CIK: 0000090108
Total reported value
$272.6M
Reporting period: 2026-03-31 · Number of holdings: 283
RICHARDS, MERRILL & PETERSON, INC. disclosed 283 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $272.6M and a quarterly turnover rate of 14.8%.
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Richards, Merrill & Peterson, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, well below its 283 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
+17.7% -$1.3M
Add CGSD
+50.4% $1.6M
Add COST
+0.7% $1.8M
Trim AAPL
+1.4% -$687.6K
Add SCHD
+26.2% $1.4M
Add CGDV
+72.6% $1.0M
Showing top 200 holdings (of 283 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 4.67% | +0.48% | +0.65% | |
| 2 | AAPL | Apple INC | Stock-Tech | 4.49% | -0.47% | +1.43% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 4.30% | -0.69% | +17.69% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.67% | -0.04% | +14.63% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 3.31% | -0.36% | +0.25% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 3.02% | — | +6.26% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.38% | — | +7.13% | |
| 8 | CVX | Chevron CORP | Stock-Energy | 2.30% | +0.27% | -12.80% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.24% | -0.23% | -0.56% | |
| 10 | SYK | Stryker CORP | Stock-Healthcare | 1.95% | — | +8.23% | |
| 11 | CGSD | Cap Group Short Duration | ETF-Other | 1.77% | +0.53% | +50.39% | |
| 12 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.71% | +0.45% | +26.23% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.70% | -0.20% | +2.30% | |
| 14 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.64% | — | +15.15% | |
| 15 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.43% | — | +3.98% | |
| 16 | RTX | Rtx CORP | Stock-Industrials | 1.31% | — | -2.07% | |
| 17 | CGGR | Cap Group Growth Equity | ETF-Other | 1.25% | +0.06% | +21.45% | |
| 18 | AMAT | Applied Materials INC | Stock-Tech | 1.20% | +0.24% | -1.66% | |
| 19 | HD | Home Depot INC | Stock-Consumer Disc | 1.19% | — | +1.84% | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 1.07% | +0.19% | -10.16% | |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.04% | — | +2.06% | |
| 22 | CAT | Caterpillar INC | Stock-Industrials | 1.01% | +0.15% | -1.25% | |
| 23 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 1.00% | -0.23% | +4.64% | |
| 24 | PTRB | Pgim Total Return Bond ETF | ETF-Other | 0.99% | — | +2.79% | |
| 25 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.94% | -0.18% | -3.63% | |
| 26 | CGDV | Cap Group Dividend Value | ETF-Other | 0.93% | +0.36% | +72.58% | |
| 27 | CGCB | Cap Group Core Bond | ETF-Other | 0.87% | — | +5.66% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.85% | -0.22% | -3.96% | |
| 29 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.82% | — | -0.23% | |
| 30 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.80% | -0.17% | +4.95% | |
| 31 | CSCO | Cisco Systems INC | Stock-Tech | 0.79% | — | +0.06% | |
| 32 | MU | Micron Technology INC | Stock-Tech | 0.78% | +0.13% | +4.93% | |
| 33 | INCM | Franklin Income Focus ETF | ETF-Other | 0.77% | +0.21% | +38.54% | |
| 34 | AVGO | Broadcom INC | Stock-Tech | 0.74% | +0.08% | +32.00% | |
| 35 | IBM | Intl Business Machines CORP | Stock-Tech | 0.71% | -0.15% | +5.06% | |
| 36 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.69% | — | +6.28% | |
| 37 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.68% | — | -2.25% | |
| 38 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.67% | — | +7.53% | |
| 39 | MS | Morgan Stanley | Stock-Financials | 0.66% | — | +8.34% | |
| 40 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.65% | — | +0.68% | |
| 41 | WMT | Walmart INC | Stock-Consumer Staples | 0.63% | — | +0.39% | |
| 42 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.61% | — | +2.53% | |
| 43 | CGMS | Cap Group US Multi-sect Bond | ETF-Other | 0.60% | — | -2.53% | |
| 44 | VZ | Verizon Communications INC | Stock-Comm Services | 0.58% | +0.07% | -2.44% | |
| 45 | WM | Waste Management INC | Stock-Industrials | 0.57% | — | +0.83% | |
| 46 | HON | Honeywell International INC | Stock-Industrials | 0.56% | — | -5.21% | |
| 47 | CEG | Constellation Energy | Stock-Utilities | 0.55% | -0.14% | +5.37% | |
| 48 | MDT | Medtronic plc | Stock-Healthcare | 0.54% | — | +0.32% | |
| 49 | TMUS | T-mobile US INC | Stock-Comm Services | 0.53% | — | +4.08% | |
| 50 | ABBV | Abbvie INC | Stock-Healthcare | 0.53% | — | +1.46% |
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+19.1%
Based on 83% of reported portfolio value with available pricing
Richards, Merrill & Peterson, INC.'s most significant position changes for 2026-03-31: New buy: Ft Vest Nasdaq-100 Buffer Et (QJUN); New buy: Prosh Ultrapro Short S&p 500 (SPXU); New buy: Sprott Jr Copper Miners ETF (COPJ); New buy: Vanguard Dividend Apprec ETF (VIG); Sold out: Ishares Silver Trust (SLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CGSD | Cap Group Short Duration | +0.5% | +50.39% | Add |
| 2 | COST | Costco Wholesale CORP | +0.5% | +0.65% | Add |
| 3 | SCHD | Schwab US Dvd Equity ETF | +0.5% | +26.23% | Add |
| 4 | CGDV | Cap Group Dividend Value | +0.4% | +72.58% | Add |
| 5 | CVX | Chevron CORP | +0.3% | -12.80% | Trim |
| 6 | XLF | Ss Financial Select Sector | +0.3% | +1965.52% | Add |
| 7 | AMAT | Applied Materials INC | +0.2% | -1.66% | Trim |
| 8 | XLI | Ss Industrial Select Sector | +0.2% | +2303.13% | Add |
| 9 | INCM | Franklin Income Focus ETF | +0.2% | +38.54% | Add |
| 10 | XOM | Exxon Mobil CORP | +0.2% | -10.16% | Trim |
| 11 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.2% | +1095.24% | Add |
| 12 | SMH | Vaneck Semiconductor ETF | +0.2% | +102.51% | Add |
| 13 | CAT | Caterpillar INC | +0.2% | -1.25% | Trim |
| 14 | JPST | Jpmorgan Ultra-short Income | +0.1% | +79.30% | Add |
| 15 | LIN | Linde plc | +0.1% | +56.82% | Add |
| 16 | MU | Micron Technology INC | +0.1% | +4.93% | Add |
| 17 | FEGE | First Eagle Gl Equity ETF | +0.1% | +49.07% | Add |
| 18 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +18.17% | Add |
| 19 | AVGO | Broadcom INC | +0.1% | +32.00% | Add |
| 20 | VZ | Verizon Communications INC | +0.1% | -2.44% | Trim |
| 21 | CGGR | Cap Group Growth Equity | +0.1% | +21.45% | Add |
| 22 | AMZN | Amazon.com INC | 0% | +14.63% | Add |
| 23 | SNOW | Snowflake INC | -0.1% | +2.94% | Add |
| 24 | ORCL | Oracle CORP | -0.1% | +10.59% | Add |
| 25 | EOSE | Eos Energy Enterprises INC | -0.1% | +1.84% | Add |
| 26 | CEG | Constellation Energy | -0.1% | +5.37% | Add |
| 27 | IBM | Intl Business Machines CORP | -0.2% | +5.06% | Add |
| 28 | PLTR | Palantir Technologies Inc-a | -0.2% | +4.95% | Add |
| 29 | GOOG | Alphabet Inc-cl C | -0.2% | -3.63% | Trim |
| 30 | JPM | Jpmorgan Chase & Co | -0.2% | +2.30% | Add |
| 31 | V | Visa Inc-class A Shares | -0.2% | -3.96% | Trim |
| 32 | CRM | Salesforce INC | -0.2% | -32.27% | Trim |
| 33 | ISRG | Intuitive Surgical INC | -0.2% | +4.64% | Add |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -0.56% | Trim |
| 35 | QCOM | Qualcomm INC | -0.3% | -43.50% | Trim |
| 36 | QQQ | Invesco Qqq Trust Series 1 | -0.4% | +0.25% | Add |
| 37 | AAPL | Apple INC | -0.5% | +1.43% | Add |
| 38 | MSFT | Microsoft CORP | -0.7% | +17.69% | Add |
| 39 | QJUN | Ft Vest Nasdaq-100 Buffer Et | — | NEW | New buy |
| 40 | SPXU | Prosh Ultrapro Short S&p 500 | — | NEW | New buy |
| 41 | COPJ | Sprott Jr Copper Miners ETF | — | NEW | New buy |
| 42 | VIG | Vanguard Dividend Apprec ETF | — | NEW | New buy |
| 43 | SLV | Ishares Silver Trust | — | EXIT | Sold out |
| 44 | CGXU | Cap Group Intl Focus | — | NEW | New buy |
| 45 | ETH | Grayscale Ethereum Staking M | — | EXIT | Sold out |
| 46 | OMC | Omnicom Group | — | EXIT | Sold out |
| 47 | CGDG | Cap Group Dividend Growers | — | NEW | New buy |
| 48 | BTC | Grayscale Bitcoin Mini ETF | — | EXIT | Sold out |
| 49 | VRT | Vertiv Holdings Co-a | — | NEW | New buy |
| 50 | ETD | Ethan Allen Interiors INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-17 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-16 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-31 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-07 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
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