CIK: 0002012519
Total reported value
$163.8M
Reporting period: 2026-03-31 · Number of holdings: 104
Prospect Financial Services LLC disclosed 104 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $163.8M and a quarterly turnover rate of 15.9%.
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Prospect Financial Services LLC's disclosed holdings carry a Herfindahl concentration index of 0.028 — mathematically equivalent to about 35 equally-sized positions, well below its 104 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.41), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SLG
-2.5% -$2.5M
Trim GOOG
-10.8% -$2.2M
Trim VNO
-28.8% -$1.5M
Add ORCL
+156.9% $1.2M
Add XOM
-3.5% $754.0K
Add VOO
+11.2% $425.3K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 6.03% | -0.92% | -10.75% | |
| 2 | VCLT | Vanguard Long-term CORP Bond | ETF-Corp Bonds | 5.78% | +0.12% | -2.48% | |
| 3 | SLG | Sl Green Realty CORP | Stock-Real Estate | 5.69% | -1.12% | -2.49% | |
| 4 | BA | Boeing Co/the | Stock-Industrials | 5.17% | -0.16% | -0.49% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 4.60% | +0.52% | +11.23% | |
| 6 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.03% | -0.03% | -0.61% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 3.74% | -0.03% | -0.11% | |
| 8 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 3.68% | +0.05% | -3.34% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.51% | -0.22% | -3.59% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 3.10% | — | -1.81% | |
| 11 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 2.87% | -0.19% | +7.48% | |
| 12 | AAPL | Apple INC | Stock-Tech | 2.81% | -0.02% | -0.20% | |
| 13 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.74% | -0.09% | -6.86% | |
| 14 | VUG | Vanguard Growth ETF | ETF-Other | 2.14% | -0.14% | -1.44% | |
| 15 | ET | Energy Transfer LP | Stock-Energy | 1.95% | +0.36% | -1.81% | |
| 16 | IMCG | Ishares Morningstar Mid-cap | ETF-Other | 1.82% | — | +0.77% | |
| 17 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.76% | -0.12% | -2.48% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 1.74% | +0.54% | -3.51% | |
| 19 | XLV | Ss Health Care Select Sector | ETF-Other | 1.67% | -0.21% | -11.83% | |
| 20 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.62% | +0.48% | +29.75% | |
| 21 | ORCL | Oracle CORP | Stock-Tech | 1.46% | +0.75% | +156.91% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.42% | -0.21% | -5.61% | |
| 23 | SCHG | Schwab US Large-cap Growth | ETF-Other | 1.28% | — | +18.62% | |
| 24 | TSLA | Tesla INC | Stock-Consumer Disc | 1.28% | -0.12% | +3.69% | |
| 25 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.25% | — | +0.63% | |
| 26 | VNO | Vornado Realty Trust | Stock-Real Estate | 1.11% | -0.78% | -28.84% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 1.01% | -0.16% | +5.68% | |
| 28 | CAVA | Cava Group INC | Stock-Consumer Disc | 0.85% | +0.38% | +24.09% | |
| 29 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.85% | +0.22% | +12.32% | |
| 30 | FHLC | Fidelity Msci Health Care | ETF-Other | 0.82% | -0.12% | -13.31% | |
| 31 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.81% | -0.16% | +1.24% | |
| 32 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.78% | -0.06% | +2.14% | |
| 33 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.73% | — | -1.83% | |
| 34 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.69% | +0.16% | -0.34% | |
| 35 | VZ | Verizon Communications INC | Stock-Comm Services | 0.68% | — | -9.42% | |
| 36 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.60% | — | -5.91% | |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.59% | — | -5.37% | |
| 38 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.58% | +0.12% | +20.12% | |
| 39 | NFLX | Netflix INC | Stock-Comm Services | 0.55% | +0.37% | +178.46% | |
| 40 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.53% | — | -13.95% | |
| 41 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.49% | -0.11% | -14.86% | |
| 42 | AVGO | Broadcom INC | Stock-Tech | 0.47% | — | +5.91% | |
| 43 | MELI | Mercadolibre INC | Stock-Consumer Disc | 0.47% | — | +1.14% | |
| 44 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 0.46% | — | +9.76% | |
| 45 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.42% | — | +5.99% | |
| 46 | GS | Goldman Sachs Group INC | Stock-Financials | 0.42% | — | +0.12% | |
| 47 | XLK | Ss Technology Select Sector | ETF-Tech | 0.40% | — | -4.09% | |
| 48 | KMI | Kinder Morgan INC | Stock-Energy | 0.39% | — | +0.18% | |
| 49 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.37% | — | +3.86% | |
| 50 | CRWD | Crowdstrike Holdings INC - A | Stock-Tech | 0.37% | -0.06% | -2.95% |
Performance for Q3 2026
+1.5%
Performance Last 4 Quarters
+17.1%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 104 | $163.8M | 16 | |
| 2025-12-31 | 104 | $174.1M | 15 | |
| 2025-09-30 | 104 | $173.9M | 45 | |
| 2025-06-30 | 100 | $160.4M | 0 | |
| 2025-03-31 | 112 | $180.4M | 0 | |
| 2024-12-31 | 115 | $183.4M | 0 | |
| 2024-09-30 | 105 | $161.3M | 0 | |
| 2024-06-30 | 75 | $130.0M | 0 | |
| 2024-03-31 | 73 | $121.1M | 0 | |
| 2023-12-31 | 69 | $99.2M | 0 |
Prospect Financial Services LLC's most significant position changes for 2026-03-31: New buy: Chevron CORP (CVX); Sold out: First Trust Rising Dividend (RDVY); New buy: Quanta Services INC (PWR); Sold out: Vanguard Mega Cap Growth ETF (MGK); Sold out: Abrdn Physical Platinum Shrs (PPLT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ORCL | Oracle CORP | +0.8% | +156.91% | Add |
| 2 | XOM | Exxon Mobil CORP | +0.5% | -3.51% | Trim |
| 3 | VOO | Vanguard S&p 500 ETF | +0.5% | +11.23% | Add |
| 4 | VYM | Vanguard High Dvd Yield ETF | +0.5% | +29.75% | Add |
| 5 | CAVA | Cava Group INC | +0.4% | +24.09% | Add |
| 6 | NFLX | Netflix INC | +0.4% | +178.46% | Add |
| 7 | ET | Energy Transfer LP | +0.4% | -1.81% | Trim |
| 8 | SCHD | Schwab US Dvd Equity ETF | +0.2% | +12.32% | Add |
| 9 | IUSV | Ishares Core S&p U.s. Value | +0.2% | +104.76% | Add |
| 10 | PAA | Plains All Amer Pipeline LP | +0.2% | -0.34% | Trim |
| 11 | DGRO | Ishares Core Dividend Growth | +0.2% | +66.51% | Add |
| 12 | VCLT | Vanguard Long-term CORP Bond | +0.1% | -2.48% | Trim |
| 13 | VTEB | Vanguard Tax-exempt Bond ETF | +0.1% | +20.12% | Add |
| 14 | VRT | Vertiv Holdings Co-a | +0.1% | -10.76% | Trim |
| 15 | BP | Bp Plc-spons Adr | +0.1% | +0.05% | Add |
| 16 | VCIT | Vanguard Int-term Corporate | +0.1% | -3.34% | Trim |
| 17 | AAPL | Apple INC | 0% | -0.20% | Trim |
| 18 | QQQ | Invesco Qqq Trust Series 1 | 0% | -0.61% | Trim |
| 19 | NVDA | Nvidia CORP | 0% | -0.11% | Trim |
| 20 | LLY | Eli Lilly & Co | -0.1% | +2.14% | Add |
| 21 | CRWD | Crowdstrike Holdings INC - A | -0.1% | -2.95% | Trim |
| 22 | VIG | Vanguard Dividend Apprec ETF | -0.1% | -6.86% | Trim |
| 23 | PFFD | Global X US Preferred ETF | -0.1% | -27.87% | Trim |
| 24 | IWY | Ishares Russell Top 200 Grow | -0.1% | -14.86% | Trim |
| 25 | PYPL | Paypal Holdings INC | -0.1% | -14.48% | Trim |
| 26 | AMZN | Amazon.com INC | -0.1% | -2.48% | Trim |
| 27 | TSLA | Tesla INC | -0.1% | +3.69% | Add |
| 28 | FHLC | Fidelity Msci Health Care | -0.1% | -13.31% | Trim |
| 29 | PFF | Ishares Preferred & Income S | -0.1% | -27.77% | Trim |
| 30 | VUG | Vanguard Growth ETF | -0.1% | -1.44% | Trim |
| 31 | BA | Boeing Co/the | -0.2% | -0.49% | Trim |
| 32 | MSFT | Microsoft CORP | -0.2% | +5.68% | Add |
| 33 | IBIT | Ishares Bitcoin Trust ETF | -0.2% | +1.24% | Add |
| 34 | PLTR | Palantir Technologies Inc-a | -0.2% | +7.48% | Add |
| 35 | XLV | Ss Health Care Select Sector | -0.2% | -11.83% | Trim |
| 36 | META | Meta Platforms Inc-class A | -0.2% | -5.61% | Trim |
| 37 | GOOGL | Alphabet Inc-cl A | -0.2% | -3.59% | Trim |
| 38 | UNH | Unitedhealth Group INC | -0.4% | -49.16% | Trim |
| 39 | VNO | Vornado Realty Trust | -0.8% | -28.84% | Trim |
| 40 | GOOG | Alphabet Inc-cl C | -0.9% | -10.75% | Trim |
| 41 | SLG | Sl Green Realty CORP | -1.1% | -2.49% | Trim |
| 42 | CVX | Chevron CORP | — | NEW | New buy |
| 43 | RDVY | First Trust Rising Dividend | — | EXIT | Sold out |
| 44 | PWR | Quanta Services INC | — | NEW | New buy |
| 45 | MGK | Vanguard Mega Cap Growth ETF | — | EXIT | Sold out |
| 46 | PPLT | Abrdn Physical Platinum Shrs | — | EXIT | Sold out |
| 47 | XBI | Ss Spdr S&p Biotech ETF | — | NEW | New buy |
| 48 | MSGS | Madison Square Garden Sports | — | NEW | New buy |
| 49 | PFE | Pfizer INC | — | NEW | New buy |
| 50 | SBGI | Sinclair INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-24 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-08 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-11 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-15 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-22 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-20 | 13F-HR | View on EDGAR |
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