CIK: 0001605401
Total reported value
$430.2M
Reporting period: 2026-03-31 · Number of holdings: 228
PKS Advisory Services, LLC disclosed 228 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $430.2M and a quarterly turnover rate of 13.2%.
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PKS Advisory Services, LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 228 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.43), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim SPYM
-4.3% -$2.6M
Trim IVV
-89.6% -$2.5M
Trim SCHD
-48.9% -$1.2M
Trim AAPL
-2.6% -$1.4M
Add JPM
+74.7% $1.0M
Add SLV
+292.8% $981.3K
Showing top 200 holdings (of 228 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 7.46% | +0.21% | +5.81% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 7.33% | -0.05% | +3.69% | |
| 3 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.25% | +0.21% | +0.20% | |
| 4 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 5.12% | +0.22% | -0.46% | |
| 5 | AAPL | Apple INC | Stock-Tech | 3.75% | -0.26% | -2.57% | |
| 6 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.17% | -0.05% | +4.26% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.65% | — | +1.21% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.47% | — | +4.08% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 1.35% | -0.11% | -4.48% | |
| 10 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.34% | — | +4.96% | |
| 11 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 1.25% | — | +4.95% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.22% | -0.36% | -89.61% | |
| 13 | FBND | Fidelity Total Bond ETF | ETF-Other | 1.19% | — | +5.09% | |
| 14 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.12% | — | +3.31% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.11% | -0.07% | -7.81% | |
| 16 | DVY | Ishares Select Dividend ETF | ETF-Other | 1.05% | +0.07% | -0.25% | |
| 17 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.04% | — | +5.21% | |
| 18 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 0.99% | — | -2.59% | |
| 19 | FEZ | State Street Spdr Euro Stoxx | ETF-Other | 0.98% | — | +2.05% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.97% | -0.10% | -5.22% | |
| 21 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 0.96% | +0.21% | +24.07% | |
| 22 | CGGR | Cap Group Growth Equity | ETF-Other | 0.91% | — | +14.23% | |
| 23 | MSFT | Microsoft CORP | Stock-Tech | 0.85% | -0.22% | -1.31% | |
| 24 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.82% | — | +0.41% | |
| 25 | RDVY | First Trust Rising Dividend | ETF-Other | 0.82% | — | +7.43% | |
| 26 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.79% | — | +8.64% | |
| 27 | GLD | Spdr Gold Shares | ETF-Commodities | 0.78% | +0.11% | +7.36% | |
| 28 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.77% | — | +947.03% | |
| 29 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.74% | +0.67% | NEW | |
| 30 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.73% | — | +8.05% | |
| 31 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.72% | +0.25% | +74.70% | |
| 32 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.71% | — | +0.75% | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 0.70% | +0.15% | -2.65% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.67% | — | +5.76% | |
| 35 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.67% | — | +8.35% | |
| 36 | XLK | Ss Technology Select Sector | ETF-Tech | 0.66% | -0.06% | -3.83% | |
| 37 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.60% | — | -1.07% | |
| 38 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.59% | +0.09% | +3.27% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.58% | — | +3.38% | |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.56% | — | +7.56% | |
| 41 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.56% | — | -0.35% | |
| 42 | DIVB | Ishares Core Dividend ETF | ETF-Other | 0.55% | +0.50% | NEW | |
| 43 | FESM | Fidelity Enhanced Small Cap | ETF-Small Cap | 0.55% | — | -3.05% | |
| 44 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.52% | — | +7.17% | |
| 45 | AIRR | First Trust Rba American Ind | ETF-Other | 0.52% | +0.08% | +5.85% | |
| 46 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 0.50% | — | +0.14% | |
| 47 | NUV | Nuveen Municipal Value | Stock-Other | 0.49% | +0.08% | +18.87% | |
| 48 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.49% | -0.07% | -8.43% | |
| 49 | FXU | First Trust Utilities Alphad | ETF-Other | 0.49% | +0.07% | +6.59% | |
| 50 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.46% | — | -1.97% |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+38.2%
Based on 78% of reported portfolio value with available pricing
PKS Advisory Services, LLC's most significant position changes for 2026-03-31: Sold out: Goldman Sachs Activebeta Int (GSIE); New buy: Fidelity Enhanced Intl ETF (FENI); New buy: Ishares Core Dividend ETF (DIVB); New buy: Vanguard Int High Dvd Yld In (VYMI); Sold out: Cvs Health CORP (CVS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | +0.3% | +74.70% | Add |
| 2 | SLV | Ishares Silver Trust | +0.2% | +292.75% | Add |
| 3 | IJR | Ishares Core S&p Small-cap E | +0.2% | -0.46% | Trim |
| 4 | DFLV | Dim US Large Cap Value ETF | +0.2% | +24.07% | Add |
| 5 | IJH | Ishares Core S&p Midcap ETF | +0.2% | +0.20% | Add |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +5.81% | Add |
| 7 | GDX | Vaneck Gold Miners ETF | +0.2% | +132.66% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.2% | -2.65% | Trim |
| 9 | GLD | Spdr Gold Shares | +0.1% | +7.36% | Add |
| 10 | GEV | GE Vernova INC | +0.1% | +4.22% | Add |
| 11 | FDL | First Trust Morn Dvd Lead In | +0.1% | +3.27% | Add |
| 12 | AIRR | First Trust Rba American Ind | +0.1% | +5.85% | Add |
| 13 | SHLD | Global X Defense Tech ETF | +0.1% | +24.20% | Add |
| 14 | NUV | Nuveen Municipal Value | +0.1% | +18.87% | Add |
| 15 | FXU | First Trust Utilities Alphad | +0.1% | +6.59% | Add |
| 16 | DVY | Ishares Select Dividend ETF | +0.1% | -0.25% | Trim |
| 17 | VZ | Verizon Communications INC | +0.1% | +8.13% | Add |
| 18 | QQQ | Invesco Qqq Trust Series 1 | -0.1% | +3.69% | Add |
| 19 | IVW | Ishares S&p 500 Growth ETF | -0.1% | +4.26% | Add |
| 20 | XLK | Ss Technology Select Sector | -0.1% | -3.83% | Trim |
| 21 | UCON | First Trust Smith Unconstrai | -0.1% | -19.41% | Trim |
| 22 | AGG | Ishares Core U.s. Aggregate | -0.1% | -7.81% | Trim |
| 23 | ONEQ | Fidelity Nasdaq Comp Indx | -0.1% | -8.43% | Trim |
| 24 | RSP | Invesco S&p 500 Equal Weight | -0.1% | -21.83% | Trim |
| 25 | GOOGL | Alphabet Inc-cl A | -0.1% | -5.22% | Trim |
| 26 | NOBL | Proshares S&p 500 Dividend A | -0.1% | -30.63% | Trim |
| 27 | BX | Blackstone INC | -0.1% | +0.64% | Add |
| 28 | NVDA | Nvidia CORP | -0.1% | -4.48% | Trim |
| 29 | AVGO | Broadcom INC | -0.2% | -34.70% | Trim |
| 30 | COWZ | Pacer US Cash Cows 100 ETF | -0.2% | -33.25% | Trim |
| 31 | MSFT | Microsoft CORP | -0.2% | -1.31% | Trim |
| 32 | AAPL | Apple INC | -0.3% | -2.57% | Trim |
| 33 | SCHD | Schwab US Dvd Equity ETF | -0.3% | -48.89% | Trim |
| 34 | IVV | Ishares Core S&p 500 ETF | -0.4% | -89.61% | Trim |
| 35 | SPYM | Ste Str Spdr Pt S&p 500 ETF | -0.6% | -4.31% | Trim |
| 36 | GSIE | Goldman Sachs Activebeta Int | — | EXIT | Sold out |
| 37 | FENI | Fidelity Enhanced Intl ETF | — | NEW | New buy |
| 38 | DIVB | Ishares Core Dividend ETF | — | NEW | New buy |
| 39 | VYMI | Vanguard Int High Dvd Yld In | — | NEW | New buy |
| 40 | CVS | Cvs Health CORP | — | EXIT | Sold out |
| 41 | HAWX | Ishares Cur Hdg Msci Acwi-x | — | EXIT | Sold out |
| 42 | LMT | Lockheed Martin CORP | — | EXIT | Sold out |
| 43 | IFRA | Ishares US Infrastructure | — | NEW | New buy |
| 44 | OVLH | Overlay Shrs Hdg Lrg Cap Eqy | — | EXIT | Sold out |
| 45 | BA | Boeing Co/the | — | EXIT | Sold out |
| 46 | LOW | Lowe's Cos INC | — | EXIT | Sold out |
| 47 | SOXX | Ishares Semiconductor ETF | — | EXIT | Sold out |
| 48 | PRF | Invesco Rafi US 1000 ETF | — | EXIT | Sold out |
| 49 | XSSPX | Nuveen S&p 500 Dynam Overwr | — | NEW | New buy |
| 50 | GOCT | Ft Vest US Equity Moderate B | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-13 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-02 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
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