13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001559789
Total reported value
$1.9B
$1.9B
481 檔
9.6%
At the close of Q2 2025, Regal Investment Advisors LLC disclosed equity holdings valued at approximately $1.9B, spread across 481 reported holdings.
In Q2 2025, Regal Investment Advisors LLC displayed an active expansion posture, initiating 42 new positions and adding to 83 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 481 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 5.24% | +1.47% | -13.94% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.56% | +0.35% | +0.65% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.13% | +0.11% | -0.77% | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.98% | -0.12% | +3.39% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 1.92% | -0.10% | +9.29% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 1.91% | +0.03% | +0.16% | |
| 7 | FTCS | First Trust Capital Strength | ETF-Other | 1.76% | -0.07% | +0.23% | |
| 8 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.72% | -0.09% | +1.48% | |
| 9 | VUG | Vanguard Growth ETF | ETF-Other | 1.56% | +0.05% | +2.10% | |
| 10 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.48% | +0.37% | -2.85% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.37% | +0.08% | -15.04% | |
| 12 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.31% | -0.36% | +1.16% | |
| 13 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.20% | +0.01% | -1.77% | |
| 14 | ABBV | Abbvie Inc | Stock-Healthcare | 1.10% | +0.01% | +1.08% | |
| 15 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.07% | +0.12% | -6.53% | |
| 16 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 1.03% | -0.48% | +51.45% | |
| 17 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.99% | +0.08% | -2.05% | |
| 18 | PFF | Ishares Preferred & Income S | ETF-Other | 0.94% | -0.06% | -0.66% | |
| 19 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.94% | +0.02% | -3.42% | |
| 20 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.89% | -0.08% | +2.09% | |
| 21 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.88% | +0.09% | +6.31% | |
| 22 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.83% | -0.04% | +1.28% | |
| 23 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.83% | -0.21% | +17.15% | |
| 24 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.82% | +0.02% | +1.85% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.81% | -0.12% | +1.65% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.78% | -0.05% | +10.35% | |
| 27 | PWB | Invesco Large Cap Growth ETF | ETF-Large Cap & Growth | 0.77% | +0.13% | +0.40% | |
| 28 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.75% | +0.09% | +0.73% | |
| 29 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.74% | +0.07% | +0.56% | |
| 30 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.72% | -0.08% | +2.44% | |
| 31 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.69% | +0.03% | +5.12% | |
| 32 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.68% | -0.22% | +89.65% | |
| 33 | MO | Altria Group Inc | Stock-Consumer Staples | 0.67% | -0.02% | +5.65% | |
| 34 | EMR | Emerson Electric Co | Stock-Industrials | 0.64% | -0.03% | +1.84% | |
| 35 | MUB | Ishares National Muni Bond E | ETF-Other | 0.63% | -0.04% | -1.83% | |
| 36 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.63% | +0.02% | +6.11% | |
| 37 | T | At&t Inc | Stock-Comm Services | 0.62% | -0.22% | +3.82% | |
| 38 | PWV | Invesco Large Cap Value ETF | ETF-Large Cap & Growth | 0.61% | +0.01% | +1.98% | |
| 39 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.61% | +0.07% | +3.85% | |
| 40 | MDT | Medtronic plc | Stock-Healthcare | 0.59% | -0.12% | +0.30% | |
| 41 | CVX | Chevron CORP | Stock-Energy | 0.58% | -0.24% | +8.07% | |
| 42 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.58% | +0.01% | +28.66% | |
| 43 | PFE | Pfizer Inc | Stock-Healthcare | 0.57% | -0.16% | +8.67% | |
| 44 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.57% | +0.04% | -0.11% | |
| 45 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.56% | -0.18% | -15.60% | |
| 46 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.56% | -0.15% | +27.42% | |
| 47 | GTO | Invesco Total Return Bond Et | ETF-Other | 0.54% | -0.02% | +2.78% | |
| 48 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.53% | -0.02% | -0.31% | |
| 49 | FDN | First Trust Dj Internet Ind | ETF-Other | 0.52% | -0.01% | +1.17% | |
| 50 | PRFZ | Inv Rafi US 1500 Sm-usd Inc | ETF-Other | 0.51% | +0.06% | +2.66% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +0.5% | +9.29% | Add |
| 2 | THRO | Ishares U.s. Thematic Rotati | +0.4% | NEW | New buy |
| 3 | EFV | Ishares Msci Eafe Value ETF | +0.4% | +51.45% | Add |
| 4 | IEMG | Ishares Core Msci Emerging | +0.3% | +89.65% | Add |
| 5 | B | Barrick Mining CORP | +0.3% | NEW | New buy |
| 6 | IAGG | Ishares Intl Aggregate Bond | +0.2% | NEW | New buy |
| 7 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +0.65% | Add |
| 8 | NVDA | Nvidia CORP | +0.2% | -15.04% | Trim |
| 9 | VUG | Vanguard Growth ETF | +0.2% | +2.10% | Add |
| 10 | OEF | Ishares S&p 100 ETF | +0.2% | +28.66% | Add |
| 11 | BAI | Ishrs Ai In And Tech Act ETF | +0.2% | NEW | New buy |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 13 | AVGO | Broadcom Inc | +0.1% | +15.28% | Add |
| 14 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | NEW | New buy |
| 15 | DGRO | Ishares Core Dividend Growth | +0.1% | NEW | New buy |
| 16 | META | Meta Platforms Inc-class A | +0.1% | +51.95% | Add |
| 17 | GPIQ | Gs Nasdaq-100 Pr Inc Etf-usd | +0.1% | NEW | New buy |
| 18 | BF-B | Brown-forman Corp-class B | +0.1% | NEW | New buy |
| 19 | PWB | Invesco Large Cap Growth ETF | +0.1% | +0.40% | Add |
| 20 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +10.35% | Add |
| 21 | IVE | Ishares S&p 500 Value ETF | +0.1% | +17.15% | Add |
| 22 | IBM | Intl Business Machines CORP | +0.1% | +11.24% | Add |
| 23 | EMR | Emerson Electric Co | +0.1% | +1.84% | Add |
| 24 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +6.31% | Add |
| 25 | TLH | Ishares 10-20 Year Treasury | +0.1% | +27.42% | Add |
| 26 | SCHG | Schwab US Large-cap Growth | +0.1% | +17.69% | Add |
| 27 | XLC | Ss Comm Select Sector Spdr | +0.1% | +50.25% | Add |
| 28 | XLK | Ss Technology Select Sector | +0.1% | +15.21% | Add |
| 29 | FTHI | Fthi/first Trust Exchange-tr | +0.1% | NEW | New buy |
| 30 | HEI | Heico CORP | +0.1% | NEW | New buy |
| 31 | AMZN | Amazon.com Inc | +0.1% | +3.85% | Add |
| 32 | FDN | First Trust Dj Internet Ind | +0.1% | +1.17% | Add |
| 33 | MU | Micron Technology Inc | +0.1% | -0.93% | Trim |
| 34 | LVHI | Franklin International Low V | +0.1% | NEW | New buy |
| 35 | STIP | Ishares 0-5 Year Tips Bond E | +0.1% | NEW | New buy |
| 36 | FEZ | State Street Spdr Euro Stoxx | +0.1% | NEW | New buy |
| 37 | RDVI | Ft Vest Rising Dividend Achi | +0.1% | NEW | New buy |
| 38 | VOO | Vanguard S&p 500 ETF | +0.1% | +5.12% | Add |
| 39 | JPM | Jpmorgan Chase & Co | +0.1% | +8.69% | Add |
| 40 | MA | Mastercard Inc - A | +0.1% | +101.84% | Add |
| 41 | XOM | Exxon Mobil CORP | +0.1% | +45.62% | Add |
| 42 | VXUS | Vanguard Total Intl Stock | +0.1% | +85.32% | Add |
| 43 | VOT | Vanguard Mid-cap Growth ETF | 0% | -0.11% | Trim |
| 44 | BUFR | Ft Vest Lad Buffervetf-usd I | 0% | +6.11% | Add |
| 45 | VSS | Vanguard Ftse All Wo X-us Sc | 0% | +11.21% | Add |
| 46 | CEG | Constellation Energy | 0% | -2.47% | Trim |
| 47 | SPHY | Ss Spdr P High Yield ETF | 0% | NEW | New buy |
| 48 | TXN | Texas Instruments Inc | 0% | +63.52% | Add |
| 49 | CRWD | Crowdstrike Holdings Inc - A | 0% | +3.32% | Add |
| 50 | LEN-B | Lennar CORP - B Shs | 0% | NEW | New buy |
According to official SEC Form 13F filings, Regal Investment Advisors LLC reported a total U.S. public equity portfolio value of $1.9B across 481 disclosed positions in Q2 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including IVV, QQQ, SPY) accounted for 9.6% of total reported equity market value during Q2 2025.
Top New Position Initiated
THRO
市值: $5.3M
Top Position Liquidated / Trimmed
ABX
前期市值: $3.4M
During Q2 2025, Regal Investment Advisors LLC's top holdings by market value included IVV (5.2%)、QQQ (2.6%)、SPY (2.1%). The largest single position, IVV, represented 5.2% of total portfolio value.
In Q2 2025, Regal Investment Advisors LLC made 200 total portfolio adjustments, initiating 42 new buys, adding to 83 positions, trimming 53 holdings, and fully liquidating 22 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.