PL
PhaseCapital LP Historical SEC 13F Holdings & Archive (Q3 2018)
PhaseCapital LPCIK: 0001619495
Momentum followerQuality / disciplined sizingConcentrated strategy
Total reported value
$45.2M
Reporting period: 2018-09-30 · Number of holdings: 27
PhaseCapital LP disclosed 27 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $45.2M and a quarterly turnover rate of 44.5%.
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Personality snowflake
- Concentration
- 68.99
- Portfolio Stability
- 44.52
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 30
- Sizing Uniformity
- 86.96
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd XLV
+1180.5% $6.1M
Trim XLE
-83.3% -$3.0M
Add XLK
+330.7% $2.7M
Trim SRLN
+7.4% $879.0K
Trim BKLN
+7.4% $918.0K
Add XLY
+81.9% $1.9M
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 15 holdings (of 27 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BKLN | Invesco Senior Loan ETF | ETF-Other | 25.50% | -3.90% | +7.39% | |
| 2 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 25.47% | -4.00% | +7.40% | |
| 3 | XLV | Ss Health Care Select Sector | ETF-Other | 14.51% | +13.26% | +1180.51% | |
| 4 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 8.77% | +3.13% | +81.87% | |
| 5 | GLD | Spdr Gold Shares | ETF-Commodities | 7.89% | -2.57% | -0.63% | |
| 6 | XLK | Ss Technology Select Sector | ETF-Tech | 7.49% | +5.48% | +330.67% | |
| 7 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 3.64% | +2.14% | +184.00% | |
| 8 | XLE | Ss Energy Select Sector | ETF-Other | 1.33% | -8.61% | -83.26% | |
| 9 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.98% | -0.29% | -4.71% | |
| 10 | XLI | Ss Industrial Select Sector | ETF-Other | 0.91% | -0.33% | -16.07% | |
| 11 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 0.87% | -0.30% | -11.07% | |
| 12 | XLF | Ss Financial Select Sector | ETF-Other | 0.86% | -0.32% | -11.33% | |
| 13 | XLB | Ss Materials Select Sector | ETF-Other | 0.86% | -0.38% | -12.51% | |
| 14 | ASHR | Xtrackers Harvest Csi 300 Ch | ETF-Other | 0.84% | -1.73% | -57.14% | |
| 15 | ✓ | Barclays Bk PLC | Stock-Other | 0.08% | -0.04% | — |
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q3 | 27 | $45.2M | 45 | ||
| 2018 Q2 | 32 | $36.1M | 100 | ||
| 2018 Q1 | 30 | $55.5M | 100 | ||
| 2017 Q4 | 25 | $47.5M | 100 | ||
| 2017 Q3 | 21 | $23.9M | 81 | ||
| 2017 Q2 | 23 | $42.2M | 77 | ||
| 2017 Q1 | 15 | $79.7M | 51 | ||
| 2016 Q4 | 22 | $81.3M | 64 | ||
| 2016 Q3 | 18 | $56.6M | 100 | ||
| 2016 Q2 | 12 | $23.2M | 100 | ||
| 2016 Q1 | 16 | $95.6M | 71 | ||
| 2015 Q4 | 18 | $173.9M | 69 | ||
| 2015 Q3 | 18 | $119.3M | 48 | ||
| 2015 Q2 | 24 | $185.7M | 47 | ||
| 2015 Q1 | 24 | $153.2M | 55 | ||
| 2014 Q4 | 7 | $110.6M | 0 |
Holding changes this quarter
PhaseCapital LP's most significant position changes for 2018-09-30: Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); Sold out: Ishares Msci Eafe ETF (EFA); Sold out: Ishares Msci Japan ETF (EWJ); Sold out: Ishares Msci Eafe Small-cap (SCZ); Add: Ss Health Care Select Sector (XLV) — shares +1180.51%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XLV | Ss Health Care Select Sector | +13.3% | +1180.51% | Add |
| 2 | XLK | Ss Technology Select Sector | +5.5% | +330.67% | Add |
| 3 | XLY | Ss Consumer Disc Select Sect | +3.1% | +81.87% | Add |
| 4 | DXJ | Wisdomtree Japan Hedged Eq | +2.1% | +184.00% | Add |
| 5 | ✓ | Barclays Bk PLC | 0% | — | Unchanged |
| 6 | XLU | St Sr Utl Sl Se Spdr Etf-usd | -0.3% | -4.71% | Trim |
| 7 | XLP | Ss Consumer Staples Sel Sect | -0.3% | -11.07% | Trim |
| 8 | XLF | Ss Financial Select Sector | -0.3% | -11.33% | Trim |
| 9 | XLI | Ss Industrial Select Sector | -0.3% | -16.07% | Trim |
| 10 | XLB | Ss Materials Select Sector | -0.4% | -12.51% | Trim |
| 11 | ASHR | Xtrackers Harvest Csi 300 Ch | -1.7% | -57.14% | Trim |
| 12 | GLD | Spdr Gold Shares | -2.6% | -0.63% | Trim |
| 13 | BKLN | Invesco Senior Loan ETF | -3.9% | +7.39% | Add |
| 14 | SRLN | Ss Blackstone Sr Loan ETF | -4% | +7.40% | Add |
| 15 | XLE | Ss Energy Select Sector | -8.6% | -83.26% | Trim |
| 16 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | EXIT | Sold out |
| 17 | EFA | Ishares Msci Eafe ETF | — | EXIT | Sold out |
| 18 | EWJ | Ishares Msci Japan ETF | — | EXIT | Sold out |
| 19 | SCZ | Ishares Msci Eafe Small-cap | — | EXIT | Sold out |
Filing History
FAQ
What is PhaseCapital LP and what type of investor is it?
PhaseCapital LP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $45.2M, spread across 27 disclosed positions.
What are PhaseCapital LP's largest equity positions?
Based on the latest 13F filing, PhaseCapital LP's top holdings by market value are:
1. Invesco Senior Loan ETF (BKLN) — $11.5M (25.5%)
2. Ss Blackstone Sr Loan ETF (SRLN) — $11.5M (25.5%)
3. Ss Health Care Select Sector (XLV) — $6.6M (14.5%)
4. Ss Consumer Disc Select Sect (XLY) — $4.0M (8.8%)
5. Spdr Gold Shares (GLD) — $3.6M (7.9%)
What changes did PhaseCapital LP make in its most recent portfolio filing?
In the latest reported quarter, PhaseCapital LP made 18 notable position adjustments: 0 new positions were initiated, 6 existing holdings were added to, 8 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: Ishr Ibx Usd Invgd Cb Etf-ui (LQD); Sold out: Ishares Msci Eafe ETF (EFA); Sold out: Ishares Msci Japan ETF (EWJ); Sold out: Ishares Msci Eafe Small-cap (SCZ); Add: Ss Health Care Select Sector (XLV) — shares +1180.51%
What sectors does PhaseCapital LP focus on?
Sector breakdown data is not yet available for PhaseCapital LP. Check back after the next 13F processing cycle.
Investment Profile
PhaseCapital LP's portfolio is concentrated and moderately active.
Its turnover score has fallen from 81 to 45 over the past 4 quarters — a shift toward longer holding periods.
It has added to its DXJ position over the past two quarters (+$1.6M, now $1.6M), while trimming XLF over the same stretch (-$5.1M, still holding $390.0K).
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Developer Access
Access PhaseCapital LP's institutional profile programmatically:
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