CIK: 0001743413
Total reported value
$1.7B
Reporting period: 2026-03-31 · Number of holdings: 380
Principle Wealth Partners LLC disclosed 380 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.7B and a quarterly turnover rate of 11.2%.
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Principle Wealth Partners LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 41 equally-sized positions, well below its 380 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 57% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add IDVO
+242.1% $12.3M
Trim MSFT
+1.5% -$12.2M
Add BKDV
+4.2% $7.2M
Trim JPM
-0.1% -$10.1M
Trim AAPL
-1.4% -$8.0M
Trim VUG
+0.3% -$6.1M
Showing top 200 holdings (of 380 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 7.96% | -0.27% | +3.48% | |
| 2 | BKDV | Bny Mellon Dynamic Value | ETF-Other | 6.73% | +0.51% | +4.24% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.01% | -0.48% | -0.09% | |
| 4 | AAPL | Apple INC | Stock-Tech | 5.32% | -0.37% | -1.40% | |
| 5 | VUG | Vanguard Growth ETF | ETF-Other | 3.07% | -0.29% | +0.31% | |
| 6 | NVDA | Nvidia CORP | Stock-Tech | 2.83% | -0.12% | +0.94% | |
| 7 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.80% | -0.06% | -1.65% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.43% | -0.64% | +1.50% | |
| 9 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.00% | -0.13% | +1.99% | |
| 10 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.58% | +0.26% | -0.06% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.56% | -0.09% | -2.78% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.55% | -0.14% | -1.15% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.52% | -0.16% | -2.53% | |
| 14 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.46% | — | +8.64% | |
| 15 | RTX | Rtx CORP | Stock-Industrials | 1.30% | +0.08% | -0.60% | |
| 16 | SMH | Vaneck Semiconductor ETF | ETF-Other | 1.25% | — | -3.16% | |
| 17 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.22% | — | -0.09% | |
| 18 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.13% | +0.13% | -0.59% | |
| 19 | SMTH | Alps Smth Cor Bd Plus ETF | ETF-Other | 1.00% | -0.04% | -4.83% | |
| 20 | IDVO | Amplify Cwp Intl Enh Dvd INC | ETF-Other | 0.97% | +0.70% | +242.11% | |
| 21 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.96% | — | -4.53% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.94% | +0.27% | -1.80% | |
| 23 | GS | Goldman Sachs Group INC | Stock-Financials | 0.89% | -0.03% | -1.58% | |
| 24 | CSCO | Cisco Systems INC | Stock-Tech | 0.85% | — | -0.24% | |
| 25 | CAT | Caterpillar INC | Stock-Industrials | 0.85% | +0.15% | -3.14% | |
| 26 | IBM | Intl Business Machines CORP | Stock-Tech | 0.82% | -0.16% | +0.20% | |
| 27 | HD | Home Depot INC | Stock-Consumer Disc | 0.80% | -0.03% | -1.23% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.75% | — | +0.11% | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.72% | — | +12.35% | |
| 30 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 0.72% | — | +2.61% | |
| 31 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.69% | — | +2.96% | |
| 32 | V | Visa Inc-class A Shares | Stock-Financials | 0.66% | -0.11% | -2.40% | |
| 33 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.65% | — | +0.34% | |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.65% | -0.06% | -5.16% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.64% | -0.13% | -3.95% | |
| 36 | AMGN | Amgen INC | Stock-Healthcare | 0.63% | — | -0.76% | |
| 37 | CVX | Chevron CORP | Stock-Energy | 0.62% | +0.17% | -0.20% | |
| 38 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.61% | — | -0.16% | |
| 39 | FMHI | First Trust Municipal High I | ETF-Other | 0.61% | — | -2.32% | |
| 40 | SO | Southern Co/the | Stock-Utilities | 0.55% | +0.06% | -0.64% | |
| 41 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.55% | +0.06% | -2.69% | |
| 42 | TSLA | Tesla INC | Stock-Consumer Disc | 0.52% | -0.09% | +1.05% | |
| 43 | GD | General Dynamics CORP | Stock-Industrials | 0.51% | — | -2.46% | |
| 44 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.50% | — | -3.58% | |
| 45 | CMI | Cummins INC | Stock-Industrials | 0.49% | — | -2.02% | |
| 46 | ORCL | Oracle CORP | Stock-Tech | 0.49% | -0.14% | +1.51% | |
| 47 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.48% | — | +4.70% | |
| 48 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 0.48% | -0.09% | +9.93% | |
| 49 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.47% | — | +0.25% | |
| 50 | PWRD | Tcw Transform Systems ETF | ETF-Other | 0.46% | +0.20% | +72.64% |
Performance for Q3 2026
+3.8%
Performance Last 4 Quarters
+22%
Based on 80% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 380 | $1.7B | 11 | |
| 2025-12-31 | 372 | $1.8B | 10 | |
| 2025-09-30 | 359 | $1.7B | 35 | |
| 2025-06-30 | 358 | $1.6B | 0 | |
| 2025-03-31 | 340 | $1.4B | 100 | |
| 2024-12-31 | 334 | $1.4B | 0 | |
| 2024-09-30 | 340 | $1.4B | 0 | |
| 2024-06-30 | 325 | $1.3B | 0 | |
| 2024-03-31 | 344 | $1.3B | 0 | |
| 2023-12-31 | 335 | $1.2B | 0 | |
| 2023-09-30 | 319 | $995.2M | 0 | |
| 2023-06-30 | 321 | $995.1M | 0 | |
| 2023-03-31 | 313 | $935.4M | 0 | |
| 2022-12-31 | 312 | $882.4M | 0 | |
| 2022-09-30 | 302 | $1.1B | 0 | |
| 2022-06-30 | 313 | $831.0M | 0 | |
| 2022-03-31 | 325 | $951.0M | 0 | |
| 2021-12-31 | 328 | $952.4M | 0 | |
| 2021-09-30 | 342 | $866.1M | 0 | |
| 2021-06-30 | 320 | $880.7M | 100 | |
| 2021-03-31 | 294 | $855.2M | 17 | |
| 2020-12-31 | 277 | $759.0M | 74 | |
| 2020-09-30 | 155 | $358.9M | 20 | |
| 2020-06-30 | 511 | $340.6M | 27 | |
| 2020-03-31 | 137 | $266.5M | 43 | |
| 2019-12-31 | 170 | $313.1M | 13 | |
| 2019-09-30 | 165 | $289.3M | 43 | |
| 2019-06-30 | 139 | $194.4M | 17 | |
| 2019-03-31 | 128 | $174.9M | 43 | |
| 2018-12-31 | 112 | $119.2M | — |
Principle Wealth Partners LLC's most significant position changes for 2026-03-31: Sold out: ; New buy: Columbia Shrt Dur Bnd ETF (SBND); Add: Amplify Cwp Intl Enh Dvd INC (IDVO) — shares +242.11%; Add: Microsoft CORP (MSFT) — shares +1.50%; Add: Bny Mellon Dynamic Value (BKDV) — shares +4.24%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IDVO | Amplify Cwp Intl Enh Dvd INC | +0.7% | +242.11% | Add |
| 2 | BKDV | Bny Mellon Dynamic Value | +0.5% | +4.24% | Add |
| 3 | XOM | Exxon Mobil CORP | +0.3% | -1.80% | Trim |
| 4 | JNJ | Johnson & Johnson | +0.3% | -0.06% | Trim |
| 5 | PWRD | Tcw Transform Systems ETF | +0.2% | +72.64% | Add |
| 6 | CVX | Chevron CORP | +0.2% | -0.20% | Trim |
| 7 | CAT | Caterpillar INC | +0.2% | -3.14% | Trim |
| 8 | SCHD | Schwab US Dvd Equity ETF | +0.1% | -0.59% | Trim |
| 9 | IPKW | Invesco International Buybac | +0.1% | +56.07% | Add |
| 10 | RAAX | Vaneck Real Assets ETF | +0.1% | +96.74% | Add |
| 11 | UNH | Unitedhealth Group INC | +0.1% | +51.97% | Add |
| 12 | PSX | Phillips 66 | +0.1% | +0.09% | Add |
| 13 | RTX | Rtx CORP | +0.1% | -0.60% | Trim |
| 14 | COP | Conocophillips | +0.1% | -2.77% | Trim |
| 15 | CRWD | Crowdstrike Holdings INC - A | +0.1% | +243.46% | Add |
| 16 | XMMO | Invesco S&p Midcap Momentum | +0.1% | +13.78% | Add |
| 17 | MRK | Merck & Co. INC. | +0.1% | -2.69% | Trim |
| 18 | SO | Southern Co/the | +0.1% | -0.64% | Trim |
| 19 | ASML | ASML Holding N.V. | +0.1% | -0.13% | Trim |
| 20 | LMT | Lockheed Martin CORP | +0.1% | +0.15% | Add |
| 21 | CRWV | Coreweave Inc-cl A | +0.1% | +79.75% | Add |
| 22 | TPL | Texas Pacific Land CORP | +0.1% | +0.02% | Add |
| 23 | COST | Costco Wholesale CORP | +0.1% | -0.72% | Trim |
| 24 | GS | Goldman Sachs Group INC | 0% | -1.58% | Trim |
| 25 | HD | Home Depot INC | 0% | -1.23% | Trim |
| 26 | SMTH | Alps Smth Cor Bd Plus ETF | 0% | -4.83% | Trim |
| 27 | VIG | Vanguard Dividend Apprec ETF | -0.1% | -1.65% | Trim |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | -5.16% | Trim |
| 29 | CRM | Salesforce INC | -0.1% | -41.82% | Trim |
| 30 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -2.78% | Trim |
| 31 | TSLA | Tesla INC | -0.1% | +1.05% | Add |
| 32 | IGV | Ishares Expanded Tech-softwa | -0.1% | +9.93% | Add |
| 33 | SPGP | Invesco S&p 500 Garp ETF | -0.1% | -27.07% | Trim |
| 34 | BX | Blackstone INC | -0.1% | -19.93% | Trim |
| 35 | V | Visa Inc-class A Shares | -0.1% | -2.40% | Trim |
| 36 | NVDA | Nvidia CORP | -0.1% | +0.94% | Add |
| 37 | QCOM | Qualcomm INC | -0.1% | -10.49% | Trim |
| 38 | AMZN | Amazon.com INC | -0.1% | +1.99% | Add |
| 39 | LLY | Eli Lilly & Co | -0.1% | -3.95% | Trim |
| 40 | GOOG | Alphabet Inc-cl C | -0.1% | -1.15% | Trim |
| 41 | ORCL | Oracle CORP | -0.1% | +1.51% | Add |
| 42 | IBM | Intl Business Machines CORP | -0.2% | +0.20% | Add |
| 43 | GOOGL | Alphabet Inc-cl A | -0.2% | -2.53% | Trim |
| 44 | XLG | Invesco S&p 500 Top 50 ETF | -0.3% | +3.48% | Add |
| 45 | VUG | Vanguard Growth ETF | -0.3% | +0.31% | Add |
| 46 | AAPL | Apple INC | -0.4% | -1.40% | Trim |
| 47 | JPM | Jpmorgan Chase & Co | -0.5% | -0.09% | Trim |
| 48 | MSFT | Microsoft CORP | -0.6% | +1.50% | Add |
| 49 | ✓ | — | EXIT | Sold out | |
| 50 | SBND | Columbia Shrt Dur Bnd ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-07 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-03 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-30 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-06 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-29 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-23 | Amendment | View on EDGAR |
| 2024-03-31 | 2024-04-23 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-05 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-31 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-02 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-02 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-16 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-18 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-13 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-05 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-11-05 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-10-30 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-10-11 | 13F-HR | View on EDGAR |
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