13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0000012600
Total reported value
$8.3B
$8.3B
3452 檔
7.7%
In Q3 2024, Principal Securities, Inc.'s U.S. equity holdings reached a combined market value of $8.3B, distributed across 3452 disclosed stock positions.
During Q3 2024, Principal Securities, Inc.'s portfolio maintained high stability with no major positional turnover, reflecting a continuous long-term holding approach.
Showing top 200 holdings (of 3452 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | USMC | Principal US Mega-cap ETF | ETF-Other | 6.08% | -0.17% | +1.99% | |
| 2 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 2.78% | -0.18% | +1.58% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.47% | +0.38% | -12.22% | |
| 4 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.44% | -0.92% | +0.03% | |
| 5 | GSUS | Goldman Sachs Marketbeta US | ETF-Commodities | 1.78% | -0.02% | +5.69% | |
| 6 | PSC | Principal US Small-cap ETF | ETF-Other | 1.63% | -0.06% | +2.77% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 1.42% | -0.17% | +3.75% | |
| 8 | BCHP | Principal Foc Blue Chip ETF | ETF-Other | 1.42% | -0.18% | +80.08% | |
| 9 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.22% | -0.22% | -0.28% | |
| 10 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.18% | -0.04% | +8.72% | |
| 11 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.15% | -0.08% | +11.85% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.14% | — | +11.82% | |
| 13 | IG | Prin Invest Grad CORP Etf-ui | ETF-Other | 1.05% | +0.13% | +7.25% | |
| 14 | PY | Principal Value ETF | ETF-Other | 1.02% | -0.03% | +2.62% | |
| 15 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 0.94% | +0.06% | +1.73% | |
| 16 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.93% | -0.01% | +4.48% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.92% | — | +8.10% | |
| 18 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.84% | -0.36% | +20.71% | |
| 19 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.81% | -0.24% | +4.75% | |
| 20 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.79% | — | +113776.30% | |
| 21 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.77% | -0.05% | -1.99% | |
| 22 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 0.74% | -0.16% | -1.11% | |
| 23 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.74% | +0.01% | +8.37% | |
| 24 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.73% | -0.08% | +13.57% | |
| 25 | GCOR | Goldman Sachs Access US Agg | ETF-Commodities | 0.72% | -0.13% | -3.16% | |
| 26 | SPMO | Invesco S&p 500 Momentum ETF | ETF-Large Cap & Growth | 0.71% | — | +10.33% | |
| 27 | IWX | Ishares Russell Top 200 Valu | ETF-Other | 0.68% | -0.08% | — | |
| 28 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 0.63% | — | +31.63% | |
| 29 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.61% | -0.08% | -5.22% | |
| 30 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.61% | -0.05% | +6.32% | |
| 31 | VTV | Vanguard Value ETF | ETF-Other | 0.60% | -0.01% | +21.16% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.59% | +0.02% | +7.76% | |
| 33 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 0.58% | +0.10% | +5.60% | |
| 34 | VGLT | Vanguard Long-term Treasury | ETF-Gov Bonds | 0.56% | -0.04% | +1.59% | |
| 35 | HDV | Ishares Core High Dividend E | ETF-Other | 0.55% | +0.01% | +705.53% | |
| 36 | BND | Vanguard Total Bond Market | ETF-Other | 0.51% | -0.03% | +8.02% | |
| 37 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.50% | +0.10% | +2.13% | |
| 38 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.48% | -0.09% | +28.64% | |
| 39 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.48% | -0.05% | +9.20% | |
| 40 | PSET | Principal Quality ETF | ETF-Other | 0.47% | -0.02% | +3.66% | |
| 41 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.47% | -0.04% | +6.93% | |
| 42 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.46% | -0.03% | +2.33% | |
| 43 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.44% | -0.06% | +1.84% | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.44% | -0.04% | +3.93% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.43% | — | +9.72% | |
| 46 | XYLD | Global X S&p 500 Cove Call E | ETF-Large Cap & Growth | 0.41% | -0.04% | +2.96% | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.40% | +0.02% | +4.31% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.37% | -0.02% | +8.44% | |
| 49 | XETYX | Eaton Vance Tax-mgd Div Eqty | Stock-Other | 0.37% | -0.04% | +2.89% | |
| 50 | EWU | Ishares Msci United Kingdom | ETF-Other | 0.36% | -0.20% | +5.23% |
According to official SEC Form 13F filings, Principal Securities, Inc. reported a total U.S. public equity portfolio value of $8.3B across 3452 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including USMC, IEFA, IVV) accounted for 7.7% of total reported equity market value during Q3 2024.
During Q3 2024, Principal Securities, Inc.'s top holdings by market value included USMC (6.1%)、IEFA (2.8%)、IVV (2.5%). The largest single position, USMC, represented 6.1% of total portfolio value.
In Q3 2024, Principal Securities, Inc. made 0 total portfolio adjustments, initiating 0 new buys, adding to 0 positions, trimming 0 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.