CIK: 0001387508
Total reported value
$1.3B
Reporting period: 2026-03-31 · Number of holdings: 1176
PRELUDE CAPITAL MANAGEMENT, LLC disclosed 1176 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.3B and a quarterly turnover rate of 90.6%.
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Prelude Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.004 — mathematically equivalent to about 261 equally-sized positions, well below its 1176 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 61% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add PEN
+1656.1% $14.9M
Trim GLD
-47.6% -$14.4M
Add CWAN
+749.3% $13.0M
Trim EA
-63.7% -$13.3M
Add META
+375.2% $11.9M
Trim NFLX
-84.1% -$11.1M
Showing top 200 holdings (of 1176 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GLD | Spdr Gold Shares | ETF-Commodities | 1.48% | -1.01% | -47.61% | |
| 2 | BHF | Brighthouse Financial INC | Stock-Financials | 1.40% | — | -3.13% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 1.32% | -0.43% | -23.85% | |
| 4 | MU | Micron Technology INC | Stock-Tech | 1.22% | +0.59% | +52.93% | |
| 5 | PEN | Penumbra INC | Stock-Healthcare | 1.20% | +1.14% | +1656.06% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.20% | +0.93% | +375.17% | |
| 7 | CWAN | Clearwater Analytics Holdings, Inc. | Stock-Tech | 1.13% | +1.00% | +749.30% | |
| 8 | NSC | Norfolk Southern CORP | Stock-Industrials | 1.12% | — | +4.66% | |
| 9 | WBD | Warner Bros Discovery INC | Stock-Comm Services | 1.11% | — | +48.26% | |
| 10 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.05% | +0.54% | +120.25% | |
| 11 | GTLS | Chart Industries INC | Stock-Industrials | 0.92% | +0.47% | +94.00% | |
| 12 | TXNM | Txnm Energy INC | Stock-Utilities | 0.90% | — | -15.42% | |
| 13 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.87% | — | +1.23% | |
| 14 | ACLXGBX | Arcellx INC | Stock-Other | 0.87% | +0.87% | NEW | |
| 15 | VSNT | Versant Media Group INC | Stock-Comm Services | 0.79% | +0.79% | NEW | |
| 16 | CNR | Core Natural Resources INC | Stock-Energy | 0.79% | — | +2.74% | |
| 17 | HO1 | Hologic INC | Stock-Other | 0.73% | — | +9.21% | |
| 18 | APPN | Appian Corp-a | Stock-Other | 0.72% | +0.72% | NEW | |
| 19 | FLR | Fluor CORP | Stock-Industrials | 0.71% | — | -7.36% | |
| 20 | AM6 | Amicus Therapeutics INC | Stock-Other | 0.71% | — | +83.13% | |
| 21 | GTM | Zoominfo Technologies INC | Stock-Tech | 0.68% | -0.40% | +2.88% | |
| 22 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.64% | -0.75% | -53.35% | |
| 23 | WBS | Webster Financial CORP | Stock-Financials | 0.61% | +0.61% | NEW | |
| 24 | AAUC | Allied Gold CORP | Stock-Other | 0.60% | +0.60% | NEW | |
| 25 | EA | Electronic Arts INC | Stock-Comm Services | 0.59% | -0.96% | -63.71% | |
| 26 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.56% | — | +34.32% | |
| 27 | WDAY | Workday Inc-class A | Stock-Tech | 0.56% | +0.46% | +771.23% | |
| 28 | COHR | Coherent CORP | Stock-Tech | 0.52% | +0.47% | +643.58% | |
| 29 | GLW | Corning INC | Stock-Tech | 0.49% | +0.38% | +186.60% | |
| 30 | SDA | Sealed Air CORP | Stock-Consumer Disc | 0.47% | — | +250.94% | |
| 31 | MNDY | monday.com Ltd. | Stock-Tech | 0.46% | +0.44% | +5932.03% | |
| 32 | PCG | P G & E CORP | Stock-Utilities | 0.45% | — | +5.78% | |
| 33 | NICE | Nice LTD - Spon Adr | Stock-Tech | 0.45% | -0.53% | -54.45% | |
| 34 | ACHC | Acadia Healthcare Co INC | Stock-Other | 0.43% | — | +55.60% | |
| 35 | KVUE | Kenvue INC | Stock-Consumer Staples | 0.43% | — | -9.44% | |
| 36 | VSXY | Victoria's Secret & Co | Stock-Consumer Disc | 0.43% | — | +94.11% | |
| 37 | VAL | Valaris Limited | Stock-Energy | 0.43% | +0.43% | NEW | |
| 38 | AL | Air Lease CORP | Stock-Other | 0.42% | — | +60.58% | |
| 39 | EQIX | Equinix INC | Stock-Real Estate | 0.42% | — | +48.43% | |
| 40 | DBRG | Digitalbridge Group INC | Stock-Financials | 0.41% | — | +498.44% | |
| 41 | AES | Aes CORP | Stock-Utilities | 0.41% | — | +72.53% | |
| 42 | MSFT | Microsoft CORP | Stock-Tech | 0.40% | — | +75.88% | |
| 43 | T86 | Tri Pointe Homes INC | Stock-Other | 0.40% | +0.40% | NEW | |
| 44 | IHS | IHS Holding Limited | Stock-Other | 0.40% | +0.40% | NEW | |
| 45 | CNC | Centene CORP | Stock-Healthcare | 0.40% | — | +33.77% | |
| 46 | NATL | Ncr Atleos CORP | Stock-Tech | 0.40% | — | +50.81% | |
| 47 | XLE | Ss Energy Select Sector | ETF-Other | 0.40% | +0.40% | NEW | |
| 48 | TGT | Target CORP | Stock-Consumer Disc | 0.39% | — | +7.09% | |
| 49 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.38% | +0.38% | NEW | |
| 50 | AXTI | Axt INC | Stock-Other | 0.38% | +0.38% | NEW |
Performance for Q3 2026
+2.2%
Performance Last 4 Quarters
+29.3%
Based on 69% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1176 | $1.3B | 91 | |
| 2025-12-31 | 1260 | $1.4B | 85 | |
| 2025-09-30 | 1119 | $1.3B | 100 | |
| 2025-06-30 | 975 | $1.0B | 0 | |
| 2025-03-31 | 1143 | $1.3B | 100 | |
| 2024-12-31 | 1179 | $1.6B | 0 | |
| 2024-09-30 | 1241 | $2.7B | 0 | |
| 2024-06-30 | 1182 | $1.4B | 0 | |
| 2024-03-31 | 1282 | $1.9B | 0 | |
| 2023-12-31 | 1099 | $1.5B | 0 | |
| 2023-09-30 | 1106 | $1.5B | 0 | |
| 2023-06-30 | 1087 | $1.5B | 0 | |
| 2023-03-31 | 1143 | $1.7B | 0 | |
| 2022-12-31 | 1292 | $1.9B | 0 | |
| 2022-09-30 | 1553 | $2.8B | 0 | |
| 2022-06-30 | 1790 | $3.5B | 0 | |
| 2022-03-31 | 1744 | $3.5B | 0 | |
| 2021-12-31 | 1961 | $3.9B | 0 | |
| 2021-09-30 | 1670 | $3.9B | 0 | |
| 2021-06-30 | 1614 | $3.4B | 100 | |
| 2021-03-31 | 1499 | $3.9B | 97 | |
| 2020-12-31 | 1213 | $3.9B | 97 | |
| 2020-09-30 | 1792 | $2.1B | 91 | |
| 2020-06-30 | 1938 | $1.8B | 100 | |
| 2020-03-31 | 1384 | $1.5B | 89 | |
| 2019-12-31 | 1877 | $2.6B | 78 | |
| 2019-09-30 | 1667 | $2.2B | 79 | |
| 2019-06-30 | 1608 | $2.0B | 82 | |
| 2019-03-31 | 1720 | $1.8B | 100 | |
| 2018-12-31 | 1743 | $1.5B | 100 | |
| 2018-09-30 | 1698 | $1.7B | 82 | |
| 2018-06-30 | 1620 | $1.6B | 82 | |
| 2018-03-31 | 1468 | $1.4B | 86 | |
| 2017-12-31 | 1316 | $1.2B | 86 | |
| 2017-09-30 | 1589 | $1.1B | 86 | |
| 2017-06-30 | 1575 | $1.1B | 100 | |
| 2017-03-31 | 1472 | $1.0B | 100 | |
| 2016-12-31 | 1517 | $827.6M | 100 | 141308629662443G30397 |
| 2016-09-30 | 1562 | $953.3M | 100 | |
| 2016-06-30 | 1555 | $715.1M | 97 | |
| 2016-03-31 | 1227 | $716.6M | 100 | |
| 2015-12-31 | 1426 | $645.1M | 96 | |
| 2015-09-30 | 1445 | $688.2M | 100 | |
| 2015-06-30 | 1653 | $714.5M | 84 | |
| 2015-03-31 | 1901 | $721.5M | 96 | |
| 2014-12-31 | 1864 | $682.6M | 94 | 12296782G2554F314170T |
| 2014-09-30 | 1831 | $710.2M | 89 | 188732J2G2554F325490A |
| 2014-06-30 | 1886 | $755.9M | 86 | |
| 2014-03-31 | 1831 | $746.4M | 94 | |
| 2013-12-31 | 1578 | $606.0M | 100 | |
| 2013-09-30 | 1697 | $619.3M | 85 | |
| 2013-06-30 | 900 | $466.1M | 90 |
Prelude Capital Management, LLC's most significant position changes for 2026-03-31: Sold out: Cyberark Software LTD; Sold out: Exact Sciences CORP (EXK); Sold out: Dayforce INC (DAY); New buy: Arcellx INC (ACLXGBX); Sold out: Frontier Communications Pare (FYBR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PEN | Penumbra INC | +1.1% | +1656.06% | Add |
| 2 | CWAN | Clearwater Analytics Holdings, Inc. | +1% | +749.30% | Add |
| 3 | META | Meta Platforms Inc-class A | +0.9% | +375.17% | Add |
| 4 | MU | Micron Technology INC | +0.6% | +52.93% | Add |
| 5 | AMZN | Amazon.com INC | +0.5% | +120.25% | Add |
| 6 | COHR | Coherent CORP | +0.5% | +643.58% | Add |
| 7 | GTLS | Chart Industries INC | +0.5% | +94.00% | Add |
| 8 | WDAY | Workday Inc-class A | +0.5% | +771.23% | Add |
| 9 | MNDY | monday.com Ltd. | +0.4% | +5932.03% | Add |
| 10 | GLW | Corning INC | +0.4% | +186.60% | Add |
| 11 | GTM | Zoominfo Technologies INC | -0.4% | +2.88% | Add |
| 12 | CLS | Celestica INC | -0.4% | -82.30% | Trim |
| 13 | DOMO | Domo INC - Class B | -0.4% | +0.45% | Add |
| 14 | NVDA | Nvidia CORP | -0.4% | -23.85% | Trim |
| 15 | JOYY | Joyy Inc-adr | -0.5% | -92.20% | Trim |
| 16 | TSLA | Tesla INC | -0.5% | -85.54% | Trim |
| 17 | NICE | Nice LTD - Spon Adr | -0.5% | -54.45% | Trim |
| 18 | BE | Bloom Energy Corp- A | -0.6% | -91.99% | Trim |
| 19 | HOOD | Robinhood Markets INC - A | -0.7% | -89.22% | Trim |
| 20 | GOOG | Alphabet Inc-cl C | -0.8% | -53.35% | Trim |
| 21 | U | Unity Software INC | -0.8% | -95.76% | Trim |
| 22 | TER | Teradyne INC | -0.8% | -97.64% | Trim |
| 23 | NFLX | Netflix INC | -0.8% | -84.13% | Trim |
| 24 | EA | Electronic Arts INC | -1% | -63.71% | Trim |
| 25 | GLD | Spdr Gold Shares | -1% | -47.61% | Trim |
| 26 | ✓ | Cyberark Software LTD | — | EXIT | Sold out |
| 27 | EXK | Exact Sciences CORP | — | EXIT | Sold out |
| 28 | DAY | Dayforce INC | — | EXIT | Sold out |
| 29 | ACLXGBX | Arcellx INC | — | NEW | New buy |
| 30 | FYBR | Frontier Communications Pare | — | EXIT | Sold out |
| 31 | VSNT | Versant Media Group INC | — | NEW | New buy |
| 32 | APPN | Appian Corp-a | — | NEW | New buy |
| 33 | RNAGBP | Avidity Biosciences INC | — | EXIT | Sold out |
| 34 | WBS | Webster Financial CORP | — | NEW | New buy |
| 35 | AAUC | Allied Gold CORP | — | NEW | New buy |
| 36 | SRLN | Ss Blackstone Sr Loan ETF | — | EXIT | Sold out |
| 37 | CATBUSD | Astria Therapeutics INC | — | EXIT | Sold out |
| 38 | CDTX | Cidara Therapeutics INC | — | EXIT | Sold out |
| 39 | VAL | Valaris Limited | — | NEW | New buy |
| 40 | T86 | Tri Pointe Homes INC | — | NEW | New buy |
| 41 | IHS | IHS Holding Limited | — | NEW | New buy |
| 42 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 43 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 44 | AXTI | Axt INC | — | NEW | New buy |
| 45 | CMA | Comerica INC | — | EXIT | Sold out |
| 46 | TWO | Two Harbors Investment CORP | — | NEW | New buy |
| 47 | TALK | Talkspace INC | — | NEW | New buy |
| 48 | CROX | Crocs INC | — | NEW | New buy |
| 49 | XOP | Ss Spdr S&p Og Exp & Prod | — | NEW | New buy |
| 50 | XHC | Heritage Commerce CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | Amendment | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-06-01 | Amendment | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-24 | Amendment | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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