PI
Powell Investment Advisors, LLC 13F Holdings (171 Positions, Q3 2026)
Powell Investment Advisors, LLCCIK: 0001802195
Diversified strategyMomentum followerLong-term holder
Total reported value
$312.8M
Reporting period: 2026-09-30 · Number of holdings: 171
Powell Investment Advisors, LLC disclosed 171 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $312.8M and a quarterly turnover rate of 7.6%.
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Personality snowflake
- Concentration
- 21.3
- Portfolio Stability
- 7.63
- Momentum
- 100
- Sector conviction
- 64.09
- Diversification
- 100
- Sizing Uniformity
- 71.45
Powell Investment Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 171 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.86), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 25% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim IWO
-0.1% -$2.3M
Add IVW
-0.8% $1.0M
Trim TSLA
-9.1% -$1.3M
Trim IWN
-0.1% -$1.4M
Add NVDA
0.0% $987.9K
New buy 30233Q108
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 12.61% | +0.48% | -0.78% | |
| 2 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 11.36% | -0.02% | -1.97% | |
| 3 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 7.71% | -0.34% | -0.12% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.62% | +0.17% | +0.49% | |
| 5 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 6.92% | -0.62% | -0.08% | |
| 6 | DVY | Ishares Select Dividend ETF | ETF-Other | 4.84% | -0.06% | +0.28% | |
| 7 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.04% | +0.20% | +0.95% | |
| 8 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 2.74% | -0.03% | +0.03% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 2.53% | +0.34% | — | |
| 10 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.31% | -0.02% | -1.85% | |
| 11 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 2.30% | -0.11% | +0.24% | |
| 12 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.91% | -0.20% | +0.38% | |
| 13 | AAPL | Apple Inc | Stock-Tech | 1.48% | +0.18% | -1.89% | |
| 14 | TSLA | Tesla Inc | Stock-Consumer Disc | 1.37% | -0.40% | -9.11% | |
| 15 | IOO | Ishares Global 100 ETF | ETF-Other | 1.35% | +0.07% | -1.18% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.00% | +0.02% | — | |
| 17 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.98% | -0.05% | +0.35% | |
| 18 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.92% | -0.01% | -1.99% | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.84% | +0.01% | -1.63% | |
| 20 | VUG | Vanguard Growth ETF | ETF-Other | 0.83% | +0.05% | +0.03% | |
| 21 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.75% | -0.03% | -0.43% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.71% | +0.01% | — | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.68% | +0.19% | +0.02% | |
| 24 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.67% | +0.26% | +12.84% | |
| 25 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.63% | -0.05% | -1.75% | |
| 26 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.61% | -0.02% | +0.05% | |
| 27 | PFF | Ishares Preferred & Income S | ETF-Other | 0.60% | -0.02% | -0.93% | |
| 28 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.47% | -0.01% | — | |
| 29 | XLE | Ss Energy Select Sector | ETF-Other | 0.46% | +0.07% | +0.40% | |
| 30 | ALSN | Allison Transmission Holding | Stock-Consumer Disc | 0.44% | +0.01% | — | |
| 31 | NET | Cloudflare Inc - Class A | Stock-Tech | 0.40% | +0.12% | — | |
| 32 | CSCO | Cisco Systems Inc | Stock-Tech | 0.37% | -0.03% | — | |
| 33 | XAR | Ss Spdr S&p Aerospace Def | ETF-Other | 0.37% | -0.08% | +0.04% | |
| 34 | LRCX | Lam Research CORP | Stock-Tech | 0.36% | -0.11% | — | |
| 35 | PAVE | Global X US Infrastructure | ETF-Other | 0.36% | -0.05% | -1.61% | |
| 36 | CQP | Cheniere Energy Partners LP | Stock-Other | 0.36% | +0.01% | +1.19% | |
| 37 | C | Citigroup Inc | Stock-Financials | 0.36% | -0.02% | — | |
| 38 | AVGO | Broadcom Inc | Stock-Tech | 0.35% | -0.03% | — | |
| 39 | AMLP | Alerian Mlp ETF | ETF-Other | 0.35% | — | +0.26% | |
| 40 | ✓ | Stock-Other | 0.34% | +0.26% | +395.10% | ||
| 41 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.34% | +0.06% | — | |
| 42 | SON | Sonoco Products Co | Stock-Consumer Disc | 0.33% | -0.04% | +0.86% | |
| 43 | ✓ | Stock-Other | 0.33% | +0.33% | NEW | ||
| 44 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.32% | -0.05% | +0.10% | |
| 45 | IBM | Intl Business Machines CORP | Stock-Tech | 0.32% | -0.09% | +0.04% | |
| 46 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.32% | — | +1.72% | |
| 47 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.31% | — | — | |
| 48 | SCCO | Southern Copper CORP | Stock-Materials | 0.31% | -0.23% | -51.17% | |
| 49 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.31% | -0.02% | +0.37% | |
| 50 | PFXF | Vaneck Pref Sec X-financials | ETF-Other | 0.30% | — | — |
1–50 of 171
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q4 2026
+1%
Performance Last 4 Quarters
+10.9%
- Stdev
- +12.2%
- Beta
- +0.96
- Alpha
- -1.4%
- Max Drawdown
- -8.6%
- Annualized Perf
- +21.1%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.63
- Stutzer
- +0.48
- Treynor
- +0.21
- Sterling
- +1.33
- Calmar
- +2.46
- Information Ratio
- -0.65
- Tracking Error
- +3.5%
- Stdev Down
- +5.5%
- Winning Months %
- +61.1%
- Losing Months %
- +38.9%
- Best 12 Months
- +32.6%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.69
- Sharpe
- +1.64
- Stdev Sectors
- +10.6%
- Skewness
- +0.06
- Kurtosis
- -0.39
- Upside Potential
- +5.24
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 171 | $312.8M | 8 | ||
| 2026 Q2 | 167 | $316.8M | 0 | ||
| 2026 Q1 | 174 | $290.1M | 10 | ||
| 2025 Q4 | 169 | $290.5M | 7 | ||
| 2025 Q3 | 167 | $286.0M | 33 | ||
| 2025 Q2 | 167 | $266.6M | 0 | ||
| 2025 Q1 | 145 | $203.7M | 100 | ||
| 2024 Q4 | 157 | $215.9M | 0 | ||
| 2024 Q3 | 151 | $214.2M | 0 | ||
| 2024 Q2 | 150 | $193.1M | 0 | ||
| 2024 Q1 | 145 | $189.4M | 0 | ||
| 2023 Q4 | 146 | $180.8M | 0 | ||
| 2023 Q3 | 139 | $166.4M | 0 | ||
| 2023 Q2 | 132 | $171.1M | 0 | ||
| 2023 Q1 | 135 | $179.7M | 0 | ||
| 2022 Q4 | 134 | $172.3M | 0 | ||
| 2022 Q3 | 129 | $152.5M | 0 | ||
| 2022 Q2 | 140 | $165.0M | 0 | ||
| 2022 Q1 | 128 | $171.8M | 0 | ||
| 2021 Q4 | 131 | $175.9M | 0 | ||
| 2021 Q3 | 123 | $161.9M | 0 | ||
| 2021 Q2 | 120 | $162.8M | 97 | ||
| 2021 Q1 | 122 | $152.9M | 18 | ||
| 2020 Q4 | 107 | $131.5M | 20 | ||
| 2020 Q3 | 116 | $116.6M | 18 | ||
| 2020 Q2 | 112 | $103.4M | 33 | ||
| 2020 Q1 | 115 | $82.6M | 30 | ||
| 2019 Q4 | 117 | $95.9M | 0 |
Holding changes this quarter
Powell Investment Advisors, LLC's most significant position changes for 2026-09-30: New buy: ; New buy: Strategy Inc (MSTR); Sold out: Brookfield CORP (BN); New buy: Servicenow Inc (NOW); New buy: Atlassian Corp-cl A (TEAM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IVW | Ishares S&p 500 Growth ETF | +0.5% | -0.78% | Trim |
| 2 | NVDA | Nvidia CORP | +0.3% | — | Unchanged |
| 3 | ✓ | +0.3% | NEW | New buy | |
| 4 | ✓ | +0.3% | +395.10% | Add | |
| 5 | IBIT | Ishares Bitcoin Trust ETF | +0.3% | +12.84% | Add |
| 6 | AMZN | Amazon.com Inc | +0.2% | +0.95% | Add |
| 7 | MSFT | Microsoft CORP | +0.2% | +0.02% | Add |
| 8 | AAPL | Apple Inc | +0.2% | -1.89% | Trim |
| 9 | QQQ | Invesco Qqq Trust Series 1 | +0.2% | +0.49% | Add |
| 10 | NET | Cloudflare Inc - Class A | +0.1% | — | Unchanged |
| 11 | MSTR | Strategy Inc | +0.1% | NEW | New buy |
| 12 | NOW | Servicenow Inc | +0.1% | NEW | New buy |
| 13 | TEAM | Atlassian Corp-cl A | +0.1% | NEW | New buy |
| 14 | XLE | Ss Energy Select Sector | +0.1% | +0.40% | Add |
| 15 | IOO | Ishares Global 100 ETF | +0.1% | -1.18% | Trim |
| 16 | VZ | Verizon Communications Inc | +0.1% | NEW | New buy |
| 17 | GILD | Gilead Sciences Inc | +0.1% | — | Unchanged |
| 18 | SNOW | Snowflake Inc | +0.1% | — | Unchanged |
| 19 | SHOP | Shopify Inc - Class A | +0.1% | — | Unchanged |
| 20 | VUG | Vanguard Growth ETF | +0.1% | +0.03% | Add |
| 21 | IBRX | Immunitybio Inc | 0% | NEW | New buy |
| 22 | BLK | Blackrock Inc | 0% | — | Unchanged |
| 23 | META | Meta Platforms Inc-class A | 0% | — | Unchanged |
| 24 | T | At&t Inc | 0% | +0.95% | Add |
| 25 | MRK | Merck & Co. Inc. | 0% | — | Unchanged |
| 26 | EEM | Ishares Msci Emerging Market | 0% | +13.07% | Add |
| 27 | SBET | Sharplink Inc | 0% | — | Unchanged |
| 28 | RR | Richtech Robotics Inc-cl B | 0% | NEW | New buy |
| 29 | ARKG | Ark Genomic Revolution ETF | 0% | — | Unchanged |
| 30 | KO | Coca-cola Co/the | 0% | +0.02% | Add |
| 31 | GLD | Spdr Gold Shares | 0% | +6.32% | Add |
| 32 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 33 | BMY | Bristol-myers Squibb Co | 0% | — | Unchanged |
| 34 | BABA | Alibaba Group Holding-sp Adr | 0% | — | Unchanged |
| 35 | MET | Metlife Inc | 0% | — | Unchanged |
| 36 | HAP | Vaneck Natural Resources ETF | 0% | NEW | New buy |
| 37 | IYW | Ishares Ustechnology ETF | 0% | — | Unchanged |
| 38 | PM | Philip Morris International | 0% | — | Unchanged |
| 39 | DDOG | Datadog Inc - Class A | 0% | — | Unchanged |
| 40 | IGV | Ishares Expanded Tech-softwa | 0% | — | Unchanged |
| 41 | JNJ | Johnson & Johnson | 0% | — | Unchanged |
| 42 | AMD | Advanced Micro Devices | 0% | — | Unchanged |
| 43 | GLTR | Abrdn Precious Metals Basket | 0% | — | Unchanged |
| 44 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -1.63% | Trim |
| 45 | IXC | Ishares Global Energy ETF | 0% | — | Unchanged |
| 46 | CQP | Cheniere Energy Partners LP | 0% | +1.19% | Add |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 48 | MRSH | Marsh & Mclennan Cos | 0% | — | Unchanged |
| 49 | SE | Sea Ltd-adr | 0% | — | Unchanged |
| 50 | ALSN | Allison Transmission Holding | 0% | — | Unchanged |
1–50 of 175
Filing History
FAQ
What is Powell Investment Advisors, LLC and what type of investor is it?
Powell Investment Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $312.8M, spread across 171 disclosed positions.
What are Powell Investment Advisors, LLC's largest equity positions?
Based on the latest 13F filing, Powell Investment Advisors, LLC's top holdings by market value are:
1. Ishares S&p 500 Growth ETF (IVW) — $39.4M (12.6%)
2. Ishares S&p 500 Value ETF (IVE) — $35.5M (11.4%)
3. Ishares Russell 2000 Value E (IWN) — $24.1M (7.7%)
4. Invesco Qqq Trust Series 1 (QQQ) — $23.8M (7.6%)
5. Ishares Russell 2000 Growth (IWO) — $21.6M (6.9%)
What changes did Powell Investment Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, Powell Investment Advisors, LLC made 76 notable position adjustments: 8 new positions were initiated, 47 existing holdings were added to, 17 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: ; New buy: Strategy Inc (MSTR); Sold out: Brookfield CORP (BN); New buy: Servicenow Inc (NOW); New buy: Atlassian Corp-cl A (TEAM)
What sectors does Powell Investment Advisors, LLC focus on?
Powell Investment Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.6%
• Consumer Discretionary: 24.4%
• Financials: 19.7%
• Communication Services: 6.2%
• Health Care: 4.8%
• Utilities: 3.0%
Investment Profile
Powell Investment Advisors, LLC returned an annualized 21.1% over the trailing 36 months — underperforming the S&P 500 by 1.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.96 (roughly in line with the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.6% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 33 to 8 over the past 4 quarters — a shift toward longer holding periods.
It has added to its IVW position over the past two quarters (+$6.6M, now $39.4M), while trimming FBND over the same stretch (-$283.0K, still holding $2.3M).
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Developer Access
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