RA
RiverTree Advisors, LLC Investment Portfolio (Q3 2026) — 13F Stock Holdings
RiverTree Advisors, LLCCIK: 0001872501
Diversified strategyMomentum followerSector-focused
Total reported value
$167.9M
Reporting period: 2026-09-30 · Number of holdings: 70
RiverTree Advisors, LLC disclosed 70 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $167.9M and a quarterly turnover rate of 22.8%.
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Personality snowflake
- Concentration
- 12.3
- Portfolio Stability
- 22.77
- Momentum
- 100
- Sector conviction
- 87.67
- Diversification
- 100
- Sizing Uniformity
- 89.19
RiverTree Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 33 equally-sized positions, well below its 70 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.08), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy XDTE
Trim FTHI
-60.5% -$3.7M
Sold out UCON
Trim LMBS
-20.1% -$1.4M
Add QQQI
+23.6% $1.2M
Sold out HYLS
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 6.99% | +0.06% | -0.09% | |
| 2 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 4.96% | +0.67% | +14.49% | |
| 3 | BUCK | Simplify Treasury Option Inc | ETF-Gov Bonds | 4.51% | -0.15% | -2.60% | |
| 4 | BUFQ | Ft Vst Lad Nsdq Buf Etf-usdi | ETF-Other | 4.39% | +0.13% | -0.87% | |
| 5 | FTCS | First Trust Capital Strength | ETF-Other | 4.39% | +0.02% | -0.36% | |
| 6 | QQQI | Neos Nasdaq-100 High Inc ETF | ETF-Tech | 4.29% | +0.78% | +23.64% | |
| 7 | DIVO | Amplify Cwp Enhan Divid ETF | ETF-Other | 4.25% | +0.08% | -0.76% | |
| 8 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 4.21% | +0.10% | -1.02% | |
| 9 | FTGS | First Trust Grwth Strgth ETF | ETF-Other | 3.76% | +0.07% | -1.49% | |
| 10 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 3.51% | +0.47% | +20.92% | |
| 11 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 3.51% | +0.69% | +23.85% | |
| 12 | LMBS | First Trust Low Duration Opp | ETF-Other | 2.99% | -0.82% | -20.14% | |
| 13 | SDVD | Ft Vest Smid Rising Dividend | ETF-Other | 2.84% | +0.16% | +12.64% | |
| 14 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 2.80% | +0.20% | -0.30% | |
| 15 | FTQI | First Trust Nasdaq Buywrite | ETF-Tech | 2.76% | +0.49% | +20.02% | |
| 16 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 2.71% | -0.29% | -6.46% | |
| 17 | XDTE | Roundhi S&p 500 0dte Ccs ETF | ETF-Large Cap & Growth | 2.66% | +2.66% | NEW | |
| 18 | ETW | Eaton Vance T/m Glbl Buy-wr | Stock-Other | 1.85% | +0.11% | +7.09% | |
| 19 | SDVY | First Trust Smid Cap Rising | ETF-Other | 1.77% | -0.10% | -0.65% | |
| 20 | PWB | Invesco Large Cap Growth ETF | ETF-Large Cap & Growth | 1.60% | +0.17% | +15.18% | |
| 21 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 1.59% | -0.65% | -25.00% | |
| 22 | GDXY | Yldmax Gold Min Op In St ETF | ETF-Commodities | 1.57% | +0.69% | +76.86% | |
| 23 | SBAR | Simplify Barrier Income ETF | ETF-Other | 1.43% | -0.58% | -28.85% | |
| 24 | FTHI | Fthi/first Trust Exchange-tr | ETF-Other | 1.40% | -2.17% | -60.55% | |
| 25 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 1.24% | +0.03% | +0.72% | |
| 26 | CHPY | Yldmx Smicon Po Optn Inc ETF | ETF-Other | 1.12% | -0.25% | +2.29% | |
| 27 | FMAR | Ft Vest US Equity Buffer ETF | ETF-Other | 1.09% | +0.04% | +0.35% | |
| 28 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.08% | -0.04% | -3.62% | |
| 29 | FGD | First Trust Dj Gl Sel Dvd | ETF-Other | 1.05% | +0.18% | +14.93% | |
| 30 | RDVY | First Trust Rising Dividend | ETF-Other | 0.99% | +0.12% | +16.46% | |
| 31 | AMLP | Alerian Mlp ETF | ETF-Other | 0.96% | -0.05% | -5.88% | |
| 32 | FTLS | First Trust Long/short Eqty | ETF-Other | 0.92% | +0.32% | +46.00% | |
| 33 | BALT | Inn Defined Wealth Shield | ETF-Other | 0.90% | +0.04% | +1.53% | |
| 34 | IDMO | Invesco S&p International De | ETF-Other | 0.89% | +0.04% | +2.48% | |
| 35 | FAPR | Ft Vest U.s. Equity Buffer E | ETF-Other | 0.88% | +0.04% | +1.50% | |
| 36 | FCVT | First Trust Ssi Strategi ETF | ETF-Other | 0.84% | -0.07% | +0.37% | |
| 37 | AIRR | First Trust Rba American Ind | ETF-Other | 0.83% | -0.62% | -26.84% | |
| 38 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.82% | +0.05% | +8.26% | |
| 39 | PCY | Invesco Emerging Markets Sov | ETF-Emerging Markets | 0.76% | -0.03% | +4.01% | |
| 40 | QMAR | Ft Vest Nasdaq-100 Buffer Et | ETF-Tech | 0.61% | +0.04% | +1.43% | |
| 41 | FLUD | Franklin Ultra Short Bond Et | ETF-Other | 0.60% | — | -1.09% | |
| 42 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.59% | +0.59% | NEW | |
| 43 | FDT | First Trust Develp Mkt Ex-us | ETF-Other | 0.55% | -0.02% | -3.36% | |
| 44 | FYX | First Trust Small Cap Core A | ETF-Small Cap | 0.50% | +0.50% | NEW | |
| 45 | FTC | First Trust Large Cap Growth | ETF-Large Cap & Growth | 0.40% | -0.03% | +1.60% | |
| 46 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.39% | -0.02% | -4.91% | |
| 47 | PMAY | Innovator U.s. Equity Power | ETF-Other | 0.39% | +0.01% | — | |
| 48 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.38% | +0.38% | NEW | |
| 49 | BILS | Ss Spdrb B 3-12m T-bill ETF | ETF-Other | 0.38% | +0.02% | +5.43% | |
| 50 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 0.35% | +0.01% | -1.24% |
1–50 of 70
Portfolio Performance
Performance for Q4 2026
+1.2%
Performance Last 4 Quarters
+9.3%
- Stdev
- +5.9%
- Beta
- +0.45
- Alpha
- +1.2%
- Max Drawdown
- -3.7%
- Annualized Perf
- +11.9%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +4.11
- Stutzer
- +0.56
- Treynor
- +0.26
- Sterling
- +0.93
- Calmar
- +3.21
- Information Ratio
- -1.6
- Tracking Error
- +7.1%
- Stdev Down
- +2.8%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +16.8%
- Worst 12 Months
- +5.3%
- Efficiency Ratio
- +0.68
- Sharpe
- +1.94
- Stdev Sectors
- +10.3%
- Skewness
- -0.24
- Kurtosis
- -0.17
- Upside Potential
- +5.55
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 70 | $167.9M | 23 | ||
| 2026 Q2 | 72 | $169.3M | 23 | ||
| 2026 Q1 | 60 | $157.9M | 28 | ||
| 2025 Q4 | 61 | $156.9M | 20 | ||
| 2025 Q3 | 55 | $156.0M | 59 | ||
| 2025 Q2 | 54 | $148.9M | 0 | ||
| 2025 Q1 | 55 | $149.4M | 100 | ||
| 2024 Q4 | 46 | $152.2M | 0 | ||
| 2024 Q3 | 34 | $147.5M | 0 | ||
| 2024 Q2 | 31 | $146.3M | 0 | ||
| 2024 Q1 | 28 | $148.9M | 0 | ||
| 2023 Q4 | 29 | $147.1M | 0 | ||
| 2023 Q3 | 22 | $134.4M | 0 | ||
| 2023 Q2 | 27 | $138.9M | 0 | ||
| 2023 Q1 | 38 | $138.9M | 0 | ||
| 2022 Q4 | 33 | $121.8M | 0 | ||
| 2022 Q3 | 30 | $122.2M | 0 | ||
| 2022 Q2 | 33 | $128.5M | 0 | ||
| 2022 Q1 | 31 | $148.5M | 0 | ||
| 2021 Q4 | 39 | $156.2M | 0 | ||
| 2021 Q3 | 39 | $146.5M | 0 | ||
| 2021 Q2 | 35 | $147.8M | 0 | ||
| 2021 Q1 | 37 | $142.7M | 0 | ||
| 2020 Q4 | 31 | $125.1M | 0 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
RiverTree Advisors, LLC's most significant position changes for 2026-09-30: New buy: Roundhi S&p 500 0dte Ccs ETF (XDTE); Sold out: First Trust Smith Unconstrai (UCON); Sold out: Ft Tactical High Yield ETF (HYLS); Sold out: Fidelity Nasdaq Comp Indx (ONEQ); New buy: Invesco S&p 500 Equal Weight (RSPT).
1–50 of 84
Filing History
FAQ
What is RiverTree Advisors, LLC and what type of investor is it?
RiverTree Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $167.9M, spread across 70 disclosed positions.
What are RiverTree Advisors, LLC's largest equity positions?
Based on the latest 13F filing, RiverTree Advisors, LLC's top holdings by market value are:
1. Janus Henderson Aaa Clo ETF (JAAA) — $11.7M (7.0%)
2. Neos S&p 500 High Income ETF (SPYI) — $8.3M (5.0%)
3. Simplify Treasury Option Inc (BUCK) — $7.6M (4.5%)
4. Ft Vst Lad Nsdq Buf Etf-usdi (BUFQ) — $7.4M (4.4%)
5. First Trust Capital Strength (FTCS) — $7.4M (4.4%)
What changes did RiverTree Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, RiverTree Advisors, LLC made 75 notable position adjustments: 12 new positions were initiated, 25 existing holdings were added to, 24 positions were partially reduced, and 14 were completely exited. The largest of these moves: New buy: Roundhi S&p 500 0dte Ccs ETF (XDTE); Sold out: First Trust Smith Unconstrai (UCON); Sold out: Ft Tactical High Yield ETF (HYLS); Sold out: Fidelity Nasdaq Comp Indx (ONEQ); New buy: Invesco S&p 500 Equal Weight (RSPT)
What sectors does RiverTree Advisors, LLC focus on?
RiverTree Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 42.2%
• Consumer Discretionary: 22.6%
• Energy: 19.9%
• Financials: 15.3%
Investment Profile
RiverTree Advisors, LLC returned an annualized 11.9% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.45 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 42.2% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 59 to 23 over the past 4 quarters — a shift toward longer holding periods.
It has added to its QQQI position over the past two quarters (+$2.6M, now $7.2M), while trimming IGLD over the same stretch (-$2.5M, still holding $359.1K).
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Developer Access
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