13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001559789
Total reported value
$1.9B
$1.9B
653 檔
10.9%
In Q1 2026, Regal Investment Advisors LLC's U.S. equity holdings reached a combined market value of $1.9B, distributed across 653 disclosed stock positions.
In Q1 2026, Regal Investment Advisors LLC displayed an active expansion posture, initiating 38 new positions and adding to 92 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 653 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.10% | +1.47% | +8.90% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 1.86% | +0.03% | -0.21% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.83% | +0.35% | -1.20% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.75% | +0.11% | -2.74% | |
| 5 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.61% | -0.12% | -5.93% | |
| 6 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.54% | -0.09% | +4.84% | |
| 7 | FTCS | First Trust Capital Strength | ETF-Other | 1.46% | -0.07% | +1.69% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 1.34% | +0.08% | -0.33% | |
| 9 | VUG | Vanguard Growth ETF | ETF-Other | 1.33% | +0.05% | +5.64% | |
| 10 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.31% | +0.37% | +9.79% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.29% | -0.10% | +10.53% | |
| 12 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.16% | +0.01% | -3.34% | |
| 13 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.16% | -0.21% | -6.93% | |
| 14 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.10% | +0.12% | +8.50% | |
| 15 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.02% | -0.22% | -7.51% | |
| 16 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.98% | -0.12% | -3.59% | |
| 17 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.96% | +0.09% | -12.73% | |
| 18 | ABBV | Abbvie Inc | Stock-Healthcare | 0.90% | +0.01% | -0.64% | |
| 19 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.88% | +0.08% | -0.00% | |
| 20 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.87% | -0.48% | +3.19% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.87% | -0.05% | +5.98% | |
| 22 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.83% | -0.08% | -4.91% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 0.78% | -0.24% | +6.89% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.77% | +0.09% | +3.68% | |
| 25 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.74% | +0.02% | -2.39% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.71% | -0.04% | -1.82% | |
| 27 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.66% | -0.18% | +8.69% | |
| 28 | MUB | Ishares National Muni Bond E | ETF-Other | 0.64% | -0.04% | +10.01% | |
| 29 | PWB | Invesco Large Cap Growth ETF | ETF-Large Cap & Growth | 0.63% | +0.13% | -0.99% | |
| 30 | PFE | Pfizer Inc | Stock-Healthcare | 0.63% | -0.16% | +5.67% | |
| 31 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.62% | -0.08% | +0.09% | |
| 32 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.62% | +0.02% | +6.38% | |
| 33 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.61% | +0.07% | +2.62% | |
| 34 | T | At&t Inc | Stock-Comm Services | 0.60% | -0.22% | +4.02% | |
| 35 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.59% | +0.02% | -14.45% | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.58% | -0.13% | -1.11% | |
| 37 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.57% | -0.36% | +7.88% | |
| 38 | MO | Altria Group Inc | Stock-Consumer Staples | 0.57% | -0.02% | -1.36% | |
| 39 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.55% | +0.01% | +1.09% | |
| 40 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.55% | +0.01% | +162.43% | |
| 41 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.54% | +0.03% | +1.00% | |
| 42 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.53% | +0.12% | +7.56% | |
| 43 | EMR | Emerson Electric Co | Stock-Industrials | 0.53% | -0.03% | +0.46% | |
| 44 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.53% | +0.05% | +969.39% | |
| 45 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.53% | -0.02% | +2.48% | |
| 46 | XOM | Exxon Mobil CORP | Stock-Energy | 0.51% | -0.16% | +18.04% | |
| 47 | MDT | Medtronic plc | Stock-Healthcare | 0.51% | -0.12% | +2.92% | |
| 48 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.49% | +0.02% | +18.04% | |
| 49 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.48% | +0.07% | +4.04% | |
| 50 | IBM | Intl Business Machines CORP | Stock-Tech | 0.48% | — | +5.93% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFG | Ishares Msci Eafe Growth ETF | +0.5% | +969.39% | Add |
| 2 | GOVT | Ishares US Treasury Bond ETF | +0.3% | +162.43% | Add |
| 3 | VIXM | Proshares Vix Mid-term Fut | +0.3% | +661.37% | Add |
| 4 | CVX | Chevron CORP | +0.2% | +6.89% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.2% | +18.04% | Add |
| 6 | SHV | Ishares 0-1 Year Treasury Bo | +0.2% | +175.92% | Add |
| 7 | VZ | Verizon Communications Inc | +0.2% | +8.69% | Add |
| 8 | COST | Costco Wholesale CORP | +0.1% | +25.07% | Add |
| 9 | XLE | Ss Energy Select Sector | +0.1% | +10.49% | Add |
| 10 | JNJ | Johnson & Johnson | +0.1% | -3.59% | Trim |
| 11 | T | At&t Inc | +0.1% | +4.02% | Add |
| 12 | SPMO | Invesco S&p 500 Momentum ETF | +0.1% | +84.49% | Add |
| 13 | PFE | Pfizer Inc | +0.1% | +5.67% | Add |
| 14 | EEM | Ishares Msci Emerging Market | +0.1% | +18.04% | Add |
| 15 | BF-B | Brown-forman Corp-class B | +0.1% | +99.30% | Add |
| 16 | SLB | Slb LTD | +0.1% | +1.42% | Add |
| 17 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +9.79% | Add |
| 18 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +76.52% | Add |
| 19 | ETR | Entergy CORP | +0.1% | +17.99% | Add |
| 20 | GIGB | Goldman Sachs Inv Grd CORP | +0.1% | +66.40% | Add |
| 21 | BND | Vanguard Total Bond Market | +0.1% | +90.04% | Add |
| 22 | BSV | Vanguard Short-term Bond ETF | +0.1% | +18.91% | Add |
| 23 | MO | Altria Group Inc | +0.1% | -1.36% | Trim |
| 24 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +19.14% | Add |
| 25 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +37.37% | Add |
| 26 | IDV | Ishares International Select | +0.1% | +63.02% | Add |
| 27 | CEG | Constellation Energy | +0.1% | +79.34% | Add |
| 28 | TGT | Target CORP | 0% | -0.76% | Trim |
| 29 | WMT | Walmart Inc | 0% | -1.11% | Trim |
| 30 | EOG | Eog Resources Inc | 0% | -7.19% | Trim |
| 31 | MUB | Ishares National Muni Bond E | 0% | +10.01% | Add |
| 32 | ODFL | Old Dominion Freight Line | 0% | +1.10% | Add |
| 33 | CMCSA | Comcast Corp-class A | 0% | +277.36% | Add |
| 34 | AEP | American Electric Power | 0% | +5.64% | Add |
| 35 | VB | Vanguard Small-cap ETF | 0% | +26.69% | Add |
| 36 | RPRX | Royalty Pharma plc | 0% | -5.64% | Trim |
| 37 | SDVY | First Trust Smid Cap Rising | 0% | +18.83% | Add |
| 38 | SCHD | Schwab US Dvd Equity ETF | 0% | -5.93% | Trim |
| 39 | EFV | Ishares Msci Eafe Value ETF | 0% | +3.19% | Add |
| 40 | IEFA | Ishares Core Msci Eafe ETF | 0% | +5.98% | Add |
| 41 | KO | Coca-cola Co/the | 0% | +1.99% | Add |
| 42 | DUK | Duke Energy CORP | 0% | +2.53% | Add |
| 43 | LRCX | Lam Research CORP | 0% | +4.31% | Add |
| 44 | WM | Waste Management Inc | 0% | +9.23% | Add |
| 45 | DUBS | Aptus Lrg Cap Enh Yld ETF | 0% | +63.29% | Add |
| 46 | PANW | Palo Alto Networks Inc | 0% | +149.70% | Add |
| 47 | IGIB | Ishares 5-10y Inv Grade CORP | 0% | +81.28% | Add |
| 48 | OKE | Oneok Inc | 0% | +21.78% | Add |
| 49 | MPC | Marathon Petroleum CORP | 0% | +13.48% | Add |
| 50 | XLU | St Sr Utl Sl Se Spdr Etf-usd | 0% | +2.74% | Add |
According to official SEC Form 13F filings, Regal Investment Advisors LLC reported a total U.S. public equity portfolio value of $1.9B across 653 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, AAPL, QQQ) accounted for 10.9% of total reported equity market value during Q1 2026.
Top New Position Initiated
IDEF
市值: $5.7M
Top Position Liquidated / Trimmed
XYLD
前期市值: $1.6M
During Q1 2026, Regal Investment Advisors LLC's top holdings by market value included IVV (5.1%)、AAPL (1.9%)、QQQ (1.8%). The largest single position, IVV, represented 5.1% of total portfolio value.
In Q1 2026, Regal Investment Advisors LLC made 199 total portfolio adjustments, initiating 38 new buys, adding to 92 positions, trimming 55 holdings, and fully liquidating 14 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.