CIK: 0001504209
Total reported value
$295.6M
Reporting period: 2015-06-30 · Number of holdings: 19
Red Rocks Capital LLC disclosed 19 holdings in its latest 13F filing for the period ending 2015-06-30, with total reported value of $295.6M and a quarterly turnover rate of 33.8%.
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Red Rocks Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.172 — mathematically equivalent to about 6 equally-sized positions, well below its 19 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 31% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim 527288104
-99.9% -$18.5M
Add BXUSD
-8.6% -$3.1M
Add BAM
+49.5% -$1.5M
Trim DHR
-39.1% -$16.6M
Trim ARCC
-46.4% -$11.8M
Add KKR
-12.1% -$6.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | Stock-Other | 25.78% | +4.79% | -8.55% | |
| 2 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 18.77% | +3.69% | +49.52% | |
| 3 | KKR | KKR & Co. Inc. | Stock-Financials | 17.34% | +1.93% | -12.08% | |
| 4 | CG | The Carlyle Group Inc. | Stock-Financials | 16.32% | -0.16% | -25.40% | |
| 5 | DHR | Danaher CORP | Stock-Healthcare | 8.94% | -2.46% | -39.11% | |
| 6 | ARES | Ares Management Corporation | Stock-Financials | 4.32% | +1.77% | +32.85% | |
| 7 | APO | Apollo Global Management, Inc. | Stock-Financials | 4.26% | +4.26% | NEW | |
| 8 | ARCC | Ares Capital CORP | Stock-Financials | 4.21% | -2.21% | -46.44% | |
| 9 | MIC2EUR | Macquarie Infrastructure Hol | Stock-Other | 0.01% | +0.01% | +161.83% | |
| 10 | BIP | Brookfield Infrastructure Partners L.P. | Stock-Utilities | 0.01% | +0.01% | +162.37% | |
| 11 | YUSD | Alleghany CORP | Stock-Other | 0.01% | +0.01% | NEW | |
| 12 | GSVCUSD | Gsv Capital CORP | Stock-Other | 0.01% | +0.01% | +161.74% | |
| 13 | OAK | Oaktree Capital Group LLC | Stock-Other | — | — | +161.00% | |
| 14 | SLRC | Slr Investment CORP | Stock-Other | — | — | +161.57% | |
| 15 | CODI | Compass Diversified Holdings | Stock-Other | — | — | +161.97% | |
| 16 | ✓ | Leucadia Natl CORP | Stock-Other | — | -4.90% | -99.94% | |
| 17 | APO | Apollo Global Management, Inc. | Stock-Financials | — | — | +161.70% | |
| 18 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | — | — | +161.87% | |
| 19 | TCRDUSD | First Eagle Alternative Capi | Stock-Other | — | — | +162.25% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-06-30 | 19 | $295.6M | 34 | |
| 2015-03-31 | 19 | $377.8M | 29 | |
| 2014-12-31 | 20 | $369.1M | 40 | |
| 2014-09-30 | 8 | $354.7M | 7 | |
| 2014-06-30 | 8 | $362.5M | 19 | |
| 2014-03-31 | 8 | $338.1M | 30 | |
| 2013-12-31 | 10 | $320.8M | 44 | |
| 2013-09-30 | 10 | $292.5M | 25 | |
| 2013-06-30 | 9 | $248.1M | 0 |
Red Rocks Capital LLC's most significant position changes for 2015-06-30: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | +4.8% | -8.55% | Trim |
| 2 | BAM | Brookfield Asset Management Ltd. | +3.7% | +49.52% | Add |
| 3 | KKR | KKR & Co. Inc. | +1.9% | -12.08% | Trim |
| 4 | ARES | Ares Management Corporation | +1.8% | +32.85% | Add |
| 5 | MIC2EUR | Macquarie Infrastructure Hol | 0% | +161.83% | Add |
| 6 | BIP | Brookfield Infrastructure Partners L.P. | 0% | +162.37% | Add |
| 7 | GSVCUSD | Gsv Capital CORP | 0% | +161.74% | Add |
| 8 | OAK | Oaktree Capital Group LLC | — | +161.00% | Add |
| 9 | CODI | Compass Diversified Holdings | — | +161.97% | Add |
| 10 | TCRDUSD | First Eagle Alternative Capi | — | +162.25% | Add |
| 11 | ✓ | Fifth Str Sr Floatng Rate Co | — | +161.87% | Add |
| 12 | SLRC | Slr Investment CORP | — | +161.57% | Add |
| 13 | APO | Apollo Global Management, Inc. | — | +161.70% | Add |
| 14 | CG | The Carlyle Group Inc. | -0.2% | -25.40% | Trim |
| 15 | ARCC | Ares Capital CORP | -2.2% | -46.44% | Trim |
| 16 | DHR | Danaher CORP | -2.5% | -39.11% | Trim |
| 17 | ✓ | Leucadia Natl CORP | -4.9% | -99.94% | Trim |
| 18 | ✓ | Apollo Global Mgmt LLC Cl | — | EXIT | Sold out |
| 19 | APO | Apollo Global Management, Inc. | — | NEW | New buy |
| 20 | YUSD | Alleghany CORP | — | NEW | New buy |
| 21 | ✓ | Alleghany Corp | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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