PC
Prime Capital Investment Advisors, LLC 13F Filings & Institutional Holdings (Q3 2026)
Prime Capital Investment Advisors, LLCCIK: 0001731446
Diversified strategyMomentum followerLong-term holder
Total reported value
$10.2B
Reporting period: 2026-09-30 · Number of holdings: 1099
Prime Capital Investment Advisors, LLC disclosed 1099 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $10.2B and a quarterly turnover rate of 12.1%.
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Personality snowflake
- Concentration
- 6.15
- Portfolio Stability
- 12.11
- Momentum
- 100
- Sector conviction
- 66.71
- Diversification
- 100
- Sizing Uniformity
- 60.58
Prime Capital Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.015 — mathematically equivalent to about 65 equally-sized positions, well below its 1099 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.94), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AVDE
+267.1% $112.2M
Trim VGK
-41.0% -$70.4M
Trim EFA
-91.8% -$57.6M
New buy 30233Q108
Add MSFT
-5.6% $36.7M
Sold out XOM
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 1099 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.97% | +0.10% | -1.94% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.74% | -0.08% | -4.31% | |
| 3 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.73% | +0.09% | +5.93% | |
| 4 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 2.72% | +0.13% | +3.20% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 2.48% | +0.28% | -2.87% | |
| 6 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.43% | +0.01% | -1.87% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 2.43% | +0.28% | -3.14% | |
| 8 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.42% | -0.06% | -5.59% | |
| 9 | AVUS | Avantis U.s. Equity ETF | ETF-Other | 2.18% | -0.01% | -1.79% | |
| 10 | XTEN | Bondbloxx Bbg 10y US Tsy ETF | ETF-Other | 1.77% | -0.06% | +2.90% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.57% | +0.38% | -5.60% | |
| 12 | AVDE | Avantis International Equity | ETF-Other | 1.51% | +1.11% | +267.14% | |
| 13 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.47% | +0.04% | +0.87% | |
| 14 | VTV | Vanguard Value ETF | ETF-Other | 1.36% | -0.04% | -3.25% | |
| 15 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 1.30% | — | -0.97% | |
| 16 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.27% | +0.03% | -0.67% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.20% | +0.04% | -1.83% | |
| 18 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 1.18% | -0.17% | -7.17% | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.14% | +0.04% | +0.71% | |
| 20 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.12% | -0.04% | -3.73% | |
| 21 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 1.02% | +0.31% | +45.71% | |
| 22 | BND | Vanguard Total Bond Market | ETF-Other | 0.99% | -0.04% | -0.27% | |
| 23 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 0.95% | -0.67% | -40.96% | |
| 24 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.94% | +0.01% | -0.86% | |
| 25 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.92% | -0.08% | -2.86% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.88% | -0.01% | +0.88% | |
| 27 | AVGO | Broadcom Inc | Stock-Tech | 0.87% | -0.09% | -6.24% | |
| 28 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.86% | -0.10% | -4.76% | |
| 29 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.77% | +0.03% | +7.32% | |
| 30 | VPL | Vanguard Ftse Pacific ETF | ETF-Other | 0.70% | -0.01% | -2.53% | |
| 31 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.70% | -0.03% | -2.22% | |
| 32 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.70% | — | -7.37% | |
| 33 | MUB | Ishares National Muni Bond E | ETF-Other | 0.68% | +0.01% | +6.82% | |
| 34 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.67% | -0.04% | +0.78% | |
| 35 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.67% | -0.03% | -3.33% | |
| 36 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.66% | -0.01% | +1.34% | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.65% | -0.01% | +0.54% | |
| 38 | AMD | Advanced Micro Devices | Stock-Tech | 0.59% | — | -6.47% | |
| 39 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.58% | -0.02% | +1.33% | |
| 40 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.58% | -0.07% | -5.08% | |
| 41 | WMT | Walmart Inc | Stock-Consumer Staples | 0.57% | -0.05% | -0.56% | |
| 42 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.57% | +0.13% | -4.64% | |
| 43 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.55% | — | -2.06% | |
| 44 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 0.54% | +0.01% | +2.47% | |
| 45 | PSQO | Plmr Sq Credit Opp ETF | ETF-Other | 0.51% | +0.03% | +4.94% | |
| 46 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | +0.01% | -1.00% | |
| 47 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.47% | -0.06% | -6.39% | |
| 48 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.45% | — | +1.00% | |
| 49 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 0.45% | — | +4.79% | |
| 50 | MU | Micron Technology Inc | Stock-Tech | 0.45% | -0.04% | +4.85% |
1–50 of 200
Portfolio Performance
Performance for Q4 2026
+0.5%
Performance Last 4 Quarters
+10.6%
- Stdev
- +10.1%
- Beta
- +0.8
- Alpha
- -0.4%
- Max Drawdown
- -5.6%
- Annualized Perf
- +18.6%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.84
- Stutzer
- +0.51
- Treynor
- +0.22
- Sterling
- +1.28
- Calmar
- +3.32
- Information Ratio
- -1.51
- Tracking Error
- +3.2%
- Stdev Down
- +4.6%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +27.7%
- Worst 12 Months
- +5.7%
- Efficiency Ratio
- +0.72
- Sharpe
- +1.76
- Stdev Sectors
- +10.9%
- Skewness
- -0.01
- Kurtosis
- +0.05
- Upside Potential
- +5.29
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 1099 | $10.2B | 12 | ||
| 2026 Q2 | 1092 | $10.3B | 0 | ||
| 2026 Q1 | 1056 | $8.6B | 24 | ||
| 2025 Q4 | 1044 | $8.2B | 12 | ||
| 2025 Q3 | 1045 | $8.0B | 33 | ||
| 2025 Q2 | 973 | $7.5B | 0 | ||
| 2025 Q1 | 1080 | $8.6B | 100 | ||
| 2024 Q4 | 943 | $6.9B | 0 | ||
| 2024 Q3 | 944 | $7.0B | 0 | ||
| 2024 Q2 | 933 | $6.7B | 0 | ||
| 2024 Q1 | 1025 | $7.2B | 0 | ||
| 2023 Q4 | 976 | $6.6B | 0 | ||
| 2023 Q3 | 767 | $4.9B | 0 | ||
| 2023 Q2 | 774 | $5.1B | 0 | ||
| 2023 Q1 | 564 | $2.4B | 0 | ||
| 2022 Q4 | 523 | $2.6B | 0 | ||
| 2022 Q3 | 404 | $1.7B | 0 | ||
| 2022 Q2 | 399 | $1.7B | 0 | ||
| 2022 Q1 | 343 | $1.8B | 0 | ||
| 2021 Q4 | 343 | $1.9B | 0 | ||
| 2021 Q3 | 298 | $1.6B | 0 | ||
| 2021 Q2 | 378 | $1.7B | 100 | ||
| 2021 Q1 | 462 | $1.4B | 25 | ||
| 2020 Q4 | 452 | $1.3B | 35 | ||
| 2020 Q3 | 450 | $1.2B | 30 | ||
| 2020 Q2 | 464 | $1.1B | 40 | ||
| 2020 Q1 | 487 | $843.7M | 44 | ||
| 2019 Q4 | 584 | $875.5M | 64 | ||
| 2019 Q3 | 619 | $646.2M | 48 | ||
| 2019 Q2 | 357 | $548.3M | 74 | ||
| 2019 Q1 | 306 | $343.4M | 62 | ||
| 2018 Q4 | 356 | $275.9M | 71 | ||
| 2018 Q3 | 257 | $315.2M | 68 | ||
| 2018 Q2 | 354 | $237.9M | 83 | ||
| 2018 Q1 | 236 | $141.2M | 56 | ||
| 2017 Q4 | 250 | $129.7M | — |
Holding changes this quarter
Prime Capital Investment Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Wisdomtree Yield Enhanced US (AGGY); New buy: Wisdomtree Interest Rate Hed (HYZD); New buy: Wisdomtree Trust Wisdomtree (AGZD).
Showing top 200 changes by size (of 1154 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AVDE | Avantis International Equity | +1.1% | +267.14% | Add |
| 2 | ✓ | +0.4% | NEW | New buy | |
| 3 | MSFT | Microsoft CORP | +0.4% | -5.60% | Trim |
| 4 | IEMG | Ishares Core Msci Emerging | +0.3% | +45.71% | Add |
| 5 | NVDA | Nvidia CORP | +0.3% | -2.87% | Trim |
| 6 | AAPL | Apple Inc | +0.3% | -3.14% | Trim |
| 7 | PLTR | Palantir Technologies Inc-a | +0.2% | -3.04% | Trim |
| 8 | USFR | Wisdomtree Floating Rate Tre | +0.2% | +151.50% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.1% | -4.64% | Trim |
| 10 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +3.20% | Add |
| 11 | HYZD | Wisdomtree Interest Rate Hed | +0.1% | NEW | New buy |
| 12 | AGZD | Wisdomtree Trust Wisdomtree | +0.1% | NEW | New buy |
| 13 | IVV | Ishares Core S&p 500 ETF | +0.1% | -1.94% | Trim |
| 14 | BUFR | Ft Vest Lad Buffervetf-usd I | +0.1% | +34.30% | Add |
| 15 | AGG | Ishares Core U.s. Aggregate | +0.1% | +5.93% | Add |
| 16 | ✓ | +0.1% | NEW | New buy | |
| 17 | ACYN | Ft Lad Autocall Bar Inc ETF | +0.1% | +39.26% | Add |
| 18 | ✓ | +0.1% | +112.55% | Add | |
| 19 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | +0.1% | +9.18% | Add |
| 20 | CVX | Chevron CORP | 0% | -5.21% | Trim |
| 21 | NOW | Servicenow Inc | 0% | +11.19% | Add |
| 22 | DELL | Dell Technologies -c | 0% | +19.95% | Add |
| 23 | SUB | Ishares Short-term National | 0% | +26.47% | Add |
| 24 | ✓ | 0% | NEW | New buy | |
| 25 | MPC | Marathon Petroleum CORP | 0% | -3.26% | Trim |
| 26 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.71% | Add |
| 27 | DE | Deere & Co | 0% | +28.92% | Add |
| 28 | AMZN | Amazon.com Inc | 0% | -1.83% | Trim |
| 29 | QQQ | Invesco Qqq Trust Series 1 | 0% | +0.87% | Add |
| 30 | RSP | Invesco S&p 500 Equal Weight | 0% | +78.62% | Add |
| 31 | CRWD | Crowdstrike Holdings Inc - A | 0% | +277.83% | Add |
| 32 | TMO | Thermo Fisher Scientific Inc | 0% | -6.31% | Trim |
| 33 | EMR | Emerson Electric Co | 0% | +41.18% | Add |
| 34 | PSQO | Plmr Sq Credit Opp ETF | 0% | +4.94% | Add |
| 35 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | 0% | +7.32% | Add |
| 36 | VOO | Vanguard S&p 500 ETF | 0% | -0.67% | Trim |
| 37 | RKT | Rocket Cos Inc-class A | 0% | +406.22% | Add |
| 38 | ORCL | Oracle CORP | 0% | +34.87% | Add |
| 39 | ACIO | Aptus Collared Invest Opp | 0% | +13.11% | Add |
| 40 | PSX | Phillips 66 | 0% | -0.54% | Trim |
| 41 | V | Visa Inc-class A Shares | 0% | +0.25% | Add |
| 42 | VUG | Vanguard Growth ETF | 0% | +2.16% | Add |
| 43 | SNOW | Snowflake Inc | 0% | +233.08% | Add |
| 44 | SGOV | Ishares 0-3 Month Treasury B | 0% | +27.64% | Add |
| 45 | VEA | Vanguard Ftse Developed ETF | 0% | +11.88% | Add |
| 46 | BABA | Alibaba Group Holding-sp Adr | 0% | +83.71% | Add |
| 47 | AVDV | Avantis Intl S/c Value ETF | 0% | -1.07% | Trim |
| 48 | SPYM | Ste Str Spdr Pt S&p 500 ETF | 0% | +9.80% | Add |
| 49 | MRK | Merck & Co. Inc. | 0% | +8.25% | Add |
| 50 | FTNT | Fortinet Inc | 0% | +17.73% | Add |
1–50 of 200
Filing History
FAQ
What is Prime Capital Investment Advisors, LLC and what type of investor is it?
Prime Capital Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $10.2B, spread across 1099 disclosed positions.
What are Prime Capital Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Prime Capital Investment Advisors, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $710.3M (7.0%)
2. Vanguard Total Stock Mkt ETF (VTI) — $381.0M (3.7%)
3. Ishares Core U.s. Aggregate (AGG) — $380.2M (3.7%)
4. Ishares Core Msci Eafe ETF (IEFA) — $277.0M (2.7%)
5. Nvidia CORP (NVDA) — $252.8M (2.5%)
What changes did Prime Capital Investment Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Prime Capital Investment Advisors, LLC made 200 notable position adjustments: 8 new positions were initiated, 61 existing holdings were added to, 126 positions were partially reduced, and 5 were completely exited. The largest of these moves: New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Wisdomtree Yield Enhanced US (AGGY); New buy: Wisdomtree Interest Rate Hed (HYZD); New buy: Wisdomtree Trust Wisdomtree (AGZD)
What sectors does Prime Capital Investment Advisors, LLC focus on?
Prime Capital Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 41.8%
• Industrials: 11.2%
• Financials: 9.0%
• Consumer Discretionary: 8.9%
• Health Care: 8.6%
• Communication Services: 8.6%
Investment Profile
Prime Capital Investment Advisors, LLC returned an annualized 18.6% over the trailing 36 months — underperforming the S&P 500 by 0.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 41.8% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 33 to 12 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVV position over the past two quarters (+$405.3M, now $710.3M), while trimming DGRW over the same stretch (-$73.6M, still holding $21.2M).
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Developer Access
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