RR
Red Rocks Capital LLC Historical SEC 13F Holdings & Archive (Q2 2015)
Red Rocks Capital LLCCIK: 0001504209
Sector-focusedContrarianQuality / disciplined sizing
Total reported value
$295.6M
Reporting period: 2015-06-30 · Number of holdings: 19
Red Rocks Capital LLC disclosed 19 holdings in its latest 13F filing for the period ending 2015-06-30, with total reported value of $295.6M and a quarterly turnover rate of 33.8%.
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Personality snowflake
- Concentration
- 68.74
- Portfolio Stability
- 33.81
- Momentum
- 0
- Sector conviction
- 100
- Diversification
- 38
- Sizing Uniformity
- 84.54
Red Rocks Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.172 — mathematically equivalent to about 6 equally-sized positions, well below its 19 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 31% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim 527288104
-99.9% -$18.5M
Add BXUSD
-8.6% -$3.1M
Add BAM
+49.5% -$1.5M
Trim DHR
-39.1% -$16.6M
Trim ARCC
-46.4% -$11.8M
Add KKR
-12.1% -$6.9M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | Stock-Other | 25.78% | +4.79% | -8.55% | |
| 2 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 18.77% | +3.69% | +49.52% | |
| 3 | KKR | KKR & Co. Inc. | Stock-Financials | 17.34% | +1.93% | -12.08% | |
| 4 | CG | The Carlyle Group Inc. | Stock-Financials | 16.32% | -0.16% | -25.40% | |
| 5 | DHR | Danaher CORP | Stock-Healthcare | 8.94% | -2.46% | -39.11% | |
| 6 | ARES | Ares Management Corporation | Stock-Financials | 4.32% | +1.77% | +32.85% | |
| 7 | APO | Apollo Global Management, Inc. | Stock-Financials | 4.26% | +4.26% | NEW | |
| 8 | ARCC | Ares Capital CORP | Stock-Financials | 4.21% | -2.21% | -46.44% | |
| 9 | MIC2EUR | Macquarie Infrastructure Hol | Stock-Other | 0.01% | +0.01% | +161.83% | |
| 10 | BIP | Brookfield Infrastructure Partners L.P. | Stock-Utilities | 0.01% | +0.01% | +162.37% | |
| 11 | YUSD | Alleghany CORP | Stock-Other | 0.01% | +0.01% | NEW | |
| 12 | GSVCUSD | Gsv Capital CORP | Stock-Other | 0.01% | +0.01% | +161.74% | |
| 13 | OAK | Oaktree Capital Group LLC | Stock-Other | — | — | +161.00% | |
| 14 | SLRC | Slr Investment CORP | Stock-Other | — | — | +161.57% | |
| 15 | CODI | Compass Diversified Holdings | Stock-Other | — | — | +161.97% | |
| 16 | ✓ | Leucadia Natl CORP | Stock-Other | — | -4.90% | -99.94% | |
| 17 | APO | Apollo Global Management, Inc. | Stock-Financials | — | — | +161.70% | |
| 18 | ✓ | Fifth Str Sr Floatng Rate Co | Stock-Other | — | — | +161.87% | |
| 19 | TCRDUSD | First Eagle Alternative Capi | Stock-Other | — | — | +162.25% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
Red Rocks Capital LLC's most significant position changes for 2015-06-30: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BXUSD | Blackstone Group Lp/the | +4.8% | -8.55% | Trim |
| 2 | BAM | Brookfield Asset Management Ltd. | +3.7% | +49.52% | Add |
| 3 | KKR | KKR & Co. Inc. | +1.9% | -12.08% | Trim |
| 4 | ARES | Ares Management Corporation | +1.8% | +32.85% | Add |
| 5 | MIC2EUR | Macquarie Infrastructure Hol | 0% | +161.83% | Add |
| 6 | BIP | Brookfield Infrastructure Partners L.P. | 0% | +162.37% | Add |
| 7 | GSVCUSD | Gsv Capital CORP | 0% | +161.74% | Add |
| 8 | OAK | Oaktree Capital Group LLC | — | +161.00% | Add |
| 9 | CODI | Compass Diversified Holdings | — | +161.97% | Add |
| 10 | TCRDUSD | First Eagle Alternative Capi | — | +162.25% | Add |
| 11 | ✓ | Fifth Str Sr Floatng Rate Co | — | +161.87% | Add |
| 12 | SLRC | Slr Investment CORP | — | +161.57% | Add |
| 13 | APO | Apollo Global Management, Inc. | — | +161.70% | Add |
| 14 | CG | The Carlyle Group Inc. | -0.2% | -25.40% | Trim |
| 15 | ARCC | Ares Capital CORP | -2.2% | -46.44% | Trim |
| 16 | DHR | Danaher CORP | -2.5% | -39.11% | Trim |
| 17 | ✓ | Leucadia Natl CORP | -4.9% | -99.94% | Trim |
| 18 | ✓ | Apollo Global Mgmt LLC Cl | — | EXIT | Sold out |
| 19 | APO | Apollo Global Management, Inc. | — | NEW | New buy |
| 20 | YUSD | Alleghany CORP | — | NEW | New buy |
| 21 | ✓ | Alleghany Corp | — | EXIT | Sold out |
Filing History
FAQ
What is Red Rocks Capital LLC and what type of investor is it?
Red Rocks Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-06-30), the firm manages a tracked equity portfolio valued at approximately $295.6M, spread across 19 disclosed positions.
What are Red Rocks Capital LLC's largest equity positions?
Based on the latest 13F filing, Red Rocks Capital LLC's top holdings by market value are:
1. Blackstone Group Lp/the (BXUSD) — $76.2M (25.8%)
2. Brookfield Asset Management Ltd. (BAM) — $55.5M (18.8%)
3. KKR & Co. Inc. (KKR) — $51.3M (17.3%)
4. The Carlyle Group Inc. (CG) — $48.2M (16.3%)
5. Danaher CORP (DHR) — $26.4M (8.9%)
What changes did Red Rocks Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Red Rocks Capital LLC made 21 notable position adjustments: 2 new positions were initiated, 11 existing holdings were added to, 6 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Apollo Global Mgmt LLC Cl; New buy: Apollo Global Management, Inc. (APO); New buy: Alleghany CORP (YUSD); Sold out: Alleghany Corp; Trim: Leucadia Natl CORP — shares -99.94%
What sectors does Red Rocks Capital LLC focus on?
Red Rocks Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 70.7%
• Health Care: 29.3%
Investment Profile
Red Rocks Capital LLC's portfolio is concentrated and moderately active, with 70.7% of the portfolio concentrated in Financials.
It has added to its ARES position over the past two quarters (+$11.6M, now $12.8M), while trimming KKR over the same stretch (-$17.2M, still holding $51.3M).
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Developer Access
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