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Platte River Capital LLC Historical SEC 13F Holdings & Archive (Q3 2015)
Platte River Capital LLCCIK: 0001387980
Diversified strategyContrarianHigh-turnover trader
Total reported value
$108.5M
Reporting period: 2015-09-30 · Number of holdings: 117
Platte River Capital LLC disclosed 117 holdings in its latest 13F filing for the period ending 2015-09-30, with total reported value of $108.5M and a quarterly turnover rate of 76.9%.
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Personality snowflake
- Concentration
- 6.89
- Portfolio Stability
- 76.88
- Momentum
- 0
- Sector conviction
- 53.13
- Diversification
- 100
- Sizing Uniformity
- 89.89
Platte River Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 117 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.01), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 53% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd MSFT
-23.6% -$1.4M
Trim 50540R409
-87.3% -$2.3M
Add LLY
-26.9% -$1.4M
Trim 52729N308
-63.5% -$2.7M
Trim BMY
-83.0% -$1.7M
Trim CSCO
-54.7% -$3.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.22% | +0.43% | -32.35% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 4.28% | +1.22% | -23.64% | |
| 3 | LLY | Eli Lilly & Co | Stock-Healthcare | 3.60% | +0.92% | -26.91% | |
| 4 | MRK | Merck & Co. Inc. | Stock-Healthcare | 3.29% | +0.50% | -25.77% | |
| 5 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.77% | — | -5.01% | |
| 6 | C | Citigroup Inc | Stock-Financials | 2.42% | +0.41% | -26.66% | |
| 7 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 2.41% | +0.16% | -38.53% | |
| 8 | CSCO | Cisco Systems Inc | Stock-Tech | 2.35% | -0.61% | -54.73% | |
| 9 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.20% | — | -7.47% | |
| 10 | SNY | Sanofi-adr | Stock-Healthcare | 2.14% | +0.26% | -35.00% | |
| 11 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.12% | — | -29.31% | |
| 12 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.89% | +0.46% | -15.07% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.87% | +1.87% | NEW | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.81% | — | -15.88% | |
| 15 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 1.79% | +0.28% | -32.22% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.62% | +1.62% | NEW | |
| 17 | T | At&t Inc | Stock-Comm Services | 1.57% | — | +0.67% | |
| 18 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 1.52% | — | -15.78% | |
| 19 | ABT | Abbott Laboratories | Stock-Healthcare | 1.52% | -0.02% | -34.21% | |
| 20 | PCG | P G & E CORP | Stock-Utilities | 1.38% | — | -32.47% | |
| 21 | WFC | Wells Fargo & Co | Stock-Financials | 1.36% | +0.17% | -32.01% | |
| 22 | DBDEUR | Diebold Nixdorf Inc | Stock-Other | 1.26% | +0.08% | -31.38% | |
| 23 | BP | Bp Plc-spons Adr | Stock-Energy | 1.26% | -0.14% | -35.47% | |
| 24 | GU9 | Guess? Inc | Stock-Other | 1.24% | — | -5.87% | |
| 25 | ZBRA | Zebra Technologies Corp-cl A | Stock-Tech | 1.24% | -0.23% | -33.44% | |
| 26 | PM | Philip Morris International | Stock-Consumer Staples | 1.13% | +1.13% | NEW | |
| 27 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.12% | +0.06% | -43.12% | |
| 28 | CITUSD | Cit Group Inc | Stock-Other | 1.12% | -0.16% | -44.73% | |
| 29 | BG | Bunge Global SA | Stock-Consumer Staples | 1.11% | — | -12.71% | |
| 30 | CCL1EUR | Carnival CORP LTD | Stock-Consumer Disc | 1.10% | — | -39.48% | |
| 31 | ✓ | Level 3 Communications Inc | Stock-Other | 1.08% | -0.86% | -63.51% | |
| 32 | ✓ | Stock-Other | 1.05% | — | -26.25% | ||
| 33 | TPR | Tapestry, Inc. | Stock-Consumer Disc | 1.05% | — | -8.41% | |
| 34 | ZTS | Zoetis Inc | Stock-Healthcare | 1.03% | -0.61% | -60.08% | |
| 35 | ✓ | Yahoo Inc | Stock-Other | 0.98% | +0.98% | NEW | |
| 36 | WMT | Walmart Inc | Stock-Consumer Staples | 0.97% | — | -4.41% | |
| 37 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.94% | — | -34.12% | |
| 38 | COP | Conocophillips | Stock-Energy | 0.91% | +0.91% | NEW | |
| 39 | PBI | Pitney Bowes Inc | Stock-Other | 0.90% | +0.90% | NEW | |
| 40 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.89% | -0.20% | -51.80% | |
| 41 | ETN | Eaton Corporation plc | Stock-Industrials | 0.80% | -0.30% | -47.67% | |
| 42 | EMR | Emerson Electric Co | Stock-Industrials | 0.80% | -0.07% | -37.42% | |
| 43 | ✓ | Stein Mart Inc | Stock-Other | 0.78% | +0.78% | NEW | |
| 44 | PDCOEUR | Patterson Cos Inc | Stock-Other | 0.76% | +0.76% | NEW | |
| 45 | FITB | Fifth Third Bancorp | Stock-Financials | 0.74% | — | -12.78% | |
| 46 | GLW | Corning Inc | Stock-Tech | 0.70% | -0.11% | -45.50% | |
| 47 | USA | Liberty Interactive CORP | Stock-Other | 0.69% | — | -46.13% | |
| 48 | ✓ | Stock-Other | 0.69% | -0.11% | -38.58% | ||
| 49 | RNR | RenaissanceRe Holdings Ltd. | Stock-Financials | 0.69% | — | -30.00% | |
| 50 | NBL2EUR | Noble Energy Inc | Stock-Other | 0.66% | — | +21.23% |
1–50 of 117
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Platte River Capital LLC's most significant position changes for 2015-09-30: Sold out: ; Sold out: Pfizer Inc (PFE); Sold out: Alphabet Inc. (GOOG); Sold out: Vulcan Materials Co (VMC); Sold out: Alibaba Group Holding-sp Adr (BABA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +1.2% | -23.64% | Trim |
| 2 | LLY | Eli Lilly & Co | +0.9% | -26.91% | Trim |
| 3 | MRK | Merck & Co. Inc. | +0.5% | -25.77% | Trim |
| 4 | OXY | Occidental Petroleum CORP | +0.5% | -15.07% | Trim |
| 5 | AAPL | Apple Inc | +0.4% | -32.35% | Trim |
| 6 | C | Citigroup Inc | +0.4% | -26.66% | Trim |
| 7 | TEVA | Teva Pharmaceutical-sp Adr | +0.3% | -32.22% | Trim |
| 8 | SNY | Sanofi-adr | +0.3% | -35.00% | Trim |
| 9 | WFC | Wells Fargo & Co | +0.2% | -32.01% | Trim |
| 10 | AEP | American Electric Power Company, Inc. | +0.2% | -38.53% | Trim |
| 11 | DBDEUR | Diebold Nixdorf Inc | +0.1% | -31.38% | Trim |
| 12 | PEP | Pepsico Inc | +0.1% | -43.12% | Trim |
| 13 | ABT | Abbott Laboratories | 0% | -34.21% | Trim |
| 14 | EMR | Emerson Electric Co | -0.1% | -37.42% | Trim |
| 15 | GLW | Corning Inc | -0.1% | -45.50% | Trim |
| 16 | ✓ | -0.1% | -38.58% | Trim | |
| 17 | BP | Bp Plc-spons Adr | -0.1% | -35.47% | Trim |
| 18 | CITUSD | Cit Group Inc | -0.2% | -44.73% | Trim |
| 19 | RDS-A | Shell Plc-spon Adr-a | -0.2% | -49.34% | Trim |
| 20 | BSX | Boston Scientific CORP | -0.2% | -51.80% | Trim |
| 21 | ZBRA | Zebra Technologies Corp-cl A | -0.2% | -33.44% | Trim |
| 22 | ETN | Eaton Corporation plc | -0.3% | -47.67% | Trim |
| 23 | INTC | Intel CORP | -0.4% | -71.25% | Trim |
| 24 | CIEN | Ciena CORP | -0.5% | -78.64% | Trim |
| 25 | CSCO | Cisco Systems Inc | -0.6% | -54.73% | Trim |
| 26 | ZTS | Zoetis Inc | -0.6% | -60.08% | Trim |
| 27 | BMY | Bristol-myers Squibb Co | -0.8% | -83.04% | Trim |
| 28 | ✓ | Level 3 Communications Inc | -0.9% | -63.51% | Trim |
| 29 | ✓ | Laboratory Corp. of America | -1.1% | -87.29% | Trim |
| 30 | ✓ | — | EXIT | Sold out | |
| 31 | PFE | Pfizer Inc | — | EXIT | Sold out |
| 32 | GOOG | Alphabet Inc. | — | EXIT | Sold out |
| 33 | VMC | Vulcan Materials Co | — | EXIT | Sold out |
| 34 | BABA | Alibaba Group Holding-sp Adr | — | EXIT | Sold out |
| 35 | GOOG | Alphabet Inc-cl C | — | NEW | New buy |
| 36 | YUM | Yum! Brands Inc | — | EXIT | Sold out |
| 37 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 38 | FCN | Fti Consulting Inc | — | EXIT | Sold out |
| 39 | PM | Philip Morris International | — | NEW | New buy |
| 40 | ✓ | Directv | — | EXIT | Sold out |
| 41 | ✓ | Yahoo Inc | — | NEW | New buy |
| 42 | HA7 | Enviri CORP | — | EXIT | Sold out |
| 43 | COP | Conocophillips | — | NEW | New buy |
| 44 | CSOD | Cornerstone Ondemand Inc | — | EXIT | Sold out |
| 45 | PBI | Pitney Bowes Inc | — | NEW | New buy |
| 46 | ZION | Zions Bancorp NA | — | EXIT | Sold out |
| 47 | ✓ | Nimble Storage, Inc. | — | EXIT | Sold out |
| 48 | ✓ | Stein Mart Inc | — | NEW | New buy |
| 49 | PDCOEUR | Patterson Cos Inc | — | NEW | New buy |
| 50 | EW | Edwards Lifesciences CORP | — | EXIT | Sold out |
Filing History
FAQ
What is Platte River Capital LLC and what type of investor is it?
Platte River Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-09-30), the firm manages a tracked equity portfolio valued at approximately $108.5M, spread across 117 disclosed positions.
What are Platte River Capital LLC's largest equity positions?
Based on the latest 13F filing, Platte River Capital LLC's top holdings by market value are:
1. Apple Inc (AAPL) — $5.7M (5.2%)
2. Microsoft CORP (MSFT) — $4.6M (4.3%)
3. Eli Lilly & Co (LLY) — $3.9M (3.6%)
4. Merck & Co. Inc. (MRK) — $3.6M (3.3%)
5. Johnson & Johnson (JNJ) — $3.0M (2.8%)
What changes did Platte River Capital LLC make in its most recent portfolio filing?
In the latest reported quarter, Platte River Capital LLC made 50 notable position adjustments: 8 new positions were initiated, 0 existing holdings were added to, 29 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: ; Sold out: Pfizer Inc (PFE); Sold out: Alphabet Inc. (GOOG); Sold out: Vulcan Materials Co (VMC); Sold out: Alibaba Group Holding-sp Adr (BABA)
What sectors does Platte River Capital LLC focus on?
Platte River Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 26.3%
• Information Technology: 24.3%
• Consumer Staples: 13.7%
• Financials: 10.7%
• Communication Services: 10.1%
• Consumer Discretionary: 6.1%
Investment Profile
Platte River Capital LLC's portfolio is broadly diversified and fast-trading.
It has added to its V position over the past two quarters (+$17.0K, now $279.0K), while trimming AAPL over the same stretch (-$5.7M, still holding $5.7M).
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Developer Access
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