PF
Prosperity Financial Group, Inc. 13F Filings & Institutional Holdings (Q2 2026)
Prosperity Financial Group, Inc.CIK: 0001991334
Diversified strategyMomentum followerSector-focused
Total reported value
$322.6M
Reporting period: 2026-06-30 · Number of holdings: 184
Prosperity Financial Group, Inc. disclosed 184 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $322.6M and a quarterly turnover rate of 33.2%.
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Personality snowflake
- Concentration
- 6.23
- Portfolio Stability
- 33.19
- Momentum
- 100
- Sector conviction
- 89.43
- Diversification
- 100
- Sizing Uniformity
- 86.31
Prosperity Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 64 equally-sized positions, well below its 184 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 44% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim QCOC
-94.5% -$4.5M
New buy ALAI
New buy QMMY
New buy AMAX
Sold out UTES
New buy AVXC
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 6.65% | -0.28% | +0.41% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.72% | -0.55% | -9.43% | |
| 3 | AIRR | First Trust Rba American Ind | ETF-Other | 2.66% | +0.79% | +40.90% | |
| 4 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.52% | +0.23% | +5.50% | |
| 5 | ISPY | Proshares S&p High Incom ETF | ETF-Other | 2.32% | -0.09% | +3.38% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.29% | -0.40% | +0.42% | |
| 7 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 2.11% | -0.19% | -0.39% | |
| 8 | PJFG | Pgim Jennison Focused Growth | ETF-Other | 1.87% | +0.03% | +1.41% | |
| 9 | AMD | Advanced Micro Devices | Stock-Tech | 1.78% | +1.05% | +2.15% | |
| 10 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-Other | 1.77% | +0.03% | +7.29% | |
| 11 | ALAI | Alger Ai Enable & Adopt ETF | ETF-Other | 1.63% | +1.63% | NEW | |
| 12 | MFSG | Mfs Active Growth | ETF-Other | 1.62% | +0.01% | +1.33% | |
| 13 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 1.61% | -0.02% | +4.33% | |
| 14 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.61% | -0.04% | +1.59% | |
| 15 | QMMY | Ft Ndq100 Mod Buff ETF - May | ETF-Other | 1.57% | +1.57% | NEW | |
| 16 | MISL | First Trust Indxx Aero & Def | ETF-Other | 1.50% | -0.24% | +0.51% | |
| 17 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 1.47% | -0.01% | +3.10% | |
| 18 | PTRB | Pgim Total Return Bond ETF | ETF-Other | 1.41% | -0.24% | +1.88% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.40% | -0.09% | +0.26% | |
| 20 | AMAX | Adaptive Hedged Multi-asset | ETF-Other | 1.39% | +1.39% | NEW | |
| 21 | PGRO | Putnam Focused Lrg Cap Grow | ETF-Other | 1.36% | +0.03% | +2.71% | |
| 22 | GROZ | Zacks Focus Growth ETF | ETF-Other | 1.29% | -0.01% | +2.19% | |
| 23 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.24% | -0.03% | +2.61% | |
| 24 | LQTI | Ft Vest Invst Grd Trgt I ETF | ETF-Other | 1.22% | -0.09% | +12.53% | |
| 25 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 1.18% | +0.17% | +25.18% | |
| 26 | AVXC | Avantis Emg Mkt Ex China ETF | ETF-Emerging Markets | 1.16% | +1.16% | NEW | |
| 27 | TDIV | Ft Nasdaq Tech Dvd Index Fd | ETF-Tech | 1.16% | +0.04% | +0.72% | |
| 28 | AVGO | Broadcom Inc | Stock-Tech | 1.12% | +0.08% | +5.83% | |
| 29 | CGIC | Cap Group Intl Core Eq | ETF-Other | 1.04% | -0.05% | +4.24% | |
| 30 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.01% | -0.22% | +4.04% | |
| 31 | CAT | Caterpillar Inc | Stock-Industrials | 0.99% | +0.18% | -3.06% | |
| 32 | FDG | American Century Focused Dyn | ETF-Other | 0.99% | +0.43% | +81.05% | |
| 33 | CRTC | Xtrackers US Ntl Critic Tech | ETF-Tech | 0.98% | -0.07% | +1.09% | |
| 34 | PAVE | Global X US Infrastructure | ETF-Other | 0.98% | -0.06% | -3.38% | |
| 35 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.92% | -0.07% | +12.66% | |
| 36 | KLAC | Kla CORP | Stock-Tech | 0.91% | +0.38% | +896.73% | |
| 37 | ABBV | Abbvie Inc | Stock-Healthcare | 0.89% | -0.04% | -0.62% | |
| 38 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.89% | -0.43% | +0.08% | |
| 39 | SNDK | Sandisk CORP | Stock-Tech | 0.84% | +0.16% | -58.77% | |
| 40 | LRCX | Lam Research CORP | Stock-Tech | 0.82% | +0.34% | +0.15% | |
| 41 | SCIO | Ft Struct Credit Inc Opp ETF | ETF-Other | 0.79% | +0.28% | +84.64% | |
| 42 | SMIZ | Zacks Small/mid Cap ETF | ETF-Other | 0.72% | +0.02% | +1.05% | |
| 43 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 0.69% | -0.04% | +1.37% | |
| 44 | DTCR | Global X Data Center & Digit | ETF-Other | 0.65% | +0.03% | -1.05% | |
| 45 | SHLD | Global X Defense Tech ETF | ETF-Tech | 0.64% | -0.23% | +4.20% | |
| 46 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.62% | -0.03% | -0.33% | |
| 47 | PWR | Quanta Services Inc | Stock-Industrials | 0.61% | +0.08% | +4.70% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.59% | +0.06% | +2.97% | |
| 49 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.59% | -0.01% | +3.09% | |
| 50 | BUFZ | Ft Vest Laddered Moderate Bu | ETF-Other | 0.55% | -0.14% | -11.35% |
1–50 of 184
Portfolio Performance
Performance for Q3 2026
+0.5%
Performance Last 4 Quarters
+29.8%
- Stdev
- +13.9%
- Beta
- +1.03
- Alpha
- +1.2%
- Max Drawdown
- -7.9%
- Annualized Perf
- +22.9%
- Batting Avg vs S&P
- +52.8%
- Sortino
- +3.71
- Stutzer
- +0.47
- Treynor
- +0.21
- Sterling
- +1.48
- Calmar
- +2.92
- Information Ratio
- +0.41
- Tracking Error
- +4.2%
- Stdev Down
- +5.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +42.4%
- Worst 12 Months
- +6.7%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.56
- Stdev Sectors
- +13.7%
- Skewness
- +0.47
- Kurtosis
- +0.45
- Upside Potential
- +5.37
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 184 | $322.6M | 33 | ||
| 2026 Q1 | 186 | $270.8M | 22 | ||
| 2025 Q4 | 184 | $277.9M | 29 | ||
| 2025 Q3 | 185 | $273.5M | 37 | ||
| 2025 Q2 | 164 | $235.5M | 0 | ||
| 2025 Q1 | 166 | $200.9M | 0 | ||
| 2024 Q4 | 174 | $200.9M | 0 | ||
| 2024 Q3 | 157 | $178.6M | 0 | ||
| 2024 Q2 | 142 | $158.5M | 0 | ||
| 2024 Q1 | 146 | $161.9M | 0 | ||
| 2023 Q4 | 132 | $144.1M | 0 | ||
| 2023 Q3 | 116 | $121.1M | 0 | ||
| 2023 Q2 | 130 | $113.6M | 0 | ||
| 2023 Q1 | 102 | $98.8M | 0 | ||
| 2022 Q4 | 88 | $92.7M | 0 |
Holding changes this quarter
Prosperity Financial Group, Inc.'s most significant position changes for 2026-06-30: New buy: Alger Ai Enable & Adopt ETF (ALAI); New buy: Ft Ndq100 Mod Buff ETF - May (QMMY); New buy: Adaptive Hedged Multi-asset (AMAX); New buy: Avantis Emg Mkt Ex China ETF (AVXC); Sold out: Virtus Reaves Utilities ETF (UTES).
Showing top 200 changes by size (of 203 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ALAI | Alger Ai Enable & Adopt ETF | +1.6% | NEW | New buy |
| 2 | QMMY | Ft Ndq100 Mod Buff ETF - May | +1.6% | NEW | New buy |
| 3 | AMAX | Adaptive Hedged Multi-asset | +1.4% | NEW | New buy |
| 4 | AVXC | Avantis Emg Mkt Ex China ETF | +1.2% | NEW | New buy |
| 5 | AMD | Advanced Micro Devices | +1.1% | +2.15% | Add |
| 6 | AIRR | First Trust Rba American Ind | +0.8% | +40.90% | Add |
| 7 | ACYN | Ft Lad Autocall Bar Inc ETF | +0.4% | +464.57% | Add |
| 8 | FDG | American Century Focused Dyn | +0.4% | +81.05% | Add |
| 9 | JAAA | Janus Henderson Aaa Clo ETF | +0.4% | +401.75% | Add |
| 10 | KLAC | Kla CORP | +0.4% | +896.73% | Add |
| 11 | ROST | Ross Stores Inc | +0.4% | +525.77% | Add |
| 12 | LRCX | Lam Research CORP | +0.3% | +0.15% | Add |
| 13 | SCIO | Ft Struct Credit Inc Opp ETF | +0.3% | +84.64% | Add |
| 14 | GOOGL | Alphabet Inc-cl A | +0.2% | +5.50% | Add |
| 15 | CAT | Caterpillar Inc | +0.2% | -3.06% | Trim |
| 16 | INTC | Intel CORP | +0.2% | NEW | New buy |
| 17 | GPIX | Gldm SA S&p 500 Pr In Etf-us | +0.2% | +25.18% | Add |
| 18 | MU | Micron Technology Inc | +0.2% | NEW | New buy |
| 19 | QCOM | Qualcomm Inc | +0.2% | NEW | New buy |
| 20 | SNDK | Sandisk CORP | +0.2% | -58.77% | Trim |
| 21 | DE | Deere & Co | +0.1% | +58.12% | Add |
| 22 | GBIL | Goldman Sachs Access Treasur | +0.1% | +145.08% | Add |
| 23 | STRL | Sterling Infrastructure Inc | +0.1% | +12.73% | Add |
| 24 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | NEW | New buy |
| 25 | RDVY | First Trust Rising Dividend | +0.1% | +31.68% | Add |
| 26 | ASML | ASML Holding N.V. | +0.1% | NEW | New buy |
| 27 | USRT | Ishares Core US Reit ETF | +0.1% | NEW | New buy |
| 28 | AMAT | Applied Materials Inc | +0.1% | NEW | New buy |
| 29 | AVGO | Broadcom Inc | +0.1% | +5.83% | Add |
| 30 | PWR | Quanta Services Inc | +0.1% | +4.70% | Add |
| 31 | VIK | Viking Holdings Ltd | +0.1% | -0.85% | Trim |
| 32 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | -1.06% | Trim |
| 33 | UNH | Unitedhealth Group Inc | +0.1% | +0.64% | Add |
| 34 | COHR | Coherent CORP | +0.1% | +0.64% | Add |
| 35 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | NEW | New buy |
| 36 | GE | General Electric | +0.1% | NEW | New buy |
| 37 | IESC | Ies Holdings Inc | +0.1% | NEW | New buy |
| 38 | JHML | John Hancock Multi Fact Lrg | +0.1% | NEW | New buy |
| 39 | DIA | Ss Spdr Dow Jones Indus Avg | +0.1% | NEW | New buy |
| 40 | LLY | Eli Lilly & Co | +0.1% | +2.97% | Add |
| 41 | ROK | Rockwell Automation Inc | +0.1% | +0.21% | Add |
| 42 | CNEQ | Alger Concentrated Eqty ETF | +0.1% | +34.55% | Add |
| 43 | FIX | Comfort Systems USA Inc | +0.1% | +20.00% | Add |
| 44 | TDIV | Ft Nasdaq Tech Dvd Index Fd | 0% | +0.72% | Add |
| 45 | MPWR | Monolithic Power Systems Inc | 0% | +3.29% | Add |
| 46 | SHOP | Shopify Inc - Class A | 0% | +77.17% | Add |
| 47 | PJFG | Pgim Jennison Focused Growth | 0% | +1.41% | Add |
| 48 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | 0% | +7.29% | Add |
| 49 | PGRO | Putnam Focused Lrg Cap Grow | 0% | +2.71% | Add |
| 50 | DTCR | Global X Data Center & Digit | 0% | -1.05% | Trim |
1–50 of 200
Filing History
FAQ
What is Prosperity Financial Group, Inc. and what type of investor is it?
Prosperity Financial Group, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $322.6M, spread across 184 disclosed positions.
What are Prosperity Financial Group, Inc.'s largest equity positions?
Based on the latest 13F filing, Prosperity Financial Group, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $21.5M (6.7%)
2. Nvidia CORP (NVDA) — $12.0M (3.7%)
3. First Trust Rba American Ind (AIRR) — $8.6M (2.7%)
4. Alphabet Inc-cl A (GOOGL) — $8.1M (2.5%)
5. Proshares S&p High Incom ETF (ISPY) — $7.5M (2.3%)
What changes did Prosperity Financial Group, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Prosperity Financial Group, Inc. made 192 notable position adjustments: 17 new positions were initiated, 114 existing holdings were added to, 42 positions were partially reduced, and 19 were completely exited. The largest of these moves: New buy: Alger Ai Enable & Adopt ETF (ALAI); New buy: Ft Ndq100 Mod Buff ETF - May (QMMY); New buy: Adaptive Hedged Multi-asset (AMAX); New buy: Avantis Emg Mkt Ex China ETF (AVXC); Sold out: Virtus Reaves Utilities ETF (UTES)
What sectors does Prosperity Financial Group, Inc. focus on?
Prosperity Financial Group, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.5%
• Consumer Discretionary: 12.2%
• Industrials: 11.2%
• Communication Services: 9.0%
• Health Care: 5.8%
• Financials: 5.5%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Prosperity Financial Group, Inc. returned an annualized 22.9% over the trailing 36 months — outperforming the S&P 500 by 1.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.03 (roughly in line with the market) and a 53% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 50.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 33 over the past 4 quarters — a shift toward more active trading.
It has added to its AAPL position over the past two quarters (+$4.4M, now $21.5M), while trimming QCOC over the same stretch (-$6.1M, still holding $283.2K).
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Developer Access
Access Prosperity Financial Group, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/prosperity-financial-group-incCLI
npx alphasmo institutions get prosperity-financial-group-inc