RA
Ramsey Asset Management Historical SEC 13F Holdings & Archive (Q3 2016)
Ramsey Asset ManagementCIK: 0001173329
Sector-focusedMomentum followerQuality / disciplined sizing
Total reported value
$48.8M
Reporting period: 2016-09-30 · Number of holdings: 17
RAMSEY ASSET MANAGEMENT disclosed 17 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $48.8M and a quarterly turnover rate of 31.0%.
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Personality snowflake
- Concentration
- 33.89
- Portfolio Stability
- 31.02
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 34
- Sizing Uniformity
- 93.16
Ramsey Asset Management's disclosed holdings carry a Herfindahl concentration index of 0.085 — mathematically equivalent to about 12 equally-sized positions, close to its 17 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.68), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AAPL
0.0% $822.0K
Add SPB
0.0% $677.0K
Add BAC
0.0% $593.0K
Add HEDJ
0.0% $402.0K
Add 66704R803
+0.6% $528.0K
Add LAZ
0.0% $361.0K
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 13.80% | +1.45% | — | |
| 2 | SPB | Spectrum Brands Holdings, Inc. | Stock-Other | 11.06% | +1.86% | — | |
| 3 | AAPL | Apple Inc | Stock-Tech | 10.92% | +2.13% | — | |
| 4 | NVR | Nvr Inc | Stock-Consumer Disc | 10.25% | -0.34% | — | |
| 5 | ✓ | Capitol Acquisition CORP Iii | Stock-Other | 8.03% | +0.58% | — | |
| 6 | BAC | Bank Of America CORP | Stock-Financials | 7.99% | +1.55% | — | |
| 7 | ✓ | Northstar Realty Finance | Stock-Other | 7.88% | +1.42% | +0.62% | |
| 8 | ✓ | Yrc Worldwide Inc | Stock-Other | 6.38% | +0.33% | -28.36% | |
| 9 | SNR1USD | New Senior Investment Group | Stock-Other | 4.75% | +0.56% | -0.15% | |
| 10 | ORCL | Oracle CORP | Stock-Tech | 4.25% | +0.04% | — | |
| 11 | LAZ | Lazard, Inc. | Stock-Financials | 4.09% | +0.90% | — | |
| 12 | LIND | Lindblad Expeditions Holding | Stock-Other | 2.41% | -0.04% | — | |
| 13 | KEY | Keycorp | Stock-Financials | 2.30% | +0.32% | — | |
| 14 | LPX | Louisiana-pacific CORP | Stock-Industrials | 1.93% | +1.93% | NEW | |
| 15 | TOL | Toll Brothers Inc | Stock-Consumer Disc | 1.90% | +1.90% | NEW | |
| 16 | GU9 | Guess? Inc | Stock-Other | 1.81% | +1.81% | NEW | |
| 17 | ✓ | Lindblad Expeditions Hldgs I | Stock-Other | 0.26% | +0.01% | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2016 Q3 | 17 | $48.8M | 31 | ||
| 2016 Q2 | 19 | $51.3M | 13 | ||
| 2016 Q1 | 19 | $54.3M | 66 | ||
| 2015 Q4 | 30 | $77.0M | 46 | ||
| 2015 Q3 | 29 | $56.7M | 43 | ||
| 2015 Q2 | 36 | $78.0M | 28 | ||
| 2015 Q1 | 35 | $75.6M | 42 | ||
| 2014 Q4 | 39 | $81.2M | 29 | ||
| 2014 Q3 | 41 | $77.1M | 21 | ||
| 2014 Q2 | 45 | $79.7M | 12 | ||
| 2014 Q1 | 42 | $74.2M | 25 | ||
| 2013 Q4 | 44 | $70.3M | 29 | ||
| 2013 Q3 | 45 | $65.1M | 31 | ||
| 2013 Q2 | 43 | $66.4M | 0 | 187074u290341w346625h |
Holding changes this quarter
Ramsey Asset Management's most significant position changes for 2016-09-30: Sold out: Microsoft CORP (MSFT); Sold out: Pbf Energy Inc-class A (PBF); Sold out: ; Sold out: K12 Inc; Sold out: Adeptus Health Inc-class A (ADPTEUR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +2.1% | — | Unchanged |
| 2 | SPB | Spectrum Brands Holdings, Inc. | +1.9% | — | Unchanged |
| 3 | BAC | Bank Of America CORP | +1.6% | — | Unchanged |
| 4 | HEDJ | Wisdomtree Europe Hedged Equ | +1.5% | — | Unchanged |
| 5 | ✓ | Northstar Realty Finance | +1.4% | +0.62% | Add |
| 6 | LAZ | Lazard, Inc. | +0.9% | — | Unchanged |
| 7 | ✓ | Capitol Acquisition CORP Iii | +0.6% | — | Unchanged |
| 8 | SNR1USD | New Senior Investment Group | +0.6% | -0.15% | Trim |
| 9 | ✓ | Yrc Worldwide Inc | +0.3% | -28.36% | Trim |
| 10 | KEY | Keycorp | +0.3% | — | Unchanged |
| 11 | ORCL | Oracle CORP | 0% | — | Unchanged |
| 12 | ✓ | Lindblad Expeditions Hldgs I | 0% | — | Unchanged |
| 13 | LIND | Lindblad Expeditions Holding | 0% | — | Unchanged |
| 14 | NVR | Nvr Inc | -0.3% | — | Unchanged |
| 15 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 16 | PBF | Pbf Energy Inc-class A | — | EXIT | Sold out |
| 17 | ✓ | — | EXIT | Sold out | |
| 18 | ✓ | K12 Inc | — | EXIT | Sold out |
| 19 | ADPTEUR | Adeptus Health Inc-class A | — | EXIT | Sold out |
| 20 | LPX | Louisiana-pacific CORP | — | NEW | New buy |
| 21 | TOL | Toll Brothers Inc | — | NEW | New buy |
| 22 | GU9 | Guess? Inc | — | NEW | New buy |
Filing History
FAQ
What is Ramsey Asset Management and what type of investor is it?
Ramsey Asset Management is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $48.8M, spread across 17 disclosed positions.
What are Ramsey Asset Management's largest equity positions?
Based on the latest 13F filing, Ramsey Asset Management's top holdings by market value are:
1. Wisdomtree Europe Hedged Equ (HEDJ) — $6.7M (13.8%)
2. Spectrum Brands Holdings, Inc. (SPB) — $5.4M (11.1%)
3. Apple Inc (AAPL) — $5.3M (10.9%)
4. Nvr Inc (NVR) — $5.0M (10.3%)
5. Capitol Acquisition CORP Iii — $3.9M (8.0%)
What changes did Ramsey Asset Management make in its most recent portfolio filing?
In the latest reported quarter, Ramsey Asset Management made 11 notable position adjustments: 3 new positions were initiated, 1 existing holdings were added to, 2 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Microsoft CORP (MSFT); Sold out: Pbf Energy Inc-class A (PBF); Sold out: ; Sold out: K12 Inc; Sold out: Adeptus Health Inc-class A (ADPTEUR)
What sectors does Ramsey Asset Management focus on?
Ramsey Asset Management is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 65.5%
• Financials: 34.5%
Investment Profile
Ramsey Asset Management's portfolio is broadly diversified and moderately active, with 65.5% of the portfolio concentrated in Information Technology.
It has added to its NORTHSTAR REALTY FINANCE position over the past two quarters (+$1.1M, now $3.8M), while trimming LIND over the same stretch (-$123.0K, still holding $1.2M).
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