13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001640335
Total reported value
$223.5M
$223.5M
154 檔
24.9%
The Q3 2025 SEC filing reveals that Pointe Capital Management LLC held a total portfolio value of $223.5M, covering 154 public equity positions.
In Q3 2025, Pointe Capital Management LLC displayed an active expansion posture, initiating 6 new positions and adding to 63 existing holdings, outstripping position reductions.
In terms of portfolio concentration, the top 5 core holdings (including IWF, VYM, VCSH) accounted for 24.9% of total reported equity market value during Q3 2025.
Top New Position Initiated
TTD
市值: $5.6M
Top Position Liquidated / Trimmed
BNDX
前期市值: $2.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWF | Ishares Russell 1000 Growth | ETF-Other | 8.58% | +0.78% | +4.95% | |
| 2 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 6.83% | -0.18% | +0.40% | |
| 3 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 4.76% | +0.15% | +1.18% | |
| 4 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 3.60% | +0.18% | +3.66% | |
| 5 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 3.39% | -0.18% | -0.16% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.99% | +0.33% | +1.79% | |
| 7 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.80% | +0.33% | +13.51% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 2.78% | +0.28% | -0.53% | |
| 9 | TTD | Trade Desk Inc/the -class A | Stock-Comm Services | 2.75% | — | +0.16% | |
| 10 | GLD | Spdr Gold Shares | ETF-Commodities | 2.62% | -0.62% | +0.49% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 2.36% | -0.13% | — | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.53% | +0.02% | — | |
| 13 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.49% | -0.24% | — | |
| 14 | RTX | Rtx CORP | Stock-Industrials | 1.39% | -0.17% | — | |
| 15 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.29% | +0.13% | +13.09% | |
| 16 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.28% | +0.01% | +2.71% | |
| 17 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.26% | +0.14% | — | |
| 18 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 1.24% | -0.04% | +1.71% | |
| 19 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 1.24% | +0.01% | +0.00% | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.17% | +0.05% | — | |
| 21 | ORCL | Oracle CORP | Stock-Tech | 1.11% | -0.06% | — | |
| 22 | XETYX | Eaton Vance Tax-mgd Div Eqty | Stock-Other | 1.06% | -0.06% | -0.74% | |
| 23 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.04% | — | +115.05% | |
| 24 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.90% | +0.07% | +20.42% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.90% | +0.02% | +0.56% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.89% | -0.07% | — | |
| 27 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.88% | +0.13% | +24.42% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.85% | +0.10% | +3.33% | |
| 29 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.82% | +0.18% | — | |
| 30 | LNG | Cheniere Energy Inc | Stock-Energy | 0.76% | -0.08% | — | |
| 31 | MA | Mastercard Inc - A | Stock-Financials | 0.72% | -0.03% | — | |
| 32 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.72% | +0.16% | +14.48% | |
| 33 | XEXGX | Eaton Vance Tax-managed Glob | Stock-Other | 0.71% | -0.06% | — | |
| 34 | BKR | Baker Hughes Co | Stock-Energy | 0.70% | -0.15% | — | |
| 35 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.65% | +0.05% | — | |
| 36 | NFLX | Netflix Inc | Stock-Comm Services | 0.64% | -0.17% | — | |
| 37 | TJX | Tjx Companies Inc | Stock-Consumer Disc | 0.64% | -0.09% | +0.02% | |
| 38 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.63% | -0.01% | +2.27% | |
| 39 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.61% | +0.08% | +3.63% | |
| 40 | LIN | Linde plc | Stock-Materials | 0.59% | -0.01% | — | |
| 41 | AMLP | Alerian Mlp ETF | ETF-Other | 0.56% | -0.13% | +0.12% | |
| 42 | ORLY | O'reilly Automotive Inc | Stock-Consumer Disc | 0.54% | -0.04% | — | |
| 43 | WMB | Williams Cos Inc | Stock-Energy | 0.54% | -0.03% | — | |
| 44 | WFC | Wells Fargo & Co | Stock-Financials | 0.51% | -0.02% | — | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.51% | +0.02% | — | |
| 46 | EPD | Enterprise Products Partners | Stock-Energy | 0.51% | -0.06% | -11.06% | |
| 47 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 0.48% | -0.10% | -19.39% | |
| 48 | GE | General Electric | Stock-Industrials | 0.48% | +0.07% | — | |
| 49 | CSCO | Cisco Systems Inc | Stock-Tech | 0.46% | +0.20% | -29.44% | |
| 50 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.45% | +0.09% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWF | Ishares Russell 1000 Growth | +1.3% | +4.95% | Add |
| 2 | AAPL | Apple Inc | +0.7% | -0.53% | Add |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.5% | +115.05% | Add |
| 4 | ORCL | Oracle CORP | +0.5% | — | Add |
| 5 | MSFT | Microsoft CORP | +0.4% | — | Add |
| 6 | GOOG | Alphabet Inc-cl C | +0.4% | — | Add |
| 7 | IWD | Ishares Russell 1000 Value E | +0.3% | +13.51% | Add |
| 8 | NVDA | Nvidia CORP | +0.3% | +0.56% | Add |
| 9 | IWP | Ishares Russell Mid-cap Grow | +0.3% | +13.09% | Add |
| 10 | IWS | Ishares Russell Mid-cap Valu | +0.2% | +24.42% | Add |
| 11 | IWN | Ishares Russell 2000 Value E | +0.2% | +20.42% | Add |
| 12 | IWO | Ishares Russell 2000 Growth | +0.2% | +14.48% | Add |
| 13 | GOOGL | Alphabet Inc-cl A | +0.2% | — | Add |
| 14 | IEMG | Ishares Core Msci Emerging | +0.2% | +1.79% | Add |
| 15 | GLD | Spdr Gold Shares | +0.1% | +0.49% | Add |
| 16 | ADI | Analog Devices Inc | +0.1% | +50.15% | Add |
| 17 | GS | Goldman Sachs Group Inc | +0.1% | — | Add |
| 18 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +29.09% | Add |
| 19 | EFV | Ishares Msci Eafe Value ETF | +0.1% | +20.91% | Add |
| 20 | SOFI | Sofi Technologies Inc | +0.1% | — | Unchanged |
| 21 | JPM | Jpmorgan Chase & Co | +0.1% | — | Unchanged |
| 22 | GE | General Electric | +0.1% | — | Unchanged |
| 23 | GEV | GE Vernova Inc | +0.1% | — | Unchanged |
| 24 | JNJ | Johnson & Johnson | +0.1% | — | Add |
| 25 | RTX | Rtx CORP | +0.1% | — | Add |
| 26 | IWM | Ishares Russell 2000 ETF | +0.1% | +3.33% | Add |
| 27 | BA | Boeing Co/the | +0.1% | +13.18% | Add |
| 28 | SCZ | Ishares Msci Eafe Small-cap | +0.1% | +1.71% | Add |
| 29 | META | Meta Platforms Inc-class A | +0.1% | — | Add |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +15.09% | Add |
| 31 | ETN | Eaton Corporation plc | 0% | — | Trim |
| 32 | TEL | TE Connectivity plc | 0% | — | Trim |
| 33 | NFLX | Netflix Inc | 0% | — | Trim |
| 34 | C | Citigroup Inc | 0% | — | Trim |
| 35 | RKT | Rocket Cos Inc-class A | 0% | — | Unchanged |
| 36 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 37 | SRE | Sempra | 0% | — | Add |
| 38 | HUBB | Hubbell Inc | 0% | — | Unchanged |
| 39 | BAC | Bank Of America CORP | 0% | — | Add |
| 40 | SCHW | Schwab (charles) CORP | 0% | — | Add |
| 41 | HACK | Amplify Cybersecurity ETF | 0% | — | Unchanged |
| 42 | HD | Home Depot Inc | 0% | — | Add |
| 43 | ADM | Archer-daniels-midland Co | 0% | — | Unchanged |
| 44 | CFG | Citizens Financial Group | 0% | — | Unchanged |
| 45 | REGN | Regeneron Pharmaceuticals | 0% | +36.95% | Add |
| 46 | NSC | Norfolk Southern CORP | 0% | — | Unchanged |
| 47 | CSQ | Calamos Strat Ttl Rtrn Fnd | — | +0.00% | Trim |
| 48 | TJX | Tjx Companies Inc | — | +0.02% | Add |
| 49 | IJH | Ishares Core S&p Midcap ETF | — | +3.63% | Add |
| 50 | COF | Capital One Financial CORP | — | — | Unchanged |
According to official SEC Form 13F filings, Pointe Capital Management LLC reported a total U.S. public equity portfolio value of $223.5M across 154 disclosed positions in Q3 2025.
During Q3 2025, Pointe Capital Management LLC's top holdings by market value included IWF (8.6%)、VYM (6.8%)、VCSH (4.8%). The largest single position, IWF, represented 8.6% of total portfolio value.
In Q3 2025, Pointe Capital Management LLC made 107 total portfolio adjustments, initiating 6 new buys, adding to 63 positions, trimming 33 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.