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Raven Rock Capital Management, LLC Historical SEC 13F Holdings & Archive (Q4 2015)
Raven Rock Capital Management, LLCCIK: 0001607618
High-turnover traderQuality / disciplined sizingConcentrated strategy
Total reported value
$5.4K
Reporting period: 2015-12-31 · Number of holdings: 5
RAVEN ROCK CAPITAL MANAGEMENT, LLC disclosed 5 holdings in its latest 13F filing for the period ending 2015-12-31, with total reported value of $5.4K and a quarterly turnover rate of 100.0%.
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Personality snowflake
- Concentration
- 90.67
- Portfolio Stability
- 100
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 10
- Sizing Uniformity
- 95.92
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd GECBLE 4.5 11-15-29
-39.7% -$1.2K
Add CSV 2.75 03-15-21
-43.8% -$875.0
Add ICON 1.5 03-15-18
-71.3% -$2.1K
Add BCOR 4.25 04-01-19
-68.8% -$1.7K
Add MHO 3.25 09-15-17
-82.1% -$3.6K
Sold out ASRT 2.5 09-01-21
Holdings Map
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GECBLE 4.5 11-15-29Bond | General Cable CORP | Bond | 33.81% | +25.90% | -39.67% | |
| 2 | CSV 2.75 03-15-21Bond | Carriage Services Inc | Bond | 21.02% | +15.75% | -43.75% | |
| 3 | ICON 1.5 03-15-18Bond | Iconix Brand Group Inc | Bond | 16.07% | +8.16% | -71.33% | |
| 4 | BCOR 4.25 04-01-19Bond | Blucora Inc | Bond | 14.57% | +7.98% | -68.80% | |
| 5 | MHO 3.25 09-15-17Bond | M/i Homes Inc | Bond | 14.53% | +3.08% | -82.09% |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2015 Q4 | 5 | $5.4K | 100 | 1GECBLE 4.5 11-15-292CSV 2.75 03-15-213ICON 1.5 03-15-18 | |
| 2015 Q3 | 14 | $37.9K | 49 | 1MHO 3.25 09-15-172ASRT 2.5 09-01-213ECPG 3 11-27-17 | |
| 2015 Q2 | 12 | $43.7K | 32 | 1ASCMA 4 07-15-202ECPG 3 11-27-173ASRT 2.5 09-01-21 | |
| 2015 Q1 | 11 | $38.9K | 62 | 1ECPG 3 11-27-172MHO 3.25 09-15-173ARAY 3.5 02-01-18 | |
| 2014 Q4 | 20 | $71.2K | 77 | 1ECPG 3 11-27-172ASCMA 4 07-15-203HPR 5 03-15-28 | |
| 2014 Q3 | 22 | $109.4K | 76 | 1MDVN 2.625 04-01-172ECPG 3 11-27-173NR 4 10-01-17 | |
| 2014 Q2 | 26 | $146.2K | 53 | 1TSLA 1.25 03-01-212G258613ECPG 3 11-27-17 | |
| 2014 Q1 | 27 | $164.4K | 0 | 1CKH 2.5 12-15-272TSLAEN 2.75 11-01-183TSLA 1.25 03-01-21 |
Holding changes this quarter
Raven Rock Capital Management, LLC's most significant position changes for 2015-12-31: Sold out: Assertio Therapeutics In (ASRT 2.5 09-01-21); Sold out: Encore Capital Group Inc (ECPG 3 11-27-17); Sold out: Ascent Capital Group Inc (ASCMA 4 07-15-20); Sold out: Accuray Inc (ARAY 3.5 02-01-18); Sold out: Exelixis Inc (EXEL 4.25 08-15-19).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | GECBLE 4.5 11-15-29Bond | General Cable CORP | +25.9% | -39.67% | Trim |
| 2 | CSV 2.75 03-15-21Bond | Carriage Services Inc | +15.8% | -43.75% | Trim |
| 3 | ICON 1.5 03-15-18Bond | Iconix Brand Group Inc | +8.2% | -71.33% | Trim |
| 4 | BCOR 4.25 04-01-19Bond | Blucora Inc | +8% | -68.80% | Trim |
| 5 | MHO 3.25 09-15-17Bond | M/i Homes Inc | +3.1% | -82.09% | Trim |
| 6 | ASRT 2.5 09-01-21Bond | Assertio Therapeutics In | — | EXIT | Sold out |
| 7 | ECPG 3 11-27-17Bond | Encore Capital Group Inc | — | EXIT | Sold out |
| 8 | ASCMA 4 07-15-20Bond | Ascent Capital Group Inc | — | EXIT | Sold out |
| 9 | ARAY 3.5 02-01-18Bond | Accuray Inc | — | EXIT | Sold out |
| 10 | EXEL 4.25 08-15-19Bond | Exelixis Inc | — | EXIT | Sold out |
| 11 | LGND 0.75 08-15-19Bond | Ligand Pharmaceuticals I | — | EXIT | Sold out |
| 12 | ENOC 2.25 08-15-19Bond | Enel X North America Inc | — | EXIT | Sold out |
| 13 | AMAG 2.5 02-15-19Bond | Amag Pharmaceuticals Inc | — | EXIT | Sold out |
| 14 | AFFX 4 07-01-19Bond | Affymetrix Inc | — | EXIT | Sold out |
Filing History
FAQ
What is Raven Rock Capital Management, LLC and what type of investor is it?
Raven Rock Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-12-31), the firm manages a tracked equity portfolio valued at approximately $5.4K, spread across 5 disclosed positions.
What are Raven Rock Capital Management, LLC's largest equity positions?
Based on the latest 13F filing, Raven Rock Capital Management, LLC's top holdings by market value are:
1. General Cable CORP (GECBLE 4.5 11-15-29) — $1.8K (33.8%)
2. Carriage Services Inc (CSV 2.75 03-15-21) — $1.1K (21.0%)
3. Iconix Brand Group Inc (ICON 1.5 03-15-18) — $860.0 (16.1%)
4. Blucora Inc (BCOR 4.25 04-01-19) — $780.0 (14.6%)
5. M/i Homes Inc (MHO 3.25 09-15-17) — $778.0 (14.5%)
What changes did Raven Rock Capital Management, LLC make in its most recent portfolio filing?
In the latest quarter, Raven Rock Capital Management, LLC took a more defensive posture — trimming 5 positions and completely exiting 9 holdings. The largest of these moves: Sold out: Assertio Therapeutics In (ASRT 2.5 09-01-21); Sold out: Encore Capital Group Inc (ECPG 3 11-27-17); Sold out: Ascent Capital Group Inc (ASCMA 4 07-15-20); Sold out: Accuray Inc (ARAY 3.5 02-01-18); Sold out: Exelixis Inc (EXEL 4.25 08-15-19)
What sectors does Raven Rock Capital Management, LLC focus on?
Raven Rock Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 100.0%
Investment Profile
Raven Rock Capital Management, LLC's portfolio is concentrated and fast-trading, with 100.0% of the portfolio concentrated in Consumer Discretionary.
Its concentration score has risen from 27 to 91 over the past 4 quarters — a shift toward higher-conviction positions.
It has trimmed its MHO 3.25 09-15-17 position for two straight quarters, cutting it by $4.3K while still holding $778.0.
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Developer Access
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REST API
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