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CIK: 0000012600
Total reported value
$8.3B
$8.3B
1345 檔
11.2%
During the Q4 2025 filing period, Principal Securities, Inc. (CIK: 0000012600) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $8.3B across 1345 reported positions.
In Q4 2025, Principal Securities, Inc. displayed an active expansion posture, initiating 1 new positions and adding to 33 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 1345 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USMC | Principal US Mega-cap ETF | ETF-Other | 4.72% | -0.17% | +2.08% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.12% | +0.38% | +9.84% | |
| 3 | BCHP | Principal Foc Blue Chip ETF | ETF-Other | 2.25% | -0.18% | +14.91% | |
| 4 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.14% | -0.92% | +5.84% | |
| 5 | PSC | Principal US Small-cap ETF | ETF-Other | 2.07% | -0.06% | +4.50% | |
| 6 | PIEQ | Principal Intl Eqty ETF | ETF-Other | 1.89% | +2.71% | +18.80% | |
| 7 | GSUS | Goldman Sachs Marketbeta US | ETF-Commodities | 1.72% | -0.02% | +3.76% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 1.51% | -0.17% | +5.61% | |
| 9 | IG | Prin Invest Grad CORP Etf-ui | ETF-Other | 1.34% | +0.13% | +33.75% | |
| 10 | LCAP | Principal Cptl Apprec S3 ETF | ETF-Other | 1.34% | +0.27% | +265.94% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.23% | — | +9.78% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.22% | — | +10.45% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.15% | -0.04% | +2.48% | |
| 14 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.04% | -0.22% | +2.14% | |
| 15 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.03% | -0.08% | -10.64% | |
| 16 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.99% | -0.16% | -14.79% | |
| 17 | PY | Principal Value ETF | ETF-Other | 0.93% | -0.03% | +24.03% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.93% | +0.02% | -1.25% | |
| 19 | GCOR | Goldman Sachs Access US Agg | ETF-Commodities | 0.84% | -0.13% | +0.37% | |
| 20 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.84% | -0.24% | +1.56% | |
| 21 | YLD | Principal Act Hi Yld ETF | ETF-Other | 0.84% | +0.17% | +35.93% | |
| 22 | APUE | Activepassive US Equity ETF | ETF-Other | 0.84% | +0.03% | +10.70% | |
| 23 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.83% | +0.01% | +3.95% | |
| 24 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.82% | -0.05% | +1.65% | |
| 25 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.80% | -0.06% | -12.07% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.72% | -0.18% | -7.67% | |
| 27 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.69% | -0.08% | +5.53% | |
| 28 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.68% | -0.05% | +6.18% | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.67% | -0.36% | +36.60% | |
| 30 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.65% | -0.13% | +5.42% | |
| 31 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 0.64% | -0.03% | +6.44% | |
| 32 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.63% | +0.06% | -6.33% | |
| 33 | AVGO | Broadcom Inc | Stock-Tech | 0.61% | +0.01% | +6.46% | |
| 34 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.59% | +0.02% | +10.43% | |
| 35 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.56% | -0.08% | -5.58% | |
| 36 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.52% | +0.10% | +1.34% | |
| 37 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.52% | +0.03% | +72.01% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.48% | -0.02% | +5.40% | |
| 39 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.47% | -0.04% | -1.44% | |
| 40 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.47% | -0.09% | -15.11% | |
| 41 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.46% | -0.05% | +7.67% | |
| 42 | BND | Vanguard Total Bond Market | ETF-Other | 0.46% | -0.03% | +1.62% | |
| 43 | VTV | Vanguard Value ETF | ETF-Other | 0.44% | -0.01% | +5.79% | |
| 44 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.44% | +0.11% | +5.11% | |
| 45 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.42% | +0.10% | +1.54% | |
| 46 | MBB | Ishares Mbs ETF | ETF-Other | 0.41% | -0.01% | +20.60% | |
| 47 | V | Visa Inc-class A Shares | Stock-Financials | 0.41% | — | -3.82% | |
| 48 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.39% | — | +3.55% | |
| 49 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 0.38% | +0.02% | +27.79% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.38% | -0.04% | +5.34% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | LCAP | Principal Cptl Apprec S3 ETF | +1% | +265.94% | Add |
| 2 | IWX | Ishares Russell Top 200 Valu | +0.3% | +229850.00% | Add |
| 3 | PIEQ | Principal Intl Eqty ETF | +0.3% | +18.80% | Add |
| 4 | IG | Prin Invest Grad CORP Etf-ui | +0.3% | +33.75% | Add |
| 5 | FTEC | Fidelity Msci Info Tech Indx | +0.2% | +72.01% | Add |
| 6 | IVV | Ishares Core S&p 500 ETF | +0.2% | +9.84% | Add |
| 7 | YLD | Principal Act Hi Yld ETF | +0.2% | +35.93% | Add |
| 8 | BCHP | Principal Foc Blue Chip ETF | +0.2% | +14.91% | Add |
| 9 | GOOGL | Alphabet Inc-cl A | +0.2% | -1.25% | Trim |
| 10 | IJR | Ishares Core S&p Small-cap E | +0.2% | +36.60% | Add |
| 11 | GOOG | Alphabet Inc-cl C | +0.2% | +10.43% | Add |
| 12 | SBAR | Simplify Barrier Income ETF | +0.1% | +398.88% | Add |
| 13 | FQAL | Fidelity Quality Factor ETF | +0.1% | +3701.53% | Add |
| 14 | AAPL | Apple Inc | +0.1% | +10.45% | Add |
| 15 | PY | Principal Value ETF | +0.1% | +24.03% | Add |
| 16 | ✓ | Blackrock ETF Trust | +0.1% | +5057.33% | Add |
| 17 | LLY | Eli Lilly & Co | +0.1% | +9.54% | Add |
| 18 | KOCT | Innovator U.s. Small Cap Pow | +0.1% | +2206.62% | Add |
| 19 | DYNF | Ishrs US E F R A Etf-usd Inc | +0.1% | +27.79% | Add |
| 20 | OEF | Ishares S&p 100 ETF | +0.1% | +49.72% | Add |
| 21 | GOVT | Ishares US Treasury Bond ETF | +0.1% | +37.71% | Add |
| 22 | PREF | Pri Spe Pre Sec Acti-usd Inc | +0.1% | +37.84% | Add |
| 23 | MGK | Vanguard Mega Cap Growth ETF | +0.1% | +310.68% | Add |
| 24 | APUE | Activepassive US Equity ETF | +0.1% | +10.70% | Add |
| 25 | QUAL | Ishares Msci USA Quality Fac | +0.1% | +24.45% | Add |
| 26 | MBB | Ishares Mbs ETF | +0.1% | +20.60% | Add |
| 27 | PQDI | Principal Sp & Inc Etf-us In | +0.1% | +42.47% | Add |
| 28 | NVDA | Nvidia CORP | 0% | +9.78% | Add |
| 29 | AVGO | Broadcom Inc | 0% | +6.46% | Add |
| 30 | AMZN | Amazon.com Inc | 0% | +2.48% | Add |
| 31 | PSC | Principal US Small-cap ETF | 0% | +4.50% | Add |
| 32 | GSUS | Goldman Sachs Marketbeta US | 0% | +3.76% | Add |
| 33 | AGG | Ishares Core U.s. Aggregate | 0% | +5.84% | Add |
| 34 | EMXC | Ishares Msci Emr Mrk Ex Chna | -0.1% | -84.21% | Trim |
| 35 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.1% | -15.65% | Trim |
| 36 | DJD | Invesco Dow Jones Industrial | -0.1% | -86.88% | Trim |
| 37 | ORCL | Oracle CORP | -0.1% | -11.08% | Trim |
| 38 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | -15.11% | Trim |
| 39 | SPHQ | Invesco S&p 500 Quality ETF | -0.1% | -65.89% | Trim |
| 40 | IUSG | Ishares Core S&p U.s. Growth | -0.2% | -12.07% | Trim |
| 41 | MLPX | Global X Mlp & Energy Infras | -0.2% | -75.30% | Trim |
| 42 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.2% | -10.64% | Trim |
| 43 | IWY | Ishares Russell Top 200 Grow | -0.2% | -38.30% | Trim |
| 44 | USMC | Principal US Mega-cap ETF | -0.2% | +2.08% | Add |
| 45 | IUSV | Ishares Core S&p U.s. Value | -0.2% | -14.79% | Trim |
| 46 | PSET | Principal Quality ETF | -0.3% | -66.72% | Trim |
| 47 | SPMO | Invesco S&p 500 Momentum ETF | -0.4% | -87.09% | Trim |
| 48 | GSWO | Goldman Sachs Activebeta Wor | — | EXIT | Sold out |
| 49 | NJAN | Innovator Growth 100 Power B | — | EXIT | Sold out |
| 50 | RYLD | Global X Russell 2000 Cov Cl | — | NEW | New buy |
According to official SEC Form 13F filings, Principal Securities, Inc. reported a total U.S. public equity portfolio value of $8.3B across 1345 disclosed positions in Q4 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including USMC, IVV, BCHP) accounted for 11.2% of total reported equity market value during Q4 2025.
Top New Position Initiated
RYLD
市值: $4.3M
Top Position Liquidated / Trimmed
GSWO
前期市值: $6.4M
During Q4 2025, Principal Securities, Inc.'s top holdings by market value included USMC (4.7%)、IVV (3.1%)、BCHP (2.3%). The largest single position, USMC, represented 4.7% of total portfolio value.
In Q4 2025, Principal Securities, Inc. made 50 total portfolio adjustments, initiating 1 new buys, adding to 33 positions, trimming 14 holdings, and fully liquidating 2 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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