13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001541625
Total reported value
$6.9B
$6.9B
1133 檔
8.5%
At the close of Q4 2024, Prospera Financial Services Inc disclosed equity holdings valued at approximately $6.9B, spread across 1133 reported holdings.
During Q4 2024, Prospera Financial Services Inc's portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 1133 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 4.48% | +0.04% | +7.05% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.45% | +0.24% | +2.07% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.17% | -0.13% | +6.69% | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.87% | +0.05% | +11.41% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.70% | +0.11% | +1.60% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.54% | +0.10% | -10.94% | |
| 7 | AVGO | Broadcom Inc | Stock-Tech | 1.43% | +0.05% | +16.90% | |
| 8 | RDVY | First Trust Rising Dividend | ETF-Other | 1.19% | +0.01% | -3.40% | |
| 9 | FV | First Trust Dw Focus 5 Fund | ETF-Other | 1.11% | +0.05% | -5.54% | |
| 10 | XOM | Exxon Mobil CORP | Stock-Energy | 1.09% | -0.32% | -0.66% | |
| 11 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.96% | -0.01% | +12.51% | |
| 12 | BX | Blackstone Inc | Stock-Financials | 0.96% | -0.03% | +0.14% | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.91% | +0.07% | +13.21% | |
| 14 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | +0.09% | +22.15% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.90% | -0.06% | +1.27% | |
| 16 | CAT | Caterpillar Inc | Stock-Industrials | 0.88% | +0.42% | +8.44% | |
| 17 | FVD | First Trust Value Line Dvd | ETF-Other | 0.84% | -0.05% | -1.71% | |
| 18 | SSUS | Day Hagan Smart Sector ETF | ETF-Other | 0.81% | -0.10% | -1.25% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.76% | -0.08% | +21.81% | |
| 20 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.76% | -0.06% | +13.51% | |
| 21 | WMT | Walmart Inc | Stock-Consumer Staples | 0.73% | -0.14% | +14.74% | |
| 22 | CGDV | Cap Group Dividend Value | ETF-Other | 0.71% | +0.09% | +29.33% | |
| 23 | CGGR | Cap Group Growth Equity | ETF-Other | 0.68% | +0.03% | +45.42% | |
| 24 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.65% | +0.01% | +4610.00% | |
| 25 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.63% | -0.07% | +5.99% | |
| 26 | SDVY | First Trust Smid Cap Rising | ETF-Other | 0.60% | -0.04% | +7.83% | |
| 27 | VTV | Vanguard Value ETF | ETF-Other | 0.59% | — | +5.31% | |
| 28 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.58% | -0.07% | +3.46% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.56% | +0.15% | +2.93% | |
| 30 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.56% | -0.05% | +7.32% | |
| 31 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.54% | -0.04% | -0.20% | |
| 32 | VUG | Vanguard Growth ETF | ETF-Other | 0.54% | — | +7.76% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.53% | +0.02% | +28.50% | |
| 34 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.52% | +0.04% | +4.45% | |
| 35 | CRM | Salesforce Inc | Stock-Tech | 0.52% | -0.01% | +21.07% | |
| 36 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.50% | +0.01% | +218.99% | |
| 37 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.49% | -0.03% | -1.29% | |
| 38 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.49% | -0.05% | -22.57% | |
| 39 | FTCS | First Trust Capital Strength | ETF-Other | 0.49% | — | -13.86% | |
| 40 | IYJ | Ishares U.s. Industrials ETF | ETF-Other | 0.49% | — | +3.29% | |
| 41 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.48% | -0.05% | -16.56% | |
| 42 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.47% | +0.04% | +9.65% | |
| 43 | IBM | Intl Business Machines CORP | Stock-Tech | 0.47% | -0.01% | +17.58% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.47% | -0.15% | -7.16% | |
| 45 | GLD | Spdr Gold Shares | ETF-Commodities | 0.47% | -0.19% | -2.97% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.47% | +0.01% | +12.03% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.46% | +0.11% | +3.04% | |
| 48 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.45% | +0.04% | +1.80% | |
| 49 | PDP | Invesco Dorsey Wright Moment | ETF-Other | 0.45% | +0.01% | -11.68% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.43% | -0.13% | +9.51% |
According to official SEC Form 13F filings, Prospera Financial Services Inc reported a total U.S. public equity portfolio value of $6.9B across 1133 disclosed positions in Q4 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AAPL, NVDA, MSFT) accounted for 8.5% of total reported equity market value during Q4 2024.
During Q4 2024, Prospera Financial Services Inc's top holdings by market value included AAPL (4.5%)、NVDA (3.5%)、MSFT (2.2%). The largest single position, AAPL, represented 4.5% of total portfolio value.
In Q4 2024, Prospera Financial Services Inc made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.