QB
Qs Batterymarch Financial Management, Inc Historical SEC 13F Holdings & Archive (Q3 2014)
Qs Batterymarch Financial Management, IncCIK: 0000316471
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$3.8B
Reporting period: 2014-09-30 · Number of holdings: 900
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC disclosed 900 holdings in its latest 13F filing for the period ending 2014-09-30, with total reported value of $3.8B and a quarterly turnover rate of 23.2%.
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Personality snowflake
- Concentration
- 1.61
- Portfolio Stability
- 23.2
- Momentum
- 100
- Sector conviction
- 47.22
- Diversification
- 100
- Sizing Uniformity
- 83.77
Qs Batterymarch Financial Management, Inc's disclosed holdings carry a Herfindahl concentration index of 0.004 — mathematically equivalent to about 248 equally-sized positions, well below its 900 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AIG
+1093.6% $12.5M
Add AAPL
+1.8% $8.2M
Trim KIM
-97.8% -$11.1M
Trim G60754101
-97.6% -$10.3M
Add SWKS
+1986.1% $9.8M
Add BKR
+2317.4% $9.7M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 900 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 2.31% | +0.31% | +1.78% | |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 1.11% | -0.08% | -4.35% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.95% | — | — | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 0.90% | — | — | |
| 5 | HD | Home Depot Inc | Stock-Consumer Disc | 0.89% | +0.14% | -0.32% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.88% | -0.13% | -17.09% | |
| 7 | QCOM | Qualcomm Inc | Stock-Tech | 0.88% | -0.06% | -5.20% | |
| 8 | WFC | Wells Fargo & Co | Stock-Financials | 0.86% | -0.10% | -12.59% | |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.86% | — | — | |
| 10 | CSCO | Cisco Systems Inc | Stock-Tech | 0.85% | — | -4.44% | |
| 11 | CVS | Cvs Health CORP | Stock-Healthcare | 0.85% | — | — | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 0.85% | — | +0.02% | |
| 13 | BA | Boeing Co/the | Stock-Industrials | 0.82% | — | -1.13% | |
| 14 | HN9 | Hanesbrands Inc | Stock-Other | 0.82% | — | -4.96% | |
| 15 | UNP | Union Pacific CORP | Stock-Industrials | 0.76% | — | — | |
| 16 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.75% | — | — | |
| 17 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.73% | — | — | |
| 18 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.72% | — | -3.12% | |
| 19 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.70% | +0.18% | — | |
| 20 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | +0.13% | +0.03% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.65% | — | -0.66% | |
| 22 | ORCL | Oracle CORP | Stock-Tech | 0.64% | — | — | |
| 23 | C | Citigroup Inc | Stock-Financials | 0.63% | — | — | |
| 24 | PSX | Phillips 66 | Stock-Energy | 0.63% | — | -0.10% | |
| 25 | PFE | Pfizer Inc | Stock-Healthcare | 0.61% | — | -7.02% | |
| 26 | AMGN | Amgen Inc | Stock-Healthcare | 0.56% | — | -4.29% | |
| 27 | DFSEUR | Discover Financial Services | Stock-Other | 0.55% | — | — | |
| 28 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.55% | — | -16.37% | |
| 29 | PPG | Ppg Industries Inc | Stock-Materials | 0.55% | — | — | |
| 30 | BAC | Bank Of America CORP | Stock-Financials | 0.55% | — | — | |
| 31 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.53% | — | +1.13% | |
| 32 | BIIB | Biogen Inc | Stock-Healthcare | 0.53% | +0.15% | +25.88% | |
| 33 | ✓ | Brocade Communications Sys I | Stock-Other | 0.52% | — | -2.25% | |
| 34 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.52% | — | +2.04% | |
| 35 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.51% | — | +0.04% | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.51% | — | +3.43% | |
| 37 | V | Visa Inc-class A Shares | Stock-Financials | 0.50% | — | — | |
| 38 | ALL | Allstate CORP | Stock-Financials | 0.50% | — | — | |
| 39 | ALXN | Alexion Pharmaceuticals Inc | Stock-Other | 0.50% | — | — | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.50% | — | -0.19% | |
| 41 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.50% | — | — | |
| 42 | ✓ | Time Warner Cable Inc | Stock-Other | 0.49% | — | — | |
| 43 | HON | Honeywell International Inc | Stock-Industrials | 0.49% | — | — | |
| 44 | T | At&t Inc | Stock-Comm Services | 0.49% | — | -8.39% | |
| 45 | M | Macy's, Inc. | Stock-Consumer Disc | 0.48% | — | — | |
| 46 | MA | Mastercard Inc - A | Stock-Financials | 0.47% | — | -3.07% | |
| 47 | EOG | Eog Resources Inc | Stock-Energy | 0.47% | — | — | |
| 48 | TRV | Travelers Cos Inc/the | Stock-Financials | 0.46% | — | — | |
| 49 | TWXCHF | Time Warner Inc | Stock-Other | 0.46% | — | — | |
| 50 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.46% | — | — |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Qs Batterymarch Financial Management, Inc's most significant position changes for 2014-09-30: New buy: Illinois Tool Works (ITW); New buy: Alcoa Corporation (AA); Sold out: Questcor Pharmaceuticals Inc Com; New buy: Delta Air Lines Inc (DAL); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AIG | American International Group | +0.3% | +1093.57% | Add |
| 2 | AAPL | Apple Inc | +0.3% | +1.78% | Add |
| 3 | SWKS | Skyworks Solutions Inc | +0.3% | +1986.05% | Add |
| 4 | BKR | Baker Hughes Company | +0.3% | +2317.35% | Add |
| 5 | GILD | Gilead Sciences Inc | +0.2% | — | Unchanged |
| 6 | BIIB | Biogen Inc | +0.2% | +25.88% | Add |
| 7 | HD | Home Depot Inc | +0.1% | -0.32% | Trim |
| 8 | ✓ | Allergan Inc | +0.1% | +670.75% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.1% | +0.03% | Add |
| 10 | BNS | Bank Of Nova Scotia | +0.1% | +27035.71% | Add |
| 11 | USX1 | United States Steel CORP | +0.1% | +1026.07% | Add |
| 12 | PBYI | Puma Biotechnology Inc | +0.1% | -11.30% | Trim |
| 13 | ARCB | Arcbest CORP | +0.1% | +429.79% | Add |
| 14 | AL | Air Lease CORP | +0.1% | +1789.55% | Add |
| 15 | QCOM | Qualcomm Inc | -0.1% | -5.20% | Trim |
| 16 | NKE | Nike Inc -cl B | -0.1% | -30.59% | Trim |
| 17 | XOM | Exxon Mobil CORP | -0.1% | -4.35% | Trim |
| 18 | WFC | Wells Fargo & Co | -0.1% | -12.59% | Trim |
| 19 | PRAA | PRA Group, Inc. | -0.1% | -59.97% | Trim |
| 20 | CMCSA | Comcast Corp-class A | -0.1% | -17.09% | Trim |
| 21 | RKLB | Rocket Lab Corporation | -0.1% | +31.50% | Add |
| 22 | ✓ | Tesoro CORP | -0.1% | -96.23% | Trim |
| 23 | ✓ | Exterran Hldgs Inc Com | -0.1% | -99.34% | Trim |
| 24 | CB | Chubb Limited | -0.1% | -94.08% | Trim |
| 25 | EG | Everest Group, Ltd. | -0.2% | -94.25% | Trim |
| 26 | DFIN | Donnelley Financial Solutions, Inc. | -0.2% | -94.79% | Trim |
| 27 | WBS | Webster Financial CORP | -0.2% | -98.28% | Trim |
| 28 | DDS | Dillards Inc-cl A | -0.2% | -39.76% | Trim |
| 29 | LYV | Live Nation Entertainment In | -0.2% | -97.91% | Trim |
| 30 | ✓ | Michael Kors Hldgs LTD | -0.3% | -97.56% | Trim |
| 31 | KIM | Kimco Realty CORP | -0.3% | -97.76% | Trim |
| 32 | ITW | Illinois Tool Works | — | NEW | New buy |
| 33 | AA | Alcoa Corporation | — | NEW | New buy |
| 34 | ✓ | Questcor Pharmaceuticals Inc Com | — | EXIT | Sold out |
| 35 | DAL | Delta Air Lines Inc | — | NEW | New buy |
| 36 | ✓ | — | EXIT | Sold out | |
| 37 | STNE | StoneCo Ltd. | — | EXIT | Sold out |
| 38 | DISH | Dish Network Corp-a | — | NEW | New buy |
| 39 | FTI | TechnipFMC plc | — | NEW | New buy |
| 40 | ✓ | Esterline Technologies CORP | — | EXIT | Sold out |
| 41 | CLSEUR | Celestica Inc | — | EXIT | Sold out |
| 42 | FNF | Fidelity National Financial | — | NEW | New buy |
| 43 | ✓ | Athlon Energy Inc | — | NEW | New buy |
| 44 | HFCUSD | Hollyfrontier CORP | — | EXIT | Sold out |
| 45 | CW | Curtiss-wright CORP | — | EXIT | Sold out |
| 46 | VRSK | Verisk Analytics, Inc. | — | NEW | New buy |
| 47 | DCH | Dauch Corporation | — | NEW | New buy |
| 48 | ✓ | Cumulus Media Inc | — | EXIT | Sold out |
| 49 | WT | Wisdomtree Inc | — | EXIT | Sold out |
| 50 | ✓ | Energy Xxi (bermuda) LTD | — | EXIT | Sold out |
Filing History
FAQ
What is Qs Batterymarch Financial Management, Inc and what type of investor is it?
Qs Batterymarch Financial Management, Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2014-09-30), the firm manages a tracked equity portfolio valued at approximately $3.8B, spread across 900 disclosed positions.
What are Qs Batterymarch Financial Management, Inc's largest equity positions?
Based on the latest 13F filing, Qs Batterymarch Financial Management, Inc's top holdings by market value are:
1. Apple Inc (AAPL) — $87.2M (2.3%)
2. Exxon Mobil CORP (XOM) — $41.9M (1.1%)
3. Jpmorgan Chase & Co (JPM) — $36.1M (0.9%)
4. Microsoft CORP (MSFT) — $34.2M (0.9%)
5. Home Depot Inc (HD) — $33.6M (0.9%)
What changes did Qs Batterymarch Financial Management, Inc make in its most recent portfolio filing?
In the latest reported quarter, Qs Batterymarch Financial Management, Inc made 49 notable position adjustments: 9 new positions were initiated, 12 existing holdings were added to, 18 positions were partially reduced, and 10 were completely exited. The largest of these moves: New buy: Illinois Tool Works (ITW); New buy: Alcoa Corporation (AA); Sold out: Questcor Pharmaceuticals Inc Com; New buy: Delta Air Lines Inc (DAL); Sold out:
What sectors does Qs Batterymarch Financial Management, Inc focus on?
Qs Batterymarch Financial Management, Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 23.4%
• Health Care: 21.8%
• Financials: 14.8%
• Communication Services: 10.4%
• Energy: 9.3%
• Industrials: 8.2%
Investment Profile
Qs Batterymarch Financial Management, Inc's portfolio is broadly diversified and moderately active.
Its turnover score has fallen from 42 to 23 over the past 4 quarters — a shift toward longer holding periods.
It has added to its META position over the past two quarters (+$10.6M, now $26.2M), while trimming EG over the same stretch (-$19.9M, still holding $391.0K).
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