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CIK: 0001541625
Total reported value
$6.9B
$6.9B
1352 檔
10.8%
The Q3 2025 SEC filing reveals that Prospera Financial Services Inc held a total portfolio value of $6.9B, covering 1352 public equity positions.
In Q3 2025, Prospera Financial Services Inc displayed an active expansion posture, initiating 2 new positions and adding to 40 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1352 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 3.67% | +0.04% | +1.40% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.60% | +0.24% | +9.04% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.33% | -0.13% | +3.22% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.71% | +0.05% | +4.11% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.42% | +0.11% | +1.61% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.33% | -0.13% | -3.13% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.29% | -0.01% | +7.65% | |
| 8 | AVGO | Broadcom Inc | Stock-Tech | 1.25% | +0.05% | -3.81% | |
| 9 | RDVY | First Trust Rising Dividend | ETF-Other | 1.25% | +0.01% | +2.90% | |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.17% | +0.10% | -8.49% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.03% | +0.09% | +4.56% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.02% | +0.15% | +2.00% | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.90% | +0.07% | -16.02% | |
| 14 | CGGR | Cap Group Growth Equity | ETF-Other | 0.89% | +0.03% | +10.42% | |
| 15 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.85% | -0.14% | +2.04% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.85% | -0.08% | +1.77% | |
| 17 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.83% | +0.01% | -0.61% | |
| 18 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 0.83% | +0.05% | -3.08% | |
| 19 | XOM | Exxon Mobil CORP | Stock-Energy | 0.83% | -0.32% | -3.68% | |
| 20 | CGDV | Cap Group Dividend Value | ETF-Other | 0.80% | +0.09% | +6.48% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 0.77% | -0.14% | -2.58% | |
| 22 | GLD | Spdr Gold Shares | ETF-Commodities | 0.71% | -0.19% | +16.10% | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.69% | +0.11% | +18.12% | |
| 24 | BX | Blackstone Inc | Stock-Financials | 0.69% | -0.03% | -1.16% | |
| 25 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.66% | -0.06% | +2.38% | |
| 26 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 0.63% | -0.10% | -3.98% | |
| 27 | FVD | First Trust Value Line Dvd | ETF-Other | 0.61% | -0.05% | -5.70% | |
| 28 | VUG | Vanguard Growth ETF | ETF-Other | 0.60% | — | -4.29% | |
| 29 | CAT | Caterpillar Inc | Stock-Industrials | 0.58% | +0.42% | -4.51% | |
| 30 | V | Visa Inc-class A Shares | Stock-Financials | 0.54% | +0.01% | +4.41% | |
| 31 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.53% | -0.07% | -0.61% | |
| 32 | EPD | Enterprise Products Partners | Stock-Energy | 0.52% | -0.07% | -0.08% | |
| 33 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.52% | -0.04% | -3.52% | |
| 34 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.50% | +0.02% | +0.44% | |
| 35 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.48% | -0.06% | +1.35% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.48% | +0.04% | +3.94% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.48% | -0.01% | -4.56% | |
| 38 | VTV | Vanguard Value ETF | ETF-Other | 0.43% | — | -5.00% | |
| 39 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.40% | -0.05% | -0.01% | |
| 40 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.40% | -0.07% | -14.78% | |
| 41 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.40% | +0.03% | +11.32% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.40% | -0.15% | +0.65% | |
| 43 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.39% | -0.18% | +18.16% | |
| 44 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.39% | -0.12% | +3.36% | |
| 45 | HD | Home Depot Inc | Stock-Consumer Disc | 0.39% | -0.02% | -0.62% | |
| 46 | AXP | American Express Co | Stock-Financials | 0.39% | -0.19% | +10.60% | |
| 47 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.39% | +0.04% | -0.53% | |
| 48 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.38% | -0.05% | +1.70% | |
| 49 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.38% | -0.04% | +1.44% | |
| 50 | LIN | Linde plc | Stock-Materials | 0.37% | -0.04% | +3.68% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1% | +9.04% | Add |
| 2 | BRK-B | Berkshire Hathaway Inc-cl B | +0.8% | -3.13% | Add |
| 3 | IWF | Ishares Russell 1000 Growth | +0.6% | -0.61% | Add |
| 4 | GOOG | Alphabet Inc-cl C | +0.6% | +2.00% | Add |
| 5 | PLTR | Palantir Technologies Inc-a | +0.4% | +2.04% | Add |
| 6 | MSFT | Microsoft CORP | +0.3% | +3.22% | Add |
| 7 | JPM | Jpmorgan Chase & Co | +0.3% | +7.65% | Add |
| 8 | GOOGL | Alphabet Inc-cl A | +0.3% | +4.56% | Add |
| 9 | EPD | Enterprise Products Partners | +0.3% | -0.08% | Add |
| 10 | NVO | Novo-nordisk A/s-spons Adr | +0.2% | +11.32% | Add |
| 11 | AVGO | Broadcom Inc | +0.2% | -3.81% | Trim |
| 12 | LIN | Linde plc | +0.2% | +3.68% | Add |
| 13 | PSLV | Sprott Physical Silver Trust | +0.2% | +12.55% | Add |
| 14 | IAU | Ishares Gold Trust | +0.2% | -27.53% | Add |
| 15 | WSO | Watsco Inc | +0.2% | +16.17% | Add |
| 16 | CP | Canadian Pacific Kansas City | +0.2% | -5.98% | Add |
| 17 | LLY | Eli Lilly & Co | +0.2% | +18.12% | Add |
| 18 | TSLA | Tesla Inc | +0.2% | +1.44% | Add |
| 19 | ORCL | Oracle CORP | +0.2% | -5.33% | Add |
| 20 | LRCX | Lam Research CORP | +0.2% | +10.35% | Add |
| 21 | MA | Mastercard Inc - A | +0.2% | +4.45% | Add |
| 22 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | +6.17% | Add |
| 23 | APH | Amphenol Corp-cl A | +0.1% | +205.13% | Add |
| 24 | APP | Applovin Corp-class A | +0.1% | +9.87% | Add |
| 25 | CGGR | Cap Group Growth Equity | +0.1% | +10.42% | Add |
| 26 | GLD | Spdr Gold Shares | +0.1% | +16.10% | Add |
| 27 | ET | Energy Transfer LP | +0.1% | +1.48% | Add |
| 28 | VUG | Vanguard Growth ETF | +0.1% | -4.29% | Add |
| 29 | LHX | L3harris Technologies Inc | +0.1% | -2.84% | Add |
| 30 | WMT | Walmart Inc | +0.1% | -2.58% | Add |
| 31 | AMD | Advanced Micro Devices | +0.1% | +39.51% | Add |
| 32 | UNP | Union Pacific CORP | +0.1% | +4.10% | Add |
| 33 | GE | General Electric | +0.1% | +18.11% | Add |
| 34 | GDX | Vaneck Gold Miners ETF | +0.1% | +18.16% | Add |
| 35 | AMZN | Amazon.com Inc | 0% | +4.11% | Add |
| 36 | META | Meta Platforms Inc-class A | 0% | +1.77% | Add |
| 37 | IVV | Ishares Core S&p 500 ETF | 0% | -16.02% | Add |
| 38 | V | Visa Inc-class A Shares | — | +4.41% | Add |
| 39 | CGDV | Cap Group Dividend Value | 0% | +6.48% | Add |
| 40 | RDVY | First Trust Rising Dividend | 0% | +2.90% | Add |
| 41 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +1.61% | Trim |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.2% | -8.49% | Trim |
| 43 | UCON | First Trust Smith Unconstrai | -0.2% | -3.55% | Trim |
| 44 | CRM | Salesforce Inc | -0.3% | -5.28% | Trim |
| 45 | IYJ | Ishares U.s. Industrials ETF | -0.3% | +19.75% | Trim |
| 46 | AAPL | Apple Inc | -0.4% | +1.40% | Add |
| 47 | IWD | Ishares Russell 1000 Value E | -0.7% | -4.26% | Trim |
| 48 | HEI | Heico CORP | — | NEW | New buy |
| 49 | IAT | Ishares US Regional Banks Et | — | EXIT | Sold out |
| 50 | TDG | Transdigm Group Inc | — | NEW | New buy |
According to official SEC Form 13F filings, Prospera Financial Services Inc reported a total U.S. public equity portfolio value of $6.9B across 1352 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, NVDA, MSFT) accounted for 10.8% of total reported equity market value during Q3 2025.
Top New Position Initiated
HEI
市值: $20.9M
Top Position Liquidated / Trimmed
IAT
前期市值: $8.5M
During Q3 2025, Prospera Financial Services Inc's top holdings by market value included AAPL (3.7%)、NVDA (3.6%)、MSFT (2.3%). The largest single position, AAPL, represented 3.7% of total portfolio value.
In Q3 2025, Prospera Financial Services Inc made 50 total portfolio adjustments, initiating 2 new buys, adding to 40 positions, trimming 7 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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