PM
Penn Mutual Life Insurance Co Historical SEC 13F Holdings & Archive (Q2 2018)
Penn Mutual Life Insurance CoCIK: 0000077132
ContrarianQuality / disciplined sizing
Total reported value
$125.2M
Reporting period: 2018-06-30 · Number of holdings: 26
Penn Mutual Life Insurance Co disclosed 26 holdings in its latest 13F filing for the period ending 2018-06-30, with total reported value of $125.2M and a quarterly turnover rate of 26.9%.
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Personality snowflake
- Concentration
- 32.02
- Portfolio Stability
- 26.85
- Momentum
- 0
- Sector conviction
- 0
- Diversification
- 52
- Sizing Uniformity
- 89.4
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim DSL
-74.6% -$3.5M
Trim RITM
-28.1% -$3.1M
Add AGNC
0.0% -$334.0K
Add SNAP
+211.9% $1.5M
Add NLYEUR
0.0% -$214.0K
Add CIM
0.0% $330.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGNC | Agnc Investment CORP | Stock-Real Estate | 15.03% | +1.27% | — | |
| 2 | NLYEUR | Annaly Capital Management In | Stock-Other | 12.54% | +1.11% | — | |
| 3 | SGOL | abrdn Physical Gold Shares ETF | ETF-Commodities | 9.61% | +0.13% | — | |
| 4 | EDD | Morgan Stanley Emrg Mrk Dom | Stock-Other | 8.27% | -0.41% | — | |
| 5 | ARCC | Ares Capital CORP | Stock-Financials | 8.19% | -0.34% | -16.71% | |
| 6 | RITM | Rithm Capital CORP | Stock-Real Estate | 8.01% | -1.41% | -28.11% | |
| 7 | WFC 7.5 PERP LBond | Wells Fargo & Company | Bond | 6.03% | +0.47% | — | |
| 8 | CIM | Chimera Investment Corporation | Stock-Other | 5.54% | +0.79% | — | |
| 9 | XEMDX | Western Asset Emrg Mrkt Dbt | Stock-Other | 4.25% | +0.06% | — | |
| 10 | CMO | Capstead Mortgage CORP | Stock-Other | 3.38% | +0.44% | — | |
| 11 | SNAP | Snap Inc - A | Stock-Comm Services | 1.92% | +1.24% | +211.86% | |
| 12 | TWOEUR | Two Harbors Investment CORP | Stock-Other | 1.89% | +1.89% | NEW | |
| 13 | GHY | Pgim Global High Yield Fund | Stock-Other | 1.80% | +1.80% | NEW | |
| 14 | CLNSEUR | Colony Capital Inc | Stock-Other | 1.76% | +1.76% | NEW | |
| 15 | ET | Energy Transfer LP | Stock-Energy | 1.75% | +0.41% | — | |
| 16 | KMI | Kinder Morgan, Inc. | Stock-Energy | 1.69% | +0.39% | — | |
| 17 | STWD | Starwood Property Trust Inc | Stock-Real Estate | 1.56% | +0.20% | — | |
| 18 | BCX | Blackrock Resources & Commod | Stock-Other | 1.56% | +0.22% | — | |
| 19 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 1.13% | +0.19% | — | |
| 20 | ECC | Eagle Point Credit Co | Stock-Other | 1.07% | — | -10.98% | |
| 21 | DSL | Doubleline Income Solutions | Stock-Other | 0.96% | -2.44% | -74.58% | |
| 22 | ANAB | Anaptysbio Inc | Stock-Other | 0.66% | +0.66% | NEW | |
| 23 | COLL | Collegium Pharmaceutical Inc | Stock-Other | 0.51% | +0.02% | — | |
| 24 | ARRUSD | Armour Residential Reit Inc | Stock-Other | 0.36% | +0.03% | — | |
| 25 | RA | Brookfield Real Assets Incom | Stock-Other | 0.31% | +0.04% | — | |
| 26 | ✓ | Wildhorse Resource Developme | Stock-Other | 0.21% | +0.21% | NEW |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q2 | 26 | $125.2M | 27 | ||
| 2018 Q1 | 27 | $139.2M | 40 | ||
| 2017 Q4 | 19 | $98.7M | 40 | ||
| 2017 Q3 | 22 | $146.6M | 51 | ||
| 2017 Q2 | 22 | $113.8M | 39 | ||
| 2017 Q1 | 21 | $109.2M | 47 | ||
| 2016 Q4 | 24 | $122.2M | 20 | ||
| 2016 Q3 | 26 | $136.9M | 30 | ||
| 2016 Q2 | 26 | $138.3M | 35 | ||
| 2016 Q1 | 20 | $118.4M | 21 | ||
| 2015 Q4 | 19 | $97.4M | 15 | ||
| 2015 Q3 | 20 | $111.7M | 9 | ||
| 2015 Q2 | 21 | $120.6M | 17 | ||
| 2015 Q1 | 19 | $120.7M | 39 | ||
| 2014 Q4 | 17 | $84.2M | 100 | ||
| 2014 Q3 | 4 | $9.4M | 8 | ||
| 2014 Q2 | 4 | $10.2M | 6 | ||
| 2014 Q1 | 4 | $9.7M | 10 | ||
| 2013 Q4 | 4 | $8.7M | 46 | ||
| 2013 Q3 | 5 | $14.0M | 37 | ||
| 2013 Q2 | 4 | $10.4M | 0 |
Holding changes this quarter
Penn Mutual Life Insurance Co's most significant position changes for 2018-06-30: Sold out: Pimco Dynamic Income Fund (PDI); Sold out: Prospect Capital CORP (PSEC); New buy: Two Harbors Investment CORP (TWOEUR); Sold out: Two Harbors Investment Corp. (TWO); Sold out: Prudential Financial, Inc. (PRU).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AGNC | Agnc Investment CORP | +1.3% | — | Unchanged |
| 2 | SNAP | Snap Inc - A | +1.2% | +211.86% | Add |
| 3 | NLYEUR | Annaly Capital Management In | +1.1% | — | Unchanged |
| 4 | CIM | Chimera Investment Corporation | +0.8% | — | Unchanged |
| 5 | WFC 7.5 PERP LBond | Wells Fargo & Company | +0.5% | — | Unchanged |
| 6 | CMO | Capstead Mortgage CORP | +0.4% | — | Unchanged |
| 7 | ET | Energy Transfer LP | +0.4% | — | Unchanged |
| 8 | KMI | Kinder Morgan, Inc. | +0.4% | — | Unchanged |
| 9 | BCX | Blackrock Resources & Commod | +0.2% | — | Unchanged |
| 10 | STWD | Starwood Property Trust Inc | +0.2% | — | Unchanged |
| 11 | PAA | Plains All Amer Pipeline LP | +0.2% | — | Unchanged |
| 12 | SGOL | abrdn Physical Gold Shares ETF | +0.1% | — | Unchanged |
| 13 | XEMDX | Western Asset Emrg Mrkt Dbt | +0.1% | — | Unchanged |
| 14 | RA | Brookfield Real Assets Incom | 0% | — | Unchanged |
| 15 | ARRUSD | Armour Residential Reit Inc | 0% | — | Unchanged |
| 16 | COLL | Collegium Pharmaceutical Inc | 0% | — | Unchanged |
| 17 | ECC | Eagle Point Credit Co | — | -10.98% | Trim |
| 18 | ARCC | Ares Capital CORP | -0.3% | -16.71% | Trim |
| 19 | EDD | Morgan Stanley Emrg Mrk Dom | -0.4% | — | Unchanged |
| 20 | RITM | Rithm Capital CORP | -1.4% | -28.11% | Trim |
| 21 | DSL | Doubleline Income Solutions | -2.4% | -74.58% | Trim |
| 22 | PDI | Pimco Dynamic Income Fund | — | EXIT | Sold out |
| 23 | PSEC | Prospect Capital CORP | — | EXIT | Sold out |
| 24 | TWOEUR | Two Harbors Investment CORP | — | NEW | New buy |
| 25 | TWO | Two Harbors Investment Corp. | — | EXIT | Sold out |
| 26 | PRU | Prudential Financial, Inc. | — | EXIT | Sold out |
| 27 | GHY | Pgim Global High Yield Fund | — | NEW | New buy |
| 28 | CLNSEUR | Colony Capital Inc | — | NEW | New buy |
| 29 | CBAN | Colony Bankcorp, Inc. | — | EXIT | Sold out |
| 30 | ANAB | Anaptysbio Inc | — | NEW | New buy |
| 31 | GPMT | Granite Point Mortgage Trust | — | EXIT | Sold out |
| 32 | ✓ | Wildhorse Resource Developme | — | NEW | New buy |
Filing History
FAQ
What is Penn Mutual Life Insurance Co and what type of investor is it?
Penn Mutual Life Insurance Co is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-06-30), the firm manages a tracked equity portfolio valued at approximately $125.2M, spread across 26 disclosed positions.
What are Penn Mutual Life Insurance Co's largest equity positions?
Based on the latest 13F filing, Penn Mutual Life Insurance Co's top holdings by market value are:
1. Agnc Investment CORP (AGNC) — $18.8M (15.0%)
2. Annaly Capital Management In (NLYEUR) — $15.7M (12.5%)
3. abrdn Physical Gold Shares ETF (SGOL) — $12.0M (9.6%)
4. Morgan Stanley Emrg Mrk Dom (EDD) — $10.4M (8.3%)
5. Ares Capital CORP (ARCC) — $10.2M (8.2%)
What changes did Penn Mutual Life Insurance Co make in its most recent portfolio filing?
In the latest reported quarter, Penn Mutual Life Insurance Co made 16 notable position adjustments: 5 new positions were initiated, 1 existing holdings were added to, 4 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Pimco Dynamic Income Fund (PDI); Sold out: Prospect Capital CORP (PSEC); New buy: Two Harbors Investment CORP (TWOEUR); Sold out: Two Harbors Investment Corp. (TWO); Sold out: Prudential Financial, Inc. (PRU)
What sectors does Penn Mutual Life Insurance Co focus on?
Penn Mutual Life Insurance Co is concentrated in the following sectors based on its current disclosed equity portfolio:
• Real Estate: 54.3%
• Financials: 31.4%
• Energy: 10.1%
• Communication Services: 4.2%
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Investment Profile
Penn Mutual Life Insurance Co's portfolio is broadly diversified and moderately active, with 54.3% of the portfolio concentrated in Real Estate.
It has trimmed its DSL position for two straight quarters, cutting it by $3.6M while still holding $1.2M.
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