CIK: 0002021762
Total reported value
$108.3M
Reporting period: 2026-03-31 · Number of holdings: 63
Prospect Financial Group LLC disclosed 63 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $108.3M and a quarterly turnover rate of 7.9%.
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Prospect Financial Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.045 — mathematically equivalent to about 22 equally-sized positions, well below its 63 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim DFAS
-57.6% -$755.3K
Trim MSFT
-2.0% -$571.9K
Add DFAC
+10.3% $489.1K
Add COMB
+4.6% $461.2K
Trim VTI
-0.8% -$296.4K
Trim DCOR
-1.2% -$273.6K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 10.08% | +0.18% | -1.83% | |
| 2 | DCOR | Dimensional US Core Eq 1 ETF | ETF-Other | 7.55% | -0.31% | -1.16% | |
| 3 | BND | Vanguard Total Bond Market | ETF-Other | 7.42% | +0.18% | +3.92% | |
| 4 | DFIC | Dimensional International Co | ETF-Other | 6.73% | — | -2.34% | |
| 5 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 6.08% | +0.30% | +6.49% | |
| 6 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 5.91% | +0.41% | +10.30% | |
| 7 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 5.10% | -0.31% | -0.82% | |
| 8 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.96% | -0.23% | — | |
| 9 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 3.68% | +0.15% | -1.04% | |
| 10 | AVDE | Avantis International Equity | ETF-Other | 3.06% | +0.25% | +6.16% | |
| 11 | FREL | Fidelity Msci Rl Est Indx | ETF-Other | 2.91% | +0.09% | +3.76% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 2.40% | -0.16% | +0.86% | |
| 13 | AAPL | Apple INC | Stock-Tech | 2.23% | -0.15% | +0.91% | |
| 14 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 2.13% | +0.14% | +3.10% | |
| 15 | DFIS | Dimensional International Sm | ETF-Other | 1.89% | — | -2.39% | |
| 16 | COMB | Graniteshares Bcom Broad Str | ETF-Other | 1.84% | +0.41% | +4.56% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.58% | -0.55% | -2.01% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.55% | — | +9.11% | |
| 19 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 1.49% | -0.03% | -0.41% | |
| 20 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.47% | — | +0.38% | |
| 21 | USRT | Ishares Core US Reit ETF | ETF-Other | 1.46% | +0.05% | +0.38% | |
| 22 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 1.37% | +0.24% | +23.19% | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.17% | -0.07% | +0.11% | |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.02% | -0.06% | — | |
| 25 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 1.00% | — | +0.02% | |
| 26 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.90% | +0.13% | +30.18% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.86% | -0.15% | -0.18% | |
| 28 | DFCA | Dimensional Calfornia Mb ETF | ETF-Other | 0.83% | — | -0.99% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.82% | -0.06% | +2.88% | |
| 30 | MGC | Vanguard Mega Cap ETF | ETF-Other | 0.75% | -0.05% | — | |
| 31 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.73% | -0.03% | -1.35% | |
| 32 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.70% | -0.08% | -0.23% | |
| 33 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 0.69% | — | -0.02% | |
| 34 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.62% | -0.09% | -13.74% | |
| 35 | SCHH | Schwab US Reit ETF | ETF-Other | 0.54% | — | -4.40% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.54% | +0.16% | +0.67% | |
| 37 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.53% | -0.71% | -57.59% | |
| 38 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.51% | +0.07% | -0.61% | |
| 39 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.44% | -0.11% | -5.29% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.41% | +0.10% | -1.80% | |
| 41 | AVGO | Broadcom INC | Stock-Tech | 0.36% | -0.04% | +1.87% | |
| 42 | ✓ | Dbx ETF Tr | ETF-Other | 0.32% | — | — | |
| 43 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.32% | — | — | |
| 44 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.30% | +0.03% | — | |
| 45 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.29% | +0.03% | +0.65% | |
| 46 | VV | Vanguard Large-cap ETF | ETF-Other | 0.28% | -0.04% | -7.21% | |
| 47 | WMT | Walmart INC | Stock-Consumer Staples | 0.26% | +0.03% | +0.81% | |
| 48 | HSBC | Hsbc Holdings Plc-spons Adr | Stock-Financials | 0.25% | — | — | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.23% | -0.06% | -5.83% | |
| 50 | AMAT | Applied Materials INC | Stock-Tech | 0.23% | +0.23% | NEW |
Performance for Q3 2026
+1.6%
Performance Last 4 Quarters
+18.8%
Based on 51% of reported portfolio value with available pricing
Prospect Financial Group LLC's most significant position changes for 2026-03-31: New buy: Applied Materials INC (AMAT); New buy: Caterpillar INC (CAT); New buy: Pgim Ultra Short Bond ETF (PULS); Sold out: Oracle CORP (ORCL); New buy: Micron Technology INC (MU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | +0.4% | +10.30% | Add |
| 2 | COMB | Graniteshares Bcom Broad Str | +0.4% | +4.56% | Add |
| 3 | BNDX | Vanguard Total Intl Bond ETF | +0.3% | +6.49% | Add |
| 4 | AVDE | Avantis International Equity | +0.3% | +6.16% | Add |
| 5 | VTEB | Vanguard Tax-exempt Bond ETF | +0.2% | +23.19% | Add |
| 6 | DFEM | Dimensional Emrg Mrkt Core | +0.2% | -1.83% | Trim |
| 7 | BND | Vanguard Total Bond Market | +0.2% | +3.92% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.2% | +0.67% | Add |
| 9 | AVDV | Avantis Intl S/c Value ETF | +0.2% | -1.04% | Trim |
| 10 | AVEM | Avantis Emerging Markets Eq | +0.1% | +3.10% | Add |
| 11 | AMZN | Amazon.com INC | +0.1% | +30.18% | Add |
| 12 | CVX | Chevron CORP | +0.1% | -1.80% | Trim |
| 13 | FREL | Fidelity Msci Rl Est Indx | +0.1% | +3.76% | Add |
| 14 | JNJ | Johnson & Johnson | +0.1% | -0.61% | Trim |
| 15 | USRT | Ishares Core US Reit ETF | +0.1% | +0.38% | Add |
| 16 | MRK | Merck & Co. INC. | 0% | +0.65% | Add |
| 17 | NVS | Novartis Ag-sponsored Adr | 0% | — | Unchanged |
| 18 | COST | Costco Wholesale CORP | 0% | — | Unchanged |
| 19 | WMT | Walmart INC | 0% | +0.81% | Add |
| 20 | DFIC | Dimensional International Co | — | -2.34% | Trim |
| 21 | ABBV | Abbvie INC | 0% | -5.54% | Trim |
| 22 | HLN | Haleon Plc-adr | 0% | -12.19% | Trim |
| 23 | VIG | Vanguard Dividend Apprec ETF | 0% | -1.35% | Trim |
| 24 | SPAB | Ss Spdr P Agg Bond ETF | 0% | -0.41% | Trim |
| 25 | MA | Mastercard INC - A | 0% | -3.86% | Trim |
| 26 | VV | Vanguard Large-cap ETF | 0% | -7.21% | Trim |
| 27 | AVGO | Broadcom INC | 0% | +1.87% | Add |
| 28 | MGC | Vanguard Mega Cap ETF | -0.1% | — | Unchanged |
| 29 | V | Visa Inc-class A Shares | -0.1% | -5.83% | Trim |
| 30 | GOOG | Alphabet Inc-cl C | -0.1% | +2.88% | Add |
| 31 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | — | Unchanged |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | +0.11% | Add |
| 33 | JPM | Jpmorgan Chase & Co | -0.1% | -0.23% | Trim |
| 34 | SPDW | Ste Str Spdr Pt Dw EU ETF | -0.1% | -13.74% | Trim |
| 35 | LLY | Eli Lilly & Co | -0.1% | -5.29% | Trim |
| 36 | AAPL | Apple INC | -0.2% | +0.91% | Add |
| 37 | META | Meta Platforms Inc-class A | -0.2% | -0.18% | Trim |
| 38 | NVDA | Nvidia CORP | -0.2% | +0.86% | Add |
| 39 | VOO | Vanguard S&p 500 ETF | -0.2% | — | Unchanged |
| 40 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | -0.82% | Trim |
| 41 | DCOR | Dimensional US Core Eq 1 ETF | -0.3% | -1.16% | Trim |
| 42 | MSFT | Microsoft CORP | -0.6% | -2.01% | Trim |
| 43 | DFAS | Dimensional US Small Cap ETF | -0.7% | -57.59% | Trim |
| 44 | AMAT | Applied Materials INC | — | NEW | New buy |
| 45 | CAT | Caterpillar INC | — | NEW | New buy |
| 46 | PULS | Pgim Ultra Short Bond ETF | — | NEW | New buy |
| 47 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 48 | MU | Micron Technology INC | — | NEW | New buy |
| 49 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| 50 | TELFY | Telefonica Sa-spon Adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-06 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-10 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-07 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
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