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CIK: 0000012600
Total reported value
$8.3B
$8.3B
3731 檔
10.4%
The Q3 2025 SEC filing reveals that Principal Securities, Inc. held a total portfolio value of $8.3B, covering 3731 public equity positions.
In Q3 2025, Principal Securities, Inc. displayed an active expansion posture, initiating 2 new positions and adding to 41 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 3731 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USMC | Principal US Mega-cap ETF | ETF-Other | 4.92% | -0.17% | +9.31% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.96% | +0.38% | +28.55% | |
| 3 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.17% | -0.92% | +8.65% | |
| 4 | BCHP | Principal Foc Blue Chip ETF | ETF-Other | 2.10% | -0.18% | +29.38% | |
| 5 | PSC | Principal US Small-cap ETF | ETF-Other | 2.08% | -0.06% | -1.25% | |
| 6 | GSUS | Goldman Sachs Marketbeta US | ETF-Commodities | 1.73% | -0.02% | +1.70% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.64% | -0.17% | +8.45% | |
| 8 | PIEQ | Principal Intl Eqty ETF | ETF-Other | 1.63% | +2.71% | +32.34% | |
| 9 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 1.21% | -0.16% | +0.47% | |
| 10 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.20% | -0.08% | -6.65% | |
| 11 | NVDA | Nvidia CORP | Stock-Tech | 1.19% | — | +6.31% | |
| 12 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.14% | -0.04% | +4.06% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.10% | — | +6.76% | |
| 14 | IG | Prin Invest Grad CORP Etf-ui | ETF-Other | 1.08% | +0.13% | +21.53% | |
| 15 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.06% | -0.22% | -1.64% | |
| 16 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.95% | -0.06% | +14.44% | |
| 17 | GCOR | Goldman Sachs Access US Agg | ETF-Commodities | 0.90% | -0.13% | +9.60% | |
| 18 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.87% | -0.24% | +5.95% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.84% | -0.05% | +6.52% | |
| 20 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.83% | +0.01% | +8.78% | |
| 21 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.81% | -0.18% | -7.54% | |
| 22 | PY | Principal Value ETF | ETF-Other | 0.81% | -0.03% | +36.31% | |
| 23 | APUE | Activepassive US Equity ETF | ETF-Other | 0.79% | +0.03% | +26.91% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.78% | +0.02% | +7.45% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.78% | -0.08% | +5.87% | |
| 26 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.68% | +0.06% | -7.19% | |
| 27 | YLD | Principal Act Hi Yld ETF | ETF-Other | 0.68% | +0.17% | +46.45% | |
| 28 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.67% | -0.05% | -3.37% | |
| 29 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.67% | -0.13% | +6.20% | |
| 30 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 0.63% | -0.03% | +8.54% | |
| 31 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.61% | -0.08% | -3.24% | |
| 32 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.58% | -0.09% | +10.76% | |
| 33 | AVGO | Broadcom Inc | Stock-Tech | 0.58% | +0.01% | -2.98% | |
| 34 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.54% | +0.10% | +3.97% | |
| 35 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.52% | -0.36% | -1.47% | |
| 36 | IWY | Ishares Russell Top 200 Grow | ETF-Other | 0.49% | -0.07% | +518.33% | |
| 37 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.49% | -0.04% | +0.40% | |
| 38 | BND | Vanguard Total Bond Market | ETF-Other | 0.48% | -0.03% | +11.89% | |
| 39 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.48% | -0.02% | +4.25% | |
| 40 | PSET | Principal Quality ETF | ETF-Other | 0.46% | -0.02% | -5.84% | |
| 41 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.45% | -0.05% | +6.02% | |
| 42 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.44% | +0.02% | +1.61% | |
| 43 | VTV | Vanguard Value ETF | ETF-Other | 0.44% | -0.01% | +5.33% | |
| 44 | V | Visa Inc-class A Shares | Stock-Financials | 0.44% | — | +3.38% | |
| 45 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.44% | +0.11% | +11.77% | |
| 46 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.43% | +0.10% | +3.54% | |
| 47 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.40% | — | +12.22% | |
| 48 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.40% | — | -59.66% | |
| 49 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 0.39% | — | +12.09% | |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.39% | -0.04% | +4.10% |
According to official SEC Form 13F filings, Principal Securities, Inc. reported a total U.S. public equity portfolio value of $8.3B across 3731 disclosed positions in Q3 2025.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including USMC, IVV, AGG) accounted for 10.4% of total reported equity market value during Q3 2025.
Top New Position Initiated
LCAP
市值: $23.3M
Top Position Liquidated / Trimmed
SPYG
前期市值: $61.3M
During Q3 2025, Principal Securities, Inc.'s top holdings by market value included USMC (4.9%)、IVV (3.0%)、AGG (2.2%). The largest single position, USMC, represented 4.9% of total portfolio value.
In Q3 2025, Principal Securities, Inc. made 50 total portfolio adjustments, initiating 2 new buys, adding to 41 positions, trimming 7 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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