CIK: 0001424116
Total reported value
$252.0M
Reporting period: 2020-09-30 · Number of holdings: 72
Rainier Group Investment Advisory LLC disclosed 72 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $252.0M and a quarterly turnover rate of 10.3%.
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Rainier Group Investment Advisory LLC's disclosed holdings carry a Herfindahl concentration index of 0.285 — mathematically equivalent to about 4 equally-sized positions, well below its 72 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IVV
-2.4% $7.3M
Trim WORK
-4.3% -$1.2M
Add AAPL
+332.0% $2.4M
Trim HEFA
+1.6% $222.0K
Trim IWR
-4.6% $354.0K
Trim IEF
+3.4% $687.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 51.41% | -1.46% | -2.36% | |
| 2 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 8.37% | -0.45% | +3.41% | |
| 3 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 6.90% | -0.47% | -4.65% | |
| 4 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 6.57% | -0.49% | +1.56% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 3.83% | +0.02% | +6.20% | |
| 6 | AAPL | Apple INC | Stock-Tech | 3.56% | +0.73% | +332.04% | |
| 7 | WORK | Slack Technologies Inc- Cl A | Stock-Other | 2.36% | -0.75% | -4.33% | |
| 8 | VXF | Vanguard Extended Market ETF | ETF-Other | 1.82% | +0.15% | +8.15% | |
| 9 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.77% | +0.31% | +15.25% | |
| 10 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.10% | — | — | |
| 11 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.06% | +0.04% | -4.07% | |
| 12 | TSLA | Tesla INC | Stock-Consumer Disc | 0.69% | +0.32% | +405.25% | |
| 13 | HD | Home Depot INC | Stock-Consumer Disc | 0.58% | +0.06% | +9.12% | |
| 14 | IYC | Ishares US Consumer Discreti | ETF-Other | 0.55% | +0.03% | — | |
| 15 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.40% | — | -10.03% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.40% | +0.09% | +16.48% | |
| 17 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.38% | +0.03% | +2.11% | |
| 18 | MDU | Mdu Resources Group INC | Stock-Utilities | 0.37% | — | +0.04% | |
| 19 | V | Visa Inc-class A Shares | Stock-Financials | 0.32% | +0.04% | +19.36% | |
| 20 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.29% | +0.04% | +16.75% | |
| 21 | CSCO | Cisco Systems INC | Stock-Tech | 0.26% | -0.07% | +1.64% | |
| 22 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.25% | +0.05% | +8.09% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.25% | +0.06% | +35.02% | |
| 24 | VUG | Vanguard Growth ETF | ETF-Other | 0.25% | +0.06% | +22.56% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.24% | +0.11% | +76.06% | |
| 26 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.23% | — | -1.09% | |
| 27 | AMGN | Amgen INC | Stock-Healthcare | 0.23% | — | +12.08% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.22% | +0.05% | +36.25% | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.21% | +0.03% | +24.02% | |
| 30 | PCAR | Paccar INC | Stock-Industrials | 0.21% | — | +6.47% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.20% | +0.08% | +33.10% | |
| 32 | ADBE | Adobe INC | Stock-Tech | 0.20% | +0.04% | +21.68% | |
| 33 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.20% | +0.04% | +24.14% | |
| 34 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.18% | +0.06% | +52.94% | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.17% | +0.06% | +48.52% | |
| 36 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.17% | — | — | |
| 37 | VZ | Verizon Communications INC | Stock-Comm Services | 0.16% | +0.03% | +27.84% | |
| 38 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.16% | — | +26.76% | |
| 39 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.15% | +0.04% | +27.58% | |
| 40 | T | At&t INC | Stock-Comm Services | 0.15% | — | +20.48% | |
| 41 | WMT | Walmart INC | Stock-Consumer Staples | 0.15% | — | +20.47% | |
| 42 | LOW | Lowe's Cos INC | Stock-Consumer Disc | 0.14% | +0.04% | +19.58% | |
| 43 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.13% | +0.04% | +35.73% | |
| 44 | ABT | Abbott Laboratories | Stock-Healthcare | 0.13% | +0.13% | NEW | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.12% | — | +19.25% | |
| 46 | ACN | Accenture plc | Stock-Tech | 0.12% | — | +26.21% | |
| 47 | PFE | Pfizer INC | Stock-Healthcare | 0.12% | +0.12% | NEW | |
| 48 | ABBV | Abbvie INC | Stock-Healthcare | 0.12% | — | +16.56% | |
| 49 | HDV | Ishares Core High Dividend E | ETF-Other | 0.11% | — | — | |
| 50 | BA | Boeing Co/the | Stock-Industrials | 0.11% | — | -0.35% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-09-30 | 72 | $252.0M | 10 | |
| 2020-06-30 | 59 | $231.2M | 100 | |
| 2020-03-31 | 19 | $15.4M | 100 | |
| 2019-12-31 | 49 | $244.9M | 11 | |
| 2019-09-30 | 46 | $220.3M | 4 | |
| 2019-06-30 | 43 | $223.1M | 11 | |
| 2019-03-31 | 40 | $226.9M | 46 | |
| 2018-12-31 | 34 | $214.8M | 19 | |
| 2018-09-30 | 38 | $259.0M | 12 | |
| 2018-06-30 | 36 | $237.3M | 19 | |
| 2018-03-31 | 47 | $218.6M | 11 | |
| 2017-12-31 | 41 | $200.4M | 8 | |
| 2017-09-30 | 39 | $186.2M | 7 | |
| 2017-06-30 | 40 | $175.9M | 20 | |
| 2017-03-31 | 46 | $212.3M | 4 | |
| 2016-12-31 | 49 | $214.8M | 0 |
Rainier Group Investment Advisory LLC's most significant position changes for 2020-09-30: New buy: Abbott Laboratories (ABT); New buy: Pfizer INC (PFE); New buy: Mastercard INC - A (MA); New buy: Air Products & Chemicals INC (APD); New buy: Nextera Energy INC (NEE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.7% | +332.04% | Add |
| 2 | TSLA | Tesla INC | +0.3% | +405.25% | Add |
| 3 | AMZN | Amazon.com INC | +0.3% | +15.25% | Add |
| 4 | VXF | Vanguard Extended Market ETF | +0.2% | +8.15% | Add |
| 5 | META | Meta Platforms Inc-class A | +0.1% | +76.06% | Add |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +16.48% | Add |
| 7 | NVDA | Nvidia CORP | +0.1% | +33.10% | Add |
| 8 | HD | Home Depot INC | +0.1% | +9.12% | Add |
| 9 | PG | Procter & Gamble Co/the | +0.1% | +48.52% | Add |
| 10 | GOOGL | Alphabet Inc-cl A | +0.1% | +35.02% | Add |
| 11 | VUG | Vanguard Growth ETF | +0.1% | +22.56% | Add |
| 12 | GOOG | Alphabet Inc-cl C | +0.1% | +52.94% | Add |
| 13 | NKE | Nike INC -cl B | +0.1% | +8.09% | Add |
| 14 | JNJ | Johnson & Johnson | +0.1% | +36.25% | Add |
| 15 | COST | Costco Wholesale CORP | 0% | -4.07% | Trim |
| 16 | V | Visa Inc-class A Shares | 0% | +19.36% | Add |
| 17 | ADBE | Adobe INC | 0% | +21.68% | Add |
| 18 | KO | Coca-cola Co/the | 0% | +24.14% | Add |
| 19 | UNH | Unitedhealth Group INC | 0% | +16.75% | Add |
| 20 | MCD | Mcdonald's CORP | 0% | +27.58% | Add |
| 21 | CMCSA | Comcast Corp-class A | 0% | +35.73% | Add |
| 22 | LOW | Lowe's Cos INC | 0% | +19.58% | Add |
| 23 | IYC | Ishares US Consumer Discreti | 0% | — | Unchanged |
| 24 | SBUX | Starbucks CORP | 0% | +2.11% | Add |
| 25 | VZ | Verizon Communications INC | 0% | +27.84% | Add |
| 26 | JPM | Jpmorgan Chase & Co | 0% | +24.02% | Add |
| 27 | MSFT | Microsoft CORP | 0% | +6.20% | Add |
| 28 | CSCO | Cisco Systems INC | -0.1% | +1.64% | Add |
| 29 | IEF | Ishares 7-10 Year Treasury B | -0.5% | +3.41% | Add |
| 30 | IWR | Ishares Russell Mid-cap ETF | -0.5% | -4.65% | Trim |
| 31 | HEFA | Isha Curr Hedged Msci Eafe | -0.5% | +1.56% | Add |
| 32 | WORK | Slack Technologies Inc- Cl A | -0.8% | -4.33% | Trim |
| 33 | IVV | Ishares Core S&p 500 ETF | -1.5% | -2.36% | Trim |
| 34 | ABT | Abbott Laboratories | — | NEW | New buy |
| 35 | PFE | Pfizer INC | — | NEW | New buy |
| 36 | MA | Mastercard INC - A | — | NEW | New buy |
| 37 | APD | Air Products & Chemicals INC | — | NEW | New buy |
| 38 | NEE | Nextera Energy INC | — | NEW | New buy |
| 39 | TXN | Texas Instruments INC | — | NEW | New buy |
| 40 | MO | Altria Group INC | — | NEW | New buy |
| 41 | PEP | Pepsico INC | — | NEW | New buy |
| 42 | VLO | Valero Energy CORP | — | EXIT | Sold out |
| 43 | PYPL | Paypal Holdings INC | — | NEW | New buy |
| 44 | MDLZ | Mondelez International Inc-a | — | NEW | New buy |
| 45 | WM | Waste Management INC | — | NEW | New buy |
| 46 | CRM | Salesforce INC | — | NEW | New buy |
| 47 | SYY | Sysco CORP | — | NEW | New buy |
| 48 | BAC | Bank Of America CORP | — | NEW | New buy |
| 49 | RTX | Rtx CORP | — | EXIT | Sold out |
| 50 | CL | Colgate-palmolive Co | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-27 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-15 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-26 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-06-29 | Amendment | View on EDGAR |
| 2018-03-31 | 2018-05-16 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-15 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-15 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
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