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CIK: 0001541625
Total reported value
$6.9B
$6.9B
1417 檔
10.1%
At the close of Q1 2026, Prospera Financial Services Inc disclosed equity holdings valued at approximately $6.9B, spread across 1417 reported holdings.
Prospera Financial Services Inc executed strategic sector rebalancing during Q1 2026, establishing 15 new positions while fully exiting 8 holdings and trimming 82 positions.
Showing top 200 holdings (of 1417 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 3.51% | +0.04% | +1.67% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.15% | +0.24% | -4.00% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.74% | -0.13% | +6.18% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.52% | +0.05% | +6.71% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.33% | +0.09% | -0.29% | |
| 6 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.30% | +0.11% | -9.17% | |
| 7 | RDVY | First Trust Rising Dividend | ETF-Other | 1.29% | +0.01% | +5.13% | |
| 8 | XOM | Exxon Mobil CORP | Stock-Energy | 1.13% | -0.32% | -0.96% | |
| 9 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.10% | -0.01% | -0.54% | |
| 10 | HON | Honeywell International Inc | Stock-Industrials | 1.10% | -1.10% | EXIT | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.09% | +0.15% | -4.94% | |
| 12 | CAT | Caterpillar Inc | Stock-Industrials | 1.09% | +0.42% | +7.91% | |
| 13 | AVGO | Broadcom Inc | Stock-Tech | 1.09% | +0.05% | +3.83% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.08% | -0.13% | -9.52% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.98% | +0.10% | -5.57% | |
| 16 | CGGR | Cap Group Growth Equity | ETF-Other | 0.93% | +0.03% | +10.16% | |
| 17 | WMT | Walmart Inc | Stock-Consumer Staples | 0.86% | -0.14% | -1.12% | |
| 18 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.84% | +0.07% | -0.66% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.80% | -0.08% | +12.14% | |
| 20 | CGDV | Cap Group Dividend Value | ETF-Other | 0.80% | +0.09% | +4.23% | |
| 21 | NFLX | Netflix Inc | Stock-Comm Services | 0.75% | -0.26% | +67.46% | |
| 22 | GLD | Spdr Gold Shares | ETF-Commodities | 0.72% | -0.19% | -6.29% | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.71% | +0.11% | -11.55% | |
| 24 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.69% | -0.04% | +89.73% | |
| 25 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.62% | -0.03% | -2.36% | |
| 26 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.61% | +0.05% | -10.79% | |
| 27 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.58% | -0.06% | -1.89% | |
| 28 | EPD | Enterprise Products Partners | Stock-Energy | 0.57% | -0.07% | -2.71% | |
| 29 | MU | Micron Technology Inc | Stock-Tech | 0.56% | +0.26% | +0.30% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.55% | +0.02% | +5.87% | |
| 31 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.54% | -0.04% | +14.45% | |
| 32 | PSLV | Sprott Physical Silver Trust | Stock-Other | 0.53% | -0.16% | -11.96% | |
| 33 | VUG | Vanguard Growth ETF | ETF-Other | 0.50% | — | -4.03% | |
| 34 | CVX | Chevron CORP | Stock-Energy | 0.50% | -0.15% | -1.93% | |
| 35 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.47% | -0.14% | -12.37% | |
| 36 | FVD | First Trust Value Line Dvd | ETF-Other | 0.47% | -0.05% | -1.93% | |
| 37 | V | Visa Inc-class A Shares | Stock-Financials | 0.46% | +0.01% | +3.08% | |
| 38 | BX | Blackstone Inc | Stock-Financials | 0.46% | -0.03% | +4.88% | |
| 39 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 0.46% | -0.10% | -10.87% | |
| 40 | VTV | Vanguard Value ETF | ETF-Other | 0.43% | — | +5.07% | |
| 41 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.43% | -0.06% | -1.60% | |
| 42 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.43% | -0.05% | +23.50% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.42% | -0.07% | -1.89% | |
| 44 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.42% | -0.07% | +1.01% | |
| 45 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 0.42% | -0.13% | +16.02% | |
| 46 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.41% | -0.12% | +3.82% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.41% | +0.04% | -11.11% | |
| 48 | ADI | Analog Devices Inc | Stock-Tech | 0.40% | +0.06% | +68.97% | |
| 49 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.40% | -0.18% | -9.33% | |
| 50 | AMAT | Applied Materials Inc | Stock-Tech | 0.40% | +0.34% | +35.28% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | +0.4% | +89.73% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.3% | -0.96% | Trim |
| 3 | NFLX | Netflix Inc | +0.3% | +67.46% | Add |
| 4 | CAT | Caterpillar Inc | +0.3% | +7.91% | Add |
| 5 | IEZ | Ishares U.s. Oil Equipment & | +0.2% | +502.96% | Add |
| 6 | ADI | Analog Devices Inc | +0.2% | +68.97% | Add |
| 7 | SOXX | Ishares Semiconductor ETF | +0.2% | +786.48% | Add |
| 8 | WDC | Western Digital CORP | +0.2% | +121.74% | Add |
| 9 | AMAT | Applied Materials Inc | +0.2% | +35.28% | Add |
| 10 | GSG | Ishares S&p Gsci Commodity I | +0.2% | +453.48% | Add |
| 11 | ROST | Ross Stores Inc | +0.2% | +2665.09% | Add |
| 12 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +111.77% | Add |
| 13 | HON | Honeywell International Inc | +0.1% | +0.04% | Add |
| 14 | LRCX | Lam Research CORP | +0.1% | +42.02% | Add |
| 15 | CVX | Chevron CORP | +0.1% | -1.93% | Trim |
| 16 | JPST | Jpmorgan Ultra-short Income | +0.1% | +76.99% | Add |
| 17 | ASML | ASML Holding N.V. | +0.1% | +93.60% | Add |
| 18 | STX | Seagate Technology Holdings plc | +0.1% | +584.35% | Add |
| 19 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | +822.43% | Add |
| 20 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | +361.27% | Add |
| 21 | GEV | GE Vernova Inc | +0.1% | +139.73% | Add |
| 22 | XLE | Ss Energy Select Sector | +0.1% | +103.82% | Add |
| 23 | TPL | Texas Pacific Land CORP | +0.1% | +48.20% | Add |
| 24 | ILDR | First Trust Innovation Leade | +0.1% | +462.67% | Add |
| 25 | IJJ | Ishares S&p Mid-cap 400 Valu | +0.1% | +589.85% | Add |
| 26 | MU | Micron Technology Inc | +0.1% | +0.30% | Add |
| 27 | WBD | Warner Bros Discovery Inc | +0.1% | +46.64% | Add |
| 28 | GLW | Corning Inc | +0.1% | +0.69% | Add |
| 29 | IFV | First Trust Dw Focus 5 Intl | +0.1% | +209.37% | Add |
| 30 | SDVY | First Trust Smid Cap Rising | +0.1% | +14.45% | Add |
| 31 | LMBS | First Trust Low Duration Opp | +0.1% | +23.50% | Add |
| 32 | CMI | Cummins Inc | +0.1% | +198.52% | Add |
| 33 | ROKU | Roku Inc | +0.1% | +134.72% | Add |
| 34 | IEMG | Ishares Core Msci Emerging | +0.1% | +109.51% | Add |
| 35 | WMT | Walmart Inc | +0.1% | -1.12% | Trim |
| 36 | EPD | Enterprise Products Partners | +0.1% | -2.71% | Trim |
| 37 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +29.10% | Add |
| 38 | FIX | Comfort Systems USA Inc | +0.1% | +697.95% | Add |
| 39 | SLB | Slb LTD | +0.1% | +240.20% | Add |
| 40 | MGC | Vanguard Mega Cap ETF | +0.1% | +130.74% | Add |
| 41 | IOO | Ishares Global 100 ETF | +0.1% | +1031.08% | Add |
| 42 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +747.34% | Add |
| 43 | AVDV | Avantis Intl S/c Value ETF | +0.1% | +637.68% | Add |
| 44 | COP | Conocophillips | +0.1% | -2.24% | Trim |
| 45 | INTC | Intel CORP | +0.1% | +16.94% | Add |
| 46 | DG | Dollar General CORP | +0.1% | +466.63% | Add |
| 47 | FTCB | Ft Core Investment Grade ETF | +0.1% | +16.02% | Add |
| 48 | DFIV | Dimensional International Va | +0.1% | +650.32% | Add |
| 49 | QDPL | Pacer Met US Lrg Cap Dvd 400 | +0.1% | +42.70% | Add |
| 50 | ARM | Arm Holdings Plc-adr | +0.1% | +630.99% | Add |
According to official SEC Form 13F filings, Prospera Financial Services Inc reported a total U.S. public equity portfolio value of $6.9B across 1417 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, NVDA, MSFT) accounted for 10.1% of total reported equity market value during Q1 2026.
Top New Position Initiated
AZN
市值: $10.9M
Top Position Liquidated / Trimmed
IYC
前期市值: $12.2M
During Q1 2026, Prospera Financial Services Inc's top holdings by market value included AAPL (3.5%)、NVDA (3.1%)、MSFT (1.7%). The largest single position, AAPL, represented 3.5% of total portfolio value.
In Q1 2026, Prospera Financial Services Inc made 200 total portfolio adjustments, initiating 15 new buys, adding to 95 positions, trimming 82 holdings, and fully liquidating 8 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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