20 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Vanguard Mid-cap Value ETF (VOE); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Microchip Technology Inc (MCHP); Sold out: At&t Inc (T); New buy: Abbvie Inc (ABBV)
What sectors does RM Financial Services, LLC focus on?
RM Financial Services, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.9%
• Industrials: 14.6%
• Financials: 9.6%
• Consumer Discretionary: 8.9%
• Energy: 8.3%
• Communication Services: 7.3%
Investment Profile
RM Financial Services, LLC returned an annualized 4.7% over the trailing 6 months — underperforming the S&P 500 by 13.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 36.9% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 22 over the past 2 quarters — a shift toward more active trading.
It has added to its PPA position over the past two quarters (+$2.8M, now $7.6M), while trimming SLV over the same stretch (-$1.9M, still holding $5.0M).
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Developer Access
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