PF
Prospect Financial Services LLC — 13F Filing & Top Stock Positions (Q2 2026)
Prospect Financial Services LLCCIK: 0002012519
Diversified strategyLong-term holderQuality / disciplined sizing
Total reported value
$197.4M
Reporting period: 2026-06-30 · Number of holdings: 115
Prospect Financial Services LLC disclosed 115 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $197.4M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "P"
Personality snowflake
- Concentration
- 11.4
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 54.38
- Diversification
- 100
- Sizing Uniformity
- 84.84
Prospect Financial Services LLC's disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 115 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.52), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 49% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim PLTR
-3.4% -$1.1M
Trim META
-53.2% -$1.3M
Add SLG
-3.3% $3.3M
Add QQQ
+10.2% $2.7M
Trim BA
-2.7% $496.0K
Trim XOM
-0.9% -$574.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SLG | Sl Green Realty CORP | Stock-Real Estate | 6.39% | +0.70% | -3.34% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 5.86% | -0.17% | -4.79% | |
| 3 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 5.72% | -0.06% | +18.56% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 5.11% | +0.51% | +16.59% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.70% | +0.67% | +10.23% | |
| 6 | BA | Boeing Co/the | Stock-Industrials | 4.54% | -0.63% | -2.67% | |
| 7 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 3.66% | -0.02% | +20.00% | |
| 8 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.56% | +0.05% | -1.52% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 3.49% | -0.25% | -1.92% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 2.91% | -0.19% | +1.60% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.56% | -0.25% | -3.59% | |
| 12 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.50% | -0.24% | -0.13% | |
| 13 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 2.33% | +0.51% | +23.57% | |
| 14 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.07% | +0.45% | +43.91% | |
| 15 | VUG | Vanguard Growth ETF | ETF-Other | 2.05% | -0.09% | +486.86% | |
| 16 | XLV | Ss Health Care Select Sector | ETF-Other | 1.93% | +0.26% | +28.45% | |
| 17 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.84% | -1.03% | -3.44% | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.66% | -0.10% | -0.47% | |
| 19 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.62% | +0.34% | +31.18% | |
| 20 | ET | Energy Transfer LP | Stock-Energy | 1.59% | -0.36% | -0.75% | |
| 21 | ORCL | Oracle CORP | Stock-Tech | 1.25% | -0.21% | +3.99% | |
| 22 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.24% | -0.01% | +4.01% | |
| 23 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.21% | -0.07% | +0.68% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 1.15% | -0.59% | -0.93% | |
| 25 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.04% | +0.46% | +115.03% | |
| 26 | VNO | Vornado Realty Trust | Stock-Real Estate | 0.92% | -0.19% | -34.50% | |
| 27 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.91% | +0.06% | +25.92% | |
| 28 | MSFT | Microsoft CORP | Stock-Tech | 0.89% | -0.12% | +5.94% | |
| 29 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.83% | +0.10% | +26.55% | |
| 30 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.73% | -0.09% | -1.52% | |
| 31 | CAVA | Cava Group Inc | Stock-Consumer Disc | 0.68% | -0.17% | -0.19% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.63% | +0.45% | +46.61% | |
| 33 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.63% | -0.15% | -25.42% | |
| 34 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.61% | +0.24% | +2.91% | |
| 35 | VB | Vanguard Small-cap ETF | ETF-Other | 0.58% | +0.34% | +153.76% | |
| 36 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.57% | -0.24% | -2.45% | |
| 37 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.56% | +0.14% | +14.31% | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.56% | -0.03% | +0.34% | |
| 39 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.56% | -0.04% | -7.06% | |
| 40 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.55% | +0.02% | +0.43% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.54% | -0.88% | -53.16% | |
| 42 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.53% | -0.16% | -8.47% | |
| 43 | AVGO | Broadcom Inc | Stock-Tech | 0.52% | +0.05% | +8.79% | |
| 44 | XLK | Ss Technology Select Sector | ETF-Tech | 0.49% | +0.09% | +3.04% | |
| 45 | MUNY | Vanguard Ny Tax-ex Bond | ETF-Other | 0.49% | +0.49% | NEW | |
| 46 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.48% | -0.01% | +2.28% | |
| 47 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 0.46% | — | +9.31% | |
| 48 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.46% | +0.13% | +56.88% | |
| 49 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.44% | -0.24% | -8.61% | |
| 50 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.42% | +0.15% | +69.34% |
1–50 of 115
Portfolio Performance
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+17.4%
- Stdev
- +12.3%
- Beta
- +0.97
- Alpha
- +1.5%
- Max Drawdown
- -9.2%
- Annualized Perf
- +20.4%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.44
- Stutzer
- +0.47
- Treynor
- +0.2
- Sterling
- +1.13
- Calmar
- +2.22
- Information Ratio
- +0.23
- Tracking Error
- +3.9%
- Stdev Down
- +5.6%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +28.5%
- Worst 12 Months
- +11.2%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.57
- Stdev Sectors
- +9%
- Skewness
- +0.2
- Kurtosis
- +0.37
- Upside Potential
- +5.05
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Prospect Financial Services LLC's most significant position changes for 2026-06-30: New buy: Vanguard Ny Tax-ex Bond (MUNY); Sold out: Wisdomtree India Earnings (EPI); New buy: D-wave Quantum Inc (QBTS); Sold out: Strategy Inc (MSTR); New buy: Ark Autonomous Tech & Robot (ARKQ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SLG | Sl Green Realty CORP | +0.7% | -3.34% | Trim |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +0.7% | +10.23% | Add |
| 3 | VOO | Vanguard S&p 500 ETF | +0.5% | +16.59% | Add |
| 4 | IMCG | Ishares Morningstar Mid-cap | +0.5% | +23.57% | Add |
| 5 | MUNY | Vanguard Ny Tax-ex Bond | +0.5% | NEW | New buy |
| 6 | VTEB | Vanguard Tax-exempt Bond ETF | +0.5% | +115.03% | Add |
| 7 | VYM | Vanguard High Dvd Yield ETF | +0.5% | +43.91% | Add |
| 8 | AMD | Advanced Micro Devices | +0.5% | +46.61% | Add |
| 9 | SCHG | Schwab US Large-cap Growth | +0.3% | +31.18% | Add |
| 10 | VB | Vanguard Small-cap ETF | +0.3% | +153.76% | Add |
| 11 | XLV | Ss Health Care Select Sector | +0.3% | +28.45% | Add |
| 12 | MRVL | Marvell Technology Inc | +0.3% | +15.45% | Add |
| 13 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | +2.91% | Add |
| 14 | NBIS | Nebius Group N.V. | +0.2% | +5.67% | Add |
| 15 | QBTS | D-wave Quantum Inc | +0.2% | NEW | New buy |
| 16 | VBR | Vanguard Small-cap Value ETF | +0.2% | +69.34% | Add |
| 17 | ARKQ | Ark Autonomous Tech & Robot | +0.2% | NEW | New buy |
| 18 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +14.31% | Add |
| 19 | NVO | Novo-nordisk A/s-spons Adr | +0.1% | NEW | New buy |
| 20 | RDVY | First Trust Rising Dividend | +0.1% | NEW | New buy |
| 21 | DGRO | Ishares Core Dividend Growth | +0.1% | +56.88% | Add |
| 22 | ✓ | +0.1% | NEW | New buy | |
| 23 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | NEW | New buy |
| 24 | LRCX | Lam Research CORP | +0.1% | NEW | New buy |
| 25 | RDVI | Ft Vest Rising Dividend Achi | +0.1% | NEW | New buy |
| 26 | MU | Micron Technology Inc | +0.1% | NEW | New buy |
| 27 | CIBR | First Trust Nasdaq Cybersecu | +0.1% | NEW | New buy |
| 28 | CAT | Caterpillar Inc | +0.1% | NEW | New buy |
| 29 | ASML | ASML Holding N.V. | +0.1% | NEW | New buy |
| 30 | ANET | Arista Networks Inc | +0.1% | NEW | New buy |
| 31 | FDVV | Fidelity High Dividend ETF | +0.1% | +26.55% | Add |
| 32 | XLK | Ss Technology Select Sector | +0.1% | +3.04% | Add |
| 33 | ARKG | Ark Genomic Revolution ETF | +0.1% | -0.42% | Trim |
| 34 | RKLB | Rocket Lab CORP | +0.1% | +7.18% | Add |
| 35 | PPLT | Abrdn Physical Platinum Shrs | +0.1% | NEW | New buy |
| 36 | SCHD | Schwab US Dvd Equity ETF | +0.1% | +25.92% | Add |
| 37 | GOOGL | Alphabet Inc-cl A | +0.1% | -1.52% | Trim |
| 38 | AVGO | Broadcom Inc | +0.1% | +8.79% | Add |
| 39 | VRT | Vertiv Holdings Co-a | +0.1% | +1.47% | Add |
| 40 | UNH | Unitedhealth Group Inc | 0% | -11.76% | Trim |
| 41 | ALAI | Alger Ai Enable & Adopt ETF | 0% | +5.41% | Add |
| 42 | MUB | Ishares National Muni Bond E | 0% | +44.44% | Add |
| 43 | IJT | Ishares S&p Small-cap 600 Gr | 0% | +0.43% | Add |
| 44 | JIVE | JPM Interntl Value ETF | 0% | +21.73% | Add |
| 45 | SPYV | Ss Spdr P S&p 500 Value ETF | 0% | +16.75% | Add |
| 46 | HD | Home Depot Inc | 0% | +23.93% | Add |
| 47 | QQQM | Invesco Nasdaq 100 ETF | 0% | +1.68% | Add |
| 48 | PFE | Pfizer Inc | 0% | +48.64% | Add |
| 49 | MSGS | Madison Square Garden Sports | 0% | — | Unchanged |
| 50 | DXJ | Wisdomtree Japan Hedged Eq | — | +9.31% | Add |
1–50 of 119
Filing History
FAQ
What is Prospect Financial Services LLC and what type of investor is it?
Prospect Financial Services LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $197.4M, spread across 115 disclosed positions.
What are Prospect Financial Services LLC's largest equity positions?
Based on the latest 13F filing, Prospect Financial Services LLC's top holdings by market value are:
1. Sl Green Realty CORP (SLG) — $12.6M (6.4%)
2. Alphabet Inc-cl C (GOOG) — $11.6M (5.9%)
3. Vanguard Long-term CORP Bond (VCLT) — $11.3M (5.7%)
4. Vanguard S&p 500 ETF (VOO) — $10.1M (5.1%)
5. Invesco Qqq Trust Series 1 (QQQ) — $9.3M (4.7%)
What changes did Prospect Financial Services LLC make in its most recent portfolio filing?
In the latest reported quarter, Prospect Financial Services LLC made 112 notable position adjustments: 15 new positions were initiated, 53 existing holdings were added to, 40 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Vanguard Ny Tax-ex Bond (MUNY); Sold out: Wisdomtree India Earnings (EPI); New buy: D-wave Quantum Inc (QBTS); Sold out: Strategy Inc (MSTR); New buy: Ark Autonomous Tech & Robot (ARKQ)
What sectors does Prospect Financial Services LLC focus on?
Prospect Financial Services LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.8%
• Communication Services: 22.6%
• Real Estate: 15.1%
• Industrials: 11.8%
• Consumer Discretionary: 9.4%
• Energy: 8.0%
Investment Profile
Prospect Financial Services LLC returned an annualized 20.4% over the trailing 30 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.97 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its VOO position over the past two quarters (+$3.0M, now $10.1M), while trimming META over the same stretch (-$1.8M, still holding $1.1M).
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Developer Access
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REST API
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