Regent Investment Management LLC 13F Portfolio & Position Changes

CIK: 0001559968

Diversified strategyLong-term holderQuality / disciplined sizing

Total reported value

$373.3M

Reporting period: 2022-12-31 · Number of holdings: 231

Regent Investment Management LLC disclosed 231 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $373.3M and a quarterly turnover rate of 0.0%.

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Personality snowflake

Concentration: 6.53
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 57.43
Diversification: 100
Sizing Uniformity: 84.81

Regent Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 61 equally-sized positions, well below its 231 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 65% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 231 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	6.51%	—	-1.89%
2	MSFT	Microsoft CORP	Stock-Tech	3.85%	—	+0.55%
3	✓	J P Morgan Chase And Co	Stock-Other	3.26%	—	+0.21%
4	✓	Alphabet Inc.	Stock-Other	3.10%	—	-1.30%
5	✓	Horizon Therapeutics PLC	Stock-Other	3.09%	—	-1.97%
6	JNJ	Johnson & Johnson	Stock-Healthcare	2.94%	—	-0.00%
7	CVS	Cvs Health CORP	Stock-Healthcare	2.15%	—	-1.32%
8	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.98%	—	+0.04%
9	AMZN	Amazon.com INC	Stock-Consumer Disc	1.93%	—	+1.63%
10	BF-B	Brown-forman Corp-class B	Stock-Other	1.89%	—	-1.00%
11	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.85%	—	-1.14%
12	✓	Merck & Co., Inc.	Stock-Other	1.84%	—	-0.95%
13	QCOM	Qualcomm INC	Stock-Tech	1.82%	—	+0.50%
14	PFE	Pfizer INC	Stock-Healthcare	1.50%	—	-1.33%
15	✓	McKesson Corporation	Stock-Other	1.42%	—	-0.32%
16	✓	Broadcom Inc.	Stock-Other	1.37%	—	-1.67%
17	BAC	Bank Of America CORP	Stock-Financials	1.36%	—	+8.33%
18	✓	UnitedHealth Group Incorporated	Stock-Other	1.31%	—	+0.26%
19	✓	Alphabet Inc.	Stock-Other	1.27%	—	+3.94%
20	✓	RTX Corporation	Stock-Other	1.24%	—	-0.30%
21	WMB	Williams Cos INC	Stock-Energy	1.15%	—	-0.58%
22	✓	Meta Platforms, Inc.	Stock-Other	1.12%	—	-13.82%
23	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.10%	—	+1.15%
24	✓	Visa Inc.	Stock-Other	1.00%	—	+0.87%
25	TJX	Tjx Companies INC	Stock-Consumer Disc	0.98%	—	-1.55%
26	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.97%	—	-0.60%
27	MS	Morgan Stanley	Stock-Financials	0.95%	—	-1.76%
28	✓	Ameriprise Financial, Inc.	Stock-Other	0.89%	—	—
29	✓	AbbVie Inc.	Stock-Other	0.89%	—	-0.49%
30	WSBC	Wesbanco INC	Stock-Other	0.88%	—	-4.09%
31	CVX	Chevron CORP	Stock-Energy	0.86%	—	+0.56%
32	ALB	Albemarle CORP	Stock-Materials	0.81%	—	+4.64%
33	✓	Comcast Corporation	Stock-Other	0.80%	—	-7.27%
34	✓	Skyworks Solutions, Inc.	Stock-Other	0.79%	—	-0.23%
35	TTC	Toro Co	Stock-Industrials	0.77%	—	—
36	NKE	Nike INC -cl B	Stock-Consumer Disc	0.75%	—	—
37	HD	Home Depot INC	Stock-Consumer Disc	0.73%	—	-0.58%
38	MU	Micron Technology INC	Stock-Tech	0.72%	—	-7.05%
39	AXP	American Express Co	Stock-Financials	0.71%	—	-0.64%
40	✓	Mastercard Incorporated	Stock-Other	0.70%	—	+1.00%
41	✓	The Mosaic Company	Stock-Other	0.69%	—	-0.74%
42	KO	Coca-cola Co/the	Stock-Consumer Staples	0.68%	—	—
43	✓	Oracle Corporation	Stock-Other	0.68%	—	-0.55%
44	PEP	Pepsico INC	Stock-Consumer Staples	0.65%	—	+2.24%
45	✓	Verizon Communications Inc.	Stock-Other	0.61%	—	+9.60%
46	FISV	Fiserv INC	Stock-Other	0.58%	—	-0.72%
47	✓	Cisco Systems, Inc.	Stock-Other	0.56%	—	-2.00%
48	✓	Freeport-McMoRan Inc.	Stock-Other	0.55%	—	-0.63%
49	GIS	General Mills INC	Stock-Consumer Staples	0.55%	—	-1.01%
50	✓	Workday, Inc.	Stock-Other	0.54%	—	—

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+7.1%

Performance Last 4 Quarters

+41.4%

Based on 60% of reported portfolio value with available pricing

Stdev: +15.7%
Beta: +1.11
Alpha: +1%
Max Drawdown: -11.2%
Annualized Perf: +22.4%
Batting Avg vs S&P: +50%
Sortino: +3.11
Stutzer: +0.42
Treynor: +0.19
Sterling: +1.21
Calmar: +2.01
Information Ratio: +0.51
Tracking Error: +6.1%
Stdev Down: +6.9%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +55%
Worst 12 Months: +7.5%
Efficiency Ratio: +0.61
Sharpe: +1.38
Stdev Sectors: +9.4%
Skewness: +0.55
Kurtosis: +0.76
Upside Potential: +4.86

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2022-12-31	231	$373.3M	0	1AAPL 2MSFT346625h Top holdings2022-12-31 1.AAPL 2.MSFT 3.46625h 4.02079k 5.g46188 6.JNJ 7.CVS 8.PG 9.AMZN 10.BF-B
2022-09-30	222	$342.7M	0	1AAPL 2MSFT302079k Top holdings2022-09-30 1.AAPL 2.MSFT 3.02079k 4.JNJ 5.AMZN 6.46625h 7.CVS 8.BF-B 9.QCOM 10.BMY
2022-06-30	224	$358.4M	0	1AAPL 2MSFT302079k Top holdings2022-06-30 1.AAPL 2.MSFT 3.02079k 4.JNJ 5.46625h 6.AMZN 7.g46188 8.CVS 9.QCOM 10.BF-B
2022-03-31	242	$432.3M	0	1AAPL202079k3MSFT Top holdings2022-03-31 1.AAPL 2.02079k 3.MSFT 4.AMZN 5.46625h 6.BF-B 7.JNJ 8.g46188 9.30303m 10.QCOM
2021-12-31	253	$458.8M	0	1AAPL 2MSFT302079k Top holdings2021-12-31 1.AAPL 2.MSFT 3.02079k 4.AMZN 5.46625h 6.30303m 7.QCOM 8.g46188 9.JNJ 10.CVS
2021-09-30	244	$417.6M	0	1AAPL 2AMZN302079k Top holdings2021-09-30 1.AAPL 2.AMZN 3.02079k 4.MSFT 5.46625h 6.30303m 7.g46188 8.JNJ 9.BF-B 10.QCOM
2021-06-30	241	$426.6M	96	1AAPL 2AMZN302079k Top holdings2021-06-30 1.AAPL 2.AMZN 3.02079k 4.30303m 5.MSFT 6.46625h 7.BF-B 8.g46188 9.JNJ 10.QCOM
2021-03-31	234	$397.2M	15	1AAPL 2AMZN 3BF-B Top holdings2021-03-31 1.AAPL 2.AMZN 3.BF-B 4.46625h 5.02079k 6.30303m 7.MSFT 8.JNJ 9.g46188 10.QCOM
2020-12-31	224	$360.6M	28	1AAPL 2AMZN330303m Top holdings2020-12-31 1.AAPL 2.AMZN 3.30303m 4.MSFT 5.46625h 6.02079k 7.JNJ 8.QCOM 9.g46188 10.BF-B
2020-09-30	222	$323.4M	27	1AAPL 2AMZN330303m Top holdings2020-09-30 1.AAPL 2.AMZN 3.30303m 4.MSFT 5.02079k 6.46625h 7.JNJ 8.g46188 9.QCOM 10.BF-B
2020-06-30	218	$301.0M	29	1AAPL 2AMZN 3MSFT Top holdings2020-06-30 1.AAPL 2.AMZN 3.MSFT 4.30303m 5.02079k 6.46625h 7.JNJ 8.BF-B 9.g46188 10.PG
2020-03-31	210	$242.9M	32	1AAPL 2AMZN 3MSFT Top holdings2020-03-31 1.AAPL 2.AMZN 3.MSFT 4.46625h 5.30303m 6.02079k 7.JNJ 8.BF-B 9.PG 10.BMY
2019-12-31	248	$327.2M	17	1AAPL246625h330303m Top holdings2019-12-31 1.AAPL 2.46625h 3.30303m 4.MSFT 5.AMZN 6.02079k 7.JNJ 8.BF-B 9.PG 10.WSBC
2019-09-30	246	$305.1M	13	1AAPL246625h3AMZN Top holdings2019-09-30 1.AAPL 2.46625h 3.AMZN 4.MSFT 5.02079k 6.30303m 7.PG 8.JNJ 9.BF-B 10.WSBC
2019-06-30	246	$307.4M	14	1AAPL246625h3AMZN Top holdings2019-06-30 1.AAPL 2.46625h 3.AMZN 4.30303m 5.MSFT 6.02079k 7.JNJ 8.WSBC 9.PG 10.BF-B
2019-03-31	248	$300.3M	17	1AAPL246625h3AMZN Top holdings2019-03-31 1.AAPL 2.46625h 3.AMZN 4.02079k 5.30303m 6.MSFT 7.JNJ 8.WSBC 9.PG 10.BF-B
2018-12-31	229	$267.0M	25	146625h2AAPL302079k Top holdings2018-12-31 1.46625h 2.AAPL 3.02079k 4.AMZN 5.30303m 6.JNJ 7.WSBC 8.PG 9.MSFT 10.WBA
2018-09-30	234	$319.2M	20	1AAPL246625h3AMZN Top holdings2018-09-30 1.AAPL 2.46625h 3.AMZN 4.30303m 5.02079k 6.23355l 7.WSBC 8.JNJ 9.WBA 10.PG
2018-06-30	232	$299.4M	16	130303m2AAPL346625h Top holdings2018-06-30 1.30303m 2.AAPL 3.46625h 4.309562 5.02079k 6.AMZN 7.23355l 8.JNJ 9.01609w 10.PG
2018-03-31	238	$295.7M	19	146625h2AAPL330303m Top holdings2018-03-31 1.46625h 2.AAPL 3.30303m 4.23355l 5.02079k 6.309562 7.AMZN 8.JNJ 9.BF-B 10.09857l
2017-12-31	239	$304.8M	16	146625h230303m3AAPL Top holdings2017-12-31 1.46625h 2.30303m 3.AAPL 4.23355l 5.02079k 6.JNJ 7.309562 8.WBA 9.BKNG 10.BF-B
2017-09-30	245	$297.0M	18	146625h230303m3AAPL Top holdings2017-09-30 1.46625h 2.30303m 3.AAPL 4.CELG 5.309562 6.WBA 7.23355l 8.02079k 9.BKNG 10.JNJ
2017-06-30	246	$284.2M	22	146625h2AAPL330303m Top holdings2017-06-30 1.46625h 2.AAPL 3.30303m 4.BKNG 5.CELG 6.309562 7.02079k 8.WBA 9.JNJ 10.23355l
2017-03-31	235	$264.9M	41	1AAPL246625h330303m Top holdings2017-03-31 1.AAPL 2.46625h 3.30303m 4.WBA 5.309562 6.BKNG 7.JNJ 8.CELG 9.02079k 10.CVS
2016-12-31	218	$195.4M	18	146625h23095623AAPL Top holdings2016-12-31 1.46625h 2.309562 3.AAPL 4.WBA 5.CVS 6.JNJ 7.CELG 8.02079k 9.TWXCHF 10.30303m
2016-09-30	219	$192.4M	15	1AAPL 2CVS 3WBA Top holdings2016-09-30 1.AAPL 2.CVS 3.WBA 4.46625h 5.JNJ 6.309562 7.PG 8.CELG 9.02079k 10.30303m
2016-06-30	219	$184.0M	15	1CVS 2WBA346625h Top holdings2016-06-30 1.CVS 2.WBA 3.46625h 4.AAPL 5.JNJ 6.309562 7.PG 8.CELG 9.02079k 10.30303m
2016-03-31	220	$179.9M	17	1CVS 2WBA 3AAPL Top holdings2016-03-31 1.CVS 2.WBA 3.AAPL 4.46625h 5.JNJ 6.309562 7.CELG 8.02079k 9.GILD 10.PG
2015-12-31	215	$187.1M	15	1CVS 2WBA 3AAPL Top holdings2015-12-31 1.CVS 2.WBA 3.AAPL 4.46625h 5.CELG 6.58155q 7.309562 8.JNJ 9.GILD 10.02079k
2015-09-30	210	$181.5M	28	1CVS 2AAPL 3WBA Top holdings2015-09-30 1.CVS 2.AAPL 3.WBA 4.46625h 5.58155q 6.CELG 7.309562 8.GILD 9.JNJ 10.PG
2015-06-30	186	$198.7M	13	1CVS 2AAPL 3WBA Top holdings2015-06-30 1.CVS 2.AAPL 3.WBA 4.46625h 5.58155q 6.GILD 7.CELG 8.309562 9.JNJ 10.55616p
2015-03-31	191	$197.2M	17	1CVS 2AAPL 3WBA Top holdings2015-03-31 1.CVS 2.AAPL 3.WBA 4.58155q 5.CELG 6.JNJ 7.GILD 8.46625h 9.309562 10.PG
2014-12-31	195	$194.8M	24	1CVS 2AAPL 3WBA Top holdings2014-12-31 1.CVS 2.AAPL 3.WBA 4.JNJ 5.PG 6.58155q 7.309562 8.GILD 9.CELG 10.46625h
2014-09-30	191	$195.1M	16	1AAPL 2CVS 3JNJ Top holdings2014-09-30 1.AAPL 2.CVS 3.JNJ 4.GILD 5.PG 6.931422 7.309562 8.46625h 9.58155q 10.55616p
2014-06-30	198	$202.9M	18	1AAPL 2CVS 3JNJ Top holdings2014-06-30 1.AAPL 2.CVS 3.JNJ 4.931422 5.PG 6.GILD 7.309562 8.46625h 9.58155q 10.25243q
2014-03-31	188	$189.2M	22	1CVS 2JNJ 3AAPL Top holdings2014-03-31 1.CVS 2.JNJ 3.AAPL 4.931422 5.38259p 6.PG 7.46625h 8.309562 9.55616p 10.25243q
2013-12-31	185	$178.3M	35	1AAPL 2CVS 3JNJ Top holdings2013-12-31 1.AAPL 2.CVS 3.JNJ 4.38259p 5.931422 6.309562 7.46625h 8.GILD 9.PG 10.25243q
2013-09-30	171	$151.4M	98	1AAPL 2JNJ3309562 Top holdings2013-09-30 1.AAPL 2.JNJ 3.309562 4.931422 5.CVS 6.38259p 7.CVX 8.25243q 9.PG 10.58155q
2013-06-30	163	$129.7M	0	13095622JNJ 3CVS Top holdings2013-06-30 1.309562 2.JNJ 3.CVS 4.CVX 5.931422 6.GOOG 7.AAPL 8.DEO 9.MCK 10.M

Holding changes this quarter

Position changes disclosed by Regent Investment Management LLC for the quarter ending 2022-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2022-12-31	2023-01-26	13F-HR	View on EDGAR
2022-09-30	2022-10-18	13F-HR	View on EDGAR
2022-06-30	2022-07-15	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-01-27	13F-HR	View on EDGAR
2021-09-30	2021-10-21	13F-HR	View on EDGAR
2021-06-30	2021-07-16	13F-HR	View on EDGAR
2021-03-31	2021-04-20	13F-HR	View on EDGAR
2020-12-31	2021-01-27	13F-HR	View on EDGAR
2020-09-30	2020-10-19	13F-HR	View on EDGAR
2020-06-30	2020-07-29	13F-HR	View on EDGAR
2020-03-31	2020-04-17	13F-HR	View on EDGAR
2019-12-31	2020-01-30	13F-HR	View on EDGAR
2019-09-30	2019-10-17	13F-HR	View on EDGAR
2019-06-30	2019-07-15	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-01-22	13F-HR	View on EDGAR
2018-09-30	2018-10-22	13F-HR	View on EDGAR
2018-06-30	2018-07-16	13F-HR	View on EDGAR
2018-03-31	2018-04-24	13F-HR	View on EDGAR
2017-12-31	2018-01-26	13F-HR	View on EDGAR
2017-09-30	2017-10-12	13F-HR	View on EDGAR
2017-06-30	2017-07-17	13F-HR	View on EDGAR
2017-03-31	2017-04-17	13F-HR	View on EDGAR
2016-12-31	2017-01-30	13F-HR	View on EDGAR
2016-09-30	2016-10-18	13F-HR	View on EDGAR
2016-06-30	2016-07-15	13F-HR	View on EDGAR
2016-03-31	2016-04-20	13F-HR	View on EDGAR
2015-12-31	2016-01-14	13F-HR	View on EDGAR
2015-09-30	2015-10-16	13F-HR	View on EDGAR
2015-06-30	2015-07-15	13F-HR	View on EDGAR
2015-03-31	2015-04-13	13F-HR	View on EDGAR
2014-12-31	2015-01-14	13F-HR	View on EDGAR
2014-09-30	2014-10-23	13F-HR	View on EDGAR
2014-06-30	2014-07-23	13F-HR	View on EDGAR
2014-03-31	2014-04-14	13F-HR	View on EDGAR
2013-12-31	2014-01-22	13F-HR	View on EDGAR
2013-09-30	2013-10-10	13F-HR	View on EDGAR
2013-06-30	2013-07-15	13F-HR	View on EDGAR

FAQ

What is Regent Investment Management LLC and what type of investor is it?

Regent Investment Management LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $373.3M, spread across 231 disclosed positions.

What are Regent Investment Management LLC's largest equity positions?

Based on the latest 13F filing, Regent Investment Management LLC's top holdings by market value are: 1. Apple INC (AAPL) — $24.3M (6.5%) 2. Microsoft CORP (MSFT) — $14.4M (3.9%) 3. J P Morgan Chase And Co — $12.2M (3.3%) 4. Alphabet Inc. — $11.6M (3.1%) 5. Horizon Therapeutics PLC — $11.5M (3.1%)

What changes did Regent Investment Management LLC make in its most recent portfolio filing?

No notable portfolio changes were recorded for Regent Investment Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Regent Investment Management LLC focus on?

Regent Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 27.8% • Health Care: 27.6% • Communication Services: 12.2% • Financials: 9.6% • Consumer Discretionary: 8.1% • Consumer Staples: 7.0%

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Personality snowflake

Concentration

6.53

Portfolio Stability

Momentum/Contrarian

Sector conviction

57.43

Diversification

100

Sizing Uniformity

84.81

Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Full holdings list this quarter

Ticker

Issuer

Asset Subclass

Weight

Weight Change

Shares Change

4Q Trend

AAPL

Apple INC

Stock-Tech

6.51%

—

-1.89%

MSFT

Microsoft CORP

Stock-Tech

3.85%

—

+0.55%

✓

J P Morgan Chase And Co

Stock-Other

3.26%

—

+0.21%

✓

Alphabet Inc.

Stock-Other

3.10%

—

-1.30%

✓

Horizon Therapeutics PLC

Stock-Other

3.09%

—

-1.97%

JNJ

Johnson & Johnson

Stock-Healthcare

2.94%

—

-0.00%

CVS

Cvs Health CORP

Stock-Healthcare

2.15%

—

-1.32%

Procter & Gamble Co/the

Stock-Consumer Staples

1.98%

—

+0.04%

AMZN

Amazon.com INC

Stock-Consumer Disc

1.93%

—

+1.63%

BF-B

Brown-forman Corp-class B

Stock-Other

1.89%

—

-1.00%

BMY

Bristol-myers Squibb Co

Stock-Healthcare

1.85%

—

-1.14%

✓

Merck & Co., Inc.

Stock-Other

1.84%

—

-0.95%

QCOM

Qualcomm INC

Stock-Tech

1.82%

—

+0.50%

PFE

Pfizer INC

Stock-Healthcare

1.50%

—

-1.33%

✓

McKesson Corporation

Stock-Other

1.42%

—

-0.32%

✓

Broadcom Inc.

Stock-Other

1.37%

—

-1.67%

BAC

Bank Of America CORP

Stock-Financials

1.36%

—

+8.33%

✓

UnitedHealth Group Incorporated

Stock-Other

1.31%

—

+0.26%

✓

Alphabet Inc.

Stock-Other

1.27%

—

+3.94%

✓

RTX Corporation

Stock-Other

1.24%

—

-0.30%

WMB

Williams Cos INC

Stock-Energy

1.15%

—

-0.58%

✓

Meta Platforms, Inc.

Stock-Other

1.12%

—

-13.82%

LOW

Lowe's Cos INC

Stock-Consumer Disc

1.10%

—

+1.15%

✓

Visa Inc.

Stock-Other

1.00%

—

+0.87%

TJX

Tjx Companies INC

Stock-Consumer Disc

0.98%

—

-1.55%

TMO

Thermo Fisher Scientific INC

Stock-Healthcare

0.97%

—

-0.60%

Morgan Stanley

Stock-Financials

0.95%

—

-1.76%

✓

Ameriprise Financial, Inc.

Stock-Other

0.89%

—

✓

AbbVie Inc.

Stock-Other

0.89%

—

-0.49%

WSBC

Wesbanco INC

Stock-Other

0.88%

—

-4.09%

CVX

Chevron CORP

Stock-Energy

0.86%

—

+0.56%

ALB

Albemarle CORP

Stock-Materials

0.81%

—

+4.64%

✓

Comcast Corporation

Stock-Other

0.80%

—

-7.27%

✓

Skyworks Solutions, Inc.

Stock-Other

0.79%

—

-0.23%

TTC

Toro Co

Stock-Industrials

0.77%

—

NKE

Nike INC -cl B

Stock-Consumer Disc

0.75%

—

Home Depot INC

Stock-Consumer Disc

0.73%

—

-0.58%

Micron Technology INC

Stock-Tech

0.72%

—

-7.05%

AXP

American Express Co

Stock-Financials

0.71%

—

-0.64%

✓

Mastercard Incorporated

Stock-Other

0.70%

—

+1.00%

✓

The Mosaic Company

Stock-Other

0.69%

—

-0.74%

Coca-cola Co/the

Stock-Consumer Staples

0.68%

—

✓

Oracle Corporation

Stock-Other

0.68%

—

-0.55%

PEP

Pepsico INC

Stock-Consumer Staples

0.65%

—

+2.24%

✓

Verizon Communications Inc.

Stock-Other

0.61%

—

+9.60%

FISV

Fiserv INC

Stock-Other

0.58%

—

-0.72%

✓

Cisco Systems, Inc.

Stock-Other

0.56%

—

-2.00%

✓

Freeport-McMoRan Inc.

Stock-Other

0.55%

—

-0.63%

GIS

General Mills INC

Stock-Consumer Staples

0.55%

—

-1.01%

✓

Workday, Inc.

Stock-Other

0.54%

—

Portfolio Performance

Performance for Q3 2026

+7.1%

Performance Last 4 Quarters

+41.4%

Based on 60% of reported portfolio value with available pricing

Stdev: +15.7%
Beta: +1.11
Alpha: +1%
Max Drawdown: -11.2%
Annualized Perf: +22.4%
Batting Avg vs S&P: +50%
Sortino: +3.11
Stutzer: +0.42
Treynor: +0.19
Sterling: +1.21
Calmar: +2.01
Information Ratio: +0.51
Tracking Error: +6.1%
Stdev Down: +6.9%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +55%
Worst 12 Months: +7.5%
Efficiency Ratio: +0.61
Sharpe: +1.38
Stdev Sectors: +9.4%
Skewness: +0.55
Kurtosis: +0.76
Upside Potential: +4.86

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2022-12-31	231	$373.3M	0	1AAPL 2MSFT346625h Top holdings2022-12-31 1.AAPL 2.MSFT 3.46625h 4.02079k 5.g46188 6.JNJ 7.CVS 8.PG 9.AMZN 10.BF-B
2022-09-30	222	$342.7M	0	1AAPL 2MSFT302079k Top holdings2022-09-30 1.AAPL 2.MSFT 3.02079k 4.JNJ 5.AMZN 6.46625h 7.CVS 8.BF-B 9.QCOM 10.BMY
2022-06-30	224	$358.4M	0	1AAPL 2MSFT302079k Top holdings2022-06-30 1.AAPL 2.MSFT 3.02079k 4.JNJ 5.46625h 6.AMZN 7.g46188 8.CVS 9.QCOM 10.BF-B
2022-03-31	242	$432.3M	0	1AAPL202079k3MSFT Top holdings2022-03-31 1.AAPL 2.02079k 3.MSFT 4.AMZN 5.46625h 6.BF-B 7.JNJ 8.g46188 9.30303m 10.QCOM
2021-12-31	253	$458.8M	0	1AAPL 2MSFT302079k Top holdings2021-12-31 1.AAPL 2.MSFT 3.02079k 4.AMZN 5.46625h 6.30303m 7.QCOM 8.g46188 9.JNJ 10.CVS
2021-09-30	244	$417.6M	0	1AAPL 2AMZN302079k Top holdings2021-09-30 1.AAPL 2.AMZN 3.02079k 4.MSFT 5.46625h 6.30303m 7.g46188 8.JNJ 9.BF-B 10.QCOM
2021-06-30	241	$426.6M	96	1AAPL 2AMZN302079k Top holdings2021-06-30 1.AAPL 2.AMZN 3.02079k 4.30303m 5.MSFT 6.46625h 7.BF-B 8.g46188 9.JNJ 10.QCOM
2021-03-31	234	$397.2M	15	1AAPL 2AMZN 3BF-B Top holdings2021-03-31 1.AAPL 2.AMZN 3.BF-B 4.46625h 5.02079k 6.30303m 7.MSFT 8.JNJ 9.g46188 10.QCOM
2020-12-31	224	$360.6M	28	1AAPL 2AMZN330303m Top holdings2020-12-31 1.AAPL 2.AMZN 3.30303m 4.MSFT 5.46625h 6.02079k 7.JNJ 8.QCOM 9.g46188 10.BF-B
2020-09-30	222	$323.4M	27	1AAPL 2AMZN330303m Top holdings2020-09-30 1.AAPL 2.AMZN 3.30303m 4.MSFT 5.02079k 6.46625h 7.JNJ 8.g46188 9.QCOM 10.BF-B
2020-06-30	218	$301.0M	29	1AAPL 2AMZN 3MSFT Top holdings2020-06-30 1.AAPL 2.AMZN 3.MSFT 4.30303m 5.02079k 6.46625h 7.JNJ 8.BF-B 9.g46188 10.PG
2020-03-31	210	$242.9M	32	1AAPL 2AMZN 3MSFT Top holdings2020-03-31 1.AAPL 2.AMZN 3.MSFT 4.46625h 5.30303m 6.02079k 7.JNJ 8.BF-B 9.PG 10.BMY
2019-12-31	248	$327.2M	17	1AAPL246625h330303m Top holdings2019-12-31 1.AAPL 2.46625h 3.30303m 4.MSFT 5.AMZN 6.02079k 7.JNJ 8.BF-B 9.PG 10.WSBC
2019-09-30	246	$305.1M	13	1AAPL246625h3AMZN Top holdings2019-09-30 1.AAPL 2.46625h 3.AMZN 4.MSFT 5.02079k 6.30303m 7.PG 8.JNJ 9.BF-B 10.WSBC
2019-06-30	246	$307.4M	14	1AAPL246625h3AMZN Top holdings2019-06-30 1.AAPL 2.46625h 3.AMZN 4.30303m 5.MSFT 6.02079k 7.JNJ 8.WSBC 9.PG 10.BF-B
2019-03-31	248	$300.3M	17	1AAPL246625h3AMZN Top holdings2019-03-31 1.AAPL 2.46625h 3.AMZN 4.02079k 5.30303m 6.MSFT 7.JNJ 8.WSBC 9.PG 10.BF-B
2018-12-31	229	$267.0M	25	146625h2AAPL302079k Top holdings2018-12-31 1.46625h 2.AAPL 3.02079k 4.AMZN 5.30303m 6.JNJ 7.WSBC 8.PG 9.MSFT 10.WBA
2018-09-30	234	$319.2M	20	1AAPL246625h3AMZN Top holdings2018-09-30 1.AAPL 2.46625h 3.AMZN 4.30303m 5.02079k 6.23355l 7.WSBC 8.JNJ 9.WBA 10.PG
2018-06-30	232	$299.4M	16	130303m2AAPL346625h Top holdings2018-06-30 1.30303m 2.AAPL 3.46625h 4.309562 5.02079k 6.AMZN 7.23355l 8.JNJ 9.01609w 10.PG
2018-03-31	238	$295.7M	19	146625h2AAPL330303m Top holdings2018-03-31 1.46625h 2.AAPL 3.30303m 4.23355l 5.02079k 6.309562 7.AMZN 8.JNJ 9.BF-B 10.09857l
2017-12-31	239	$304.8M	16	146625h230303m3AAPL Top holdings2017-12-31 1.46625h 2.30303m 3.AAPL 4.23355l 5.02079k 6.JNJ 7.309562 8.WBA 9.BKNG 10.BF-B
2017-09-30	245	$297.0M	18	146625h230303m3AAPL Top holdings2017-09-30 1.46625h 2.30303m 3.AAPL 4.CELG 5.309562 6.WBA 7.23355l 8.02079k 9.BKNG 10.JNJ
2017-06-30	246	$284.2M	22	146625h2AAPL330303m Top holdings2017-06-30 1.46625h 2.AAPL 3.30303m 4.BKNG 5.CELG 6.309562 7.02079k 8.WBA 9.JNJ 10.23355l
2017-03-31	235	$264.9M	41	1AAPL246625h330303m Top holdings2017-03-31 1.AAPL 2.46625h 3.30303m 4.WBA 5.309562 6.BKNG 7.JNJ 8.CELG 9.02079k 10.CVS
2016-12-31	218	$195.4M	18	146625h23095623AAPL Top holdings2016-12-31 1.46625h 2.309562 3.AAPL 4.WBA 5.CVS 6.JNJ 7.CELG 8.02079k 9.TWXCHF 10.30303m
2016-09-30	219	$192.4M	15	1AAPL 2CVS 3WBA Top holdings2016-09-30 1.AAPL 2.CVS 3.WBA 4.46625h 5.JNJ 6.309562 7.PG 8.CELG 9.02079k 10.30303m
2016-06-30	219	$184.0M	15	1CVS 2WBA346625h Top holdings2016-06-30 1.CVS 2.WBA 3.46625h 4.AAPL 5.JNJ 6.309562 7.PG 8.CELG 9.02079k 10.30303m
2016-03-31	220	$179.9M	17	1CVS 2WBA 3AAPL Top holdings2016-03-31 1.CVS 2.WBA 3.AAPL 4.46625h 5.JNJ 6.309562 7.CELG 8.02079k 9.GILD 10.PG
2015-12-31	215	$187.1M	15	1CVS 2WBA 3AAPL Top holdings2015-12-31 1.CVS 2.WBA 3.AAPL 4.46625h 5.CELG 6.58155q 7.309562 8.JNJ 9.GILD 10.02079k
2015-09-30	210	$181.5M	28	1CVS 2AAPL 3WBA Top holdings2015-09-30 1.CVS 2.AAPL 3.WBA 4.46625h 5.58155q 6.CELG 7.309562 8.GILD 9.JNJ 10.PG
2015-06-30	186	$198.7M	13	1CVS 2AAPL 3WBA Top holdings2015-06-30 1.CVS 2.AAPL 3.WBA 4.46625h 5.58155q 6.GILD 7.CELG 8.309562 9.JNJ 10.55616p
2015-03-31	191	$197.2M	17	1CVS 2AAPL 3WBA Top holdings2015-03-31 1.CVS 2.AAPL 3.WBA 4.58155q 5.CELG 6.JNJ 7.GILD 8.46625h 9.309562 10.PG
2014-12-31	195	$194.8M	24	1CVS 2AAPL 3WBA Top holdings2014-12-31 1.CVS 2.AAPL 3.WBA 4.JNJ 5.PG 6.58155q 7.309562 8.GILD 9.CELG 10.46625h
2014-09-30	191	$195.1M	16	1AAPL 2CVS 3JNJ Top holdings2014-09-30 1.AAPL 2.CVS 3.JNJ 4.GILD 5.PG 6.931422 7.309562 8.46625h 9.58155q 10.55616p
2014-06-30	198	$202.9M	18	1AAPL 2CVS 3JNJ Top holdings2014-06-30 1.AAPL 2.CVS 3.JNJ 4.931422 5.PG 6.GILD 7.309562 8.46625h 9.58155q 10.25243q
2014-03-31	188	$189.2M	22	1CVS 2JNJ 3AAPL Top holdings2014-03-31 1.CVS 2.JNJ 3.AAPL 4.931422 5.38259p 6.PG 7.46625h 8.309562 9.55616p 10.25243q
2013-12-31	185	$178.3M	35	1AAPL 2CVS 3JNJ Top holdings2013-12-31 1.AAPL 2.CVS 3.JNJ 4.38259p 5.931422 6.309562 7.46625h 8.GILD 9.PG 10.25243q
2013-09-30	171	$151.4M	98	1AAPL 2JNJ3309562 Top holdings2013-09-30 1.AAPL 2.JNJ 3.309562 4.931422 5.CVS 6.38259p 7.CVX 8.25243q 9.PG 10.58155q
2013-06-30	163	$129.7M	0	13095622JNJ 3CVS Top holdings2013-06-30 1.309562 2.JNJ 3.CVS 4.CVX 5.931422 6.GOOG 7.AAPL 8.DEO 9.MCK 10.M

Filing History

Period	Filed	Type	EDGAR
2022-12-31	2023-01-26	13F-HR	View on EDGAR
2022-09-30	2022-10-18	13F-HR	View on EDGAR
2022-06-30	2022-07-15	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-01-27	13F-HR	View on EDGAR
2021-09-30	2021-10-21	13F-HR	View on EDGAR
2021-06-30	2021-07-16	13F-HR	View on EDGAR
2021-03-31	2021-04-20	13F-HR	View on EDGAR
2020-12-31	2021-01-27	13F-HR	View on EDGAR
2020-09-30	2020-10-19	13F-HR	View on EDGAR
2020-06-30	2020-07-29	13F-HR	View on EDGAR
2020-03-31	2020-04-17	13F-HR	View on EDGAR
2019-12-31	2020-01-30	13F-HR	View on EDGAR
2019-09-30	2019-10-17	13F-HR	View on EDGAR
2019-06-30	2019-07-15	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-01-22	13F-HR	View on EDGAR
2018-09-30	2018-10-22	13F-HR	View on EDGAR
2018-06-30	2018-07-16	13F-HR	View on EDGAR
2018-03-31	2018-04-24	13F-HR	View on EDGAR
2017-12-31	2018-01-26	13F-HR	View on EDGAR
2017-09-30	2017-10-12	13F-HR	View on EDGAR
2017-06-30	2017-07-17	13F-HR	View on EDGAR
2017-03-31	2017-04-17	13F-HR	View on EDGAR
2016-12-31	2017-01-30	13F-HR	View on EDGAR
2016-09-30	2016-10-18	13F-HR	View on EDGAR
2016-06-30	2016-07-15	13F-HR	View on EDGAR
2016-03-31	2016-04-20	13F-HR	View on EDGAR
2015-12-31	2016-01-14	13F-HR	View on EDGAR
2015-09-30	2015-10-16	13F-HR	View on EDGAR
2015-06-30	2015-07-15	13F-HR	View on EDGAR
2015-03-31	2015-04-13	13F-HR	View on EDGAR
2014-12-31	2015-01-14	13F-HR	View on EDGAR
2014-09-30	2014-10-23	13F-HR	View on EDGAR
2014-06-30	2014-07-23	13F-HR	View on EDGAR
2014-03-31	2014-04-14	13F-HR	View on EDGAR
2013-12-31	2014-01-22	13F-HR	View on EDGAR
2013-09-30	2013-10-10	13F-HR	View on EDGAR
2013-06-30	2013-07-15	13F-HR	View on EDGAR

FAQ

What is Regent Investment Management LLC and what type of investor is it?

What are Regent Investment Management LLC's largest equity positions?

What changes did Regent Investment Management LLC make in its most recent portfolio filing?

No notable portfolio changes were recorded for Regent Investment Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Regent Investment Management LLC focus on?