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CIK: 0001706164
Total reported value
$780.1M
$780.1M
253 檔
26.4%
As reported in its official Q1 2026 Form 13F filing, PenderFund Capital Management Ltd.'s tracked investment portfolio stood at $780.1M with 253 total positions.
PenderFund Capital Management Ltd. executed strategic sector rebalancing during Q1 2026, establishing 67 new positions while fully exiting 60 holdings and trimming 17 positions.
Showing top 200 holdings (of 253 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGCN 0.375 01-15-27Bond | First Majestic Silver | Bond | 8.53% | -2.33% | -12.03% | |
| 2 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | Bond | 7.79% | +0.53% | +122.50% | |
| 3 | FLNC 2.25 06-15-30Bond | Fluence Energy Inc | Bond | 5.95% | +1.86% | +33.61% | |
| 4 | SO 4.5 06-15-27Bond | Southern Co | Bond | 5.29% | -1.04% | — | |
| 5 | NIO 4.625 10-15-30Bond | Nio Inc | Bond | 4.65% | -1.20% | +32.05% | |
| 6 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | Bond | 4.61% | -1.98% | — | |
| 7 | PPLT | Abrdn Physical Platinum Shrs | ETF-Commodities | 4.47% | -3.02% | -33.88% | |
| 8 | DUK 4.125 04-15-26Bond | Duke Energy CORP | Bond | 4.39% | -4.39% | EXIT | |
| 9 | NIO 3.875 10-15-29Bond | Nio Inc | Bond | 4.10% | -0.80% | -0.34% | |
| 10 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | Bond | 4.04% | -0.81% | +15.79% | |
| 11 | EVH 3.5 12-01-29Bond | Evolent Health Inc | Bond | 3.58% | +0.45% | +379.15% | |
| 12 | WOLF 2.5 06-15-31Bond | Wolfspeed Inc | Bond | 2.55% | +2.66% | +39.45% | |
| 13 | CORN | Teucrium Corn Fund | ETF-Other | 2.32% | -0.59% | — | |
| 14 | CDLX 4.25 04-01-29Bond | Cardlytics Inc | Bond | 2.12% | -0.13% | — | |
| 15 | TSAT | Telesat CORP | Stock-Other | 2.06% | -0.65% | -9.42% | |
| 16 | EQX | Equinox Gold CORP | Stock-Other | 1.84% | -1.84% | EXIT | |
| 17 | MTH 1.75 05-15-28Bond | Meritage Homes CORP | Bond | 1.83% | -0.23% | — | |
| 18 | SANG | Sangoma Technologies CORP | Stock-Other | 1.74% | +0.40% | -0.02% | |
| 19 | MDA | Mda Space LTD | Stock-Other | 1.73% | -0.76% | — | |
| 20 | PAR | Par Technology Corp/del | Stock-Other | 1.70% | +0.11% | +94.52% | |
| 21 | ESPR | Esperion Therapeutics Inc | Stock-Other | 1.67% | -0.10% | -11.38% | |
| 22 | OPK 3.75 01-15-29Bond | Opko Health Inc | Bond | 1.43% | +0.21% | — | |
| 23 | WIW | Western Asst Infl-lnk Opp | Stock-Other | 1.36% | -0.28% | +0.77% | |
| 24 | TXNM 5.75 06-01-54Bond | Txnm Energy Inc | Bond | 1.25% | -0.26% | — | |
| 25 | EVH 4.5 08-15-31Bond | Evolent Health Inc | Bond | 1.23% | +1.21% | +287.50% | |
| 26 | BABA 0.5 06-01-31Bond | Alibaba Group Holding | Bond | 1.09% | +2.70% | — | |
| 27 | SMCI 2.25 07-15-28Bond | Super Micro Computer Inc | Bond | 0.82% | -0.82% | EXIT | |
| 28 | PAR 1.5 10-15-27Bond | Par Technology CORP | Bond | 0.73% | +1.11% | — | |
| 29 | ✓ | Adeco Agro | Stock-Other | 0.59% | -0.28% | — | |
| 30 | BMM | Blue Moon Metals Inc | Stock-Other | 0.57% | +0.39% | — | |
| 31 | HSLV | Highlander Silver CORP | Stock-Other | 0.54% | -0.19% | — | |
| 32 | NXE | Nexgen Energy LTD | Stock-Other | 0.48% | -0.24% | +2.41% | |
| 33 | CLVT | Clarivate Plc | Stock-Other | 0.44% | -0.21% | +113.74% | |
| 34 | KKR | Kkr & Co Inc | Stock-Financials | 0.43% | -0.11% | +48.63% | |
| 35 | SOYB | Teucrium Soybean Fund | ETF-Other | 0.38% | -0.07% | — | |
| 36 | BUR | Burford Capital Limited | Stock-Other | 0.35% | -0.30% | — | |
| 37 | GNRC | Generac Holdings Inc | Stock-Industrials | 0.33% | -0.05% | — | |
| 38 | FLR | Fluor CORP | Stock-Industrials | 0.33% | -0.03% | — | |
| 39 | DECK | Deckers Outdoor CORP | Stock-Consumer Disc | 0.33% | -0.08% | +894.36% | |
| 40 | SARO | Standardaero Inc | Stock-Other | 0.33% | -0.02% | +0.68% | |
| 41 | CART | Maplebear Inc | Stock-Consumer Disc | 0.33% | +0.01% | +9314.29% | |
| 42 | DLTR | Dollar Tree Inc | Stock-Consumer Staples | 0.32% | -0.03% | — | |
| 43 | EDD | Morgan Stanley Emrg Mrk Dom | Stock-Other | 0.32% | +0.06% | — | |
| 44 | ADUS | Addus Homecare CORP | Stock-Other | 0.27% | -0.03% | +0.41% | |
| 45 | ISOU | Isoenergy LTD | Stock-Other | 0.24% | -0.06% | +30.11% | |
| 46 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.24% | -0.08% | — | |
| 47 | BN | Brookfield CORP | Stock-Financials | 0.23% | -0.07% | -22.77% | |
| 48 | STNE | StoneCo Ltd. | Stock-Other | 0.22% | — | — | |
| 49 | BAH | Booz Allen Hamilton Holdings | Stock-Industrials | 0.22% | -0.08% | +4934.29% | |
| 50 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.20% | -0.02% | -48.52% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NOG 3.625 04-15-29Bond | Northern Oil & Gas Inc | +4.7% | +122.50% | Add |
| 2 | EVH 3.5 12-01-29Bond | Evolent Health Inc | +2.6% | +379.15% | Add |
| 3 | NIO 4.625 10-15-30Bond | Nio Inc | +1.5% | +32.05% | Add |
| 4 | EVH 4.5 08-15-31Bond | Evolent Health Inc | +0.8% | +287.50% | Add |
| 5 | PPL 2.875 03-15-28Bond | Ppl Capital Funding Inc | +0.7% | +15.79% | Add |
| 6 | WOLF 2.5 06-15-31Bond | Wolfspeed Inc | +0.7% | +39.45% | Add |
| 7 | FLNC 2.25 06-15-30Bond | Fluence Energy Inc | +0.6% | +33.61% | Add |
| 8 | CART | Maplebear Inc | +0.3% | +9314.29% | Add |
| 9 | NIO 3.875 10-15-29Bond | Nio Inc | +0.3% | -0.34% | Trim |
| 10 | DECK | Deckers Outdoor CORP | +0.3% | +894.36% | Add |
| 11 | ✓ | Adeco Agro | +0.3% | — | Unchanged |
| 12 | SO 4.5 06-15-27Bond | Southern Co | +0.2% | — | Unchanged |
| 13 | BAH | Booz Allen Hamilton Holdings | +0.2% | +4934.29% | Add |
| 14 | CLVT | Clarivate Plc | +0.2% | +113.74% | Add |
| 15 | EQXCN 4.75 10-15-28Bond | Equinox Gold CORP | +0.1% | — | Unchanged |
| 16 | NXE | Nexgen Energy LTD | +0.1% | +2.41% | Add |
| 17 | ISOU | Isoenergy LTD | +0.1% | +30.11% | Add |
| 18 | AM6 | Amicus Therapeutics Inc | +0.1% | +245.38% | Add |
| 19 | CVE | Cenovus Energy Inc | +0.1% | — | Unchanged |
| 20 | FLR | Fluor CORP | +0.1% | — | Unchanged |
| 21 | GDOT | Green Dot Corp-class A | 0% | +146.67% | Add |
| 22 | WRN | Western Copper And Gold CORP | 0% | +171.74% | Add |
| 23 | JHG | Janus Henderson Group plc | 0% | +148.57% | Add |
| 24 | HO1 | Hologic Inc | 0% | +81.82% | Add |
| 25 | GTLS | Chart Industries Inc | 0% | +72.22% | Add |
| 26 | ✓ | 0% | +99.06% | Add | |
| 27 | BELFA | Bel Fuse Inc-cl A | 0% | +68.75% | Add |
| 28 | FOA | Fonar CORP | 0% | +113.58% | Add |
| 29 | ONTF | On24 Inc | 0% | +98.41% | Add |
| 30 | KKR | Kkr & Co Inc | 0% | +48.63% | Add |
| 31 | BEP | Brookfield Renewable Partners L.P. | 0% | — | Unchanged |
| 32 | GDEN | Golden Entertainment Inc | 0% | +74.76% | Add |
| 33 | CWAN | Clearwater Analytics Holdings, Inc. | 0% | +80.28% | Add |
| 34 | 628 | Semrush Holdings Inc-a | 0% | +59.95% | Add |
| 35 | WBD | Warner Bros Discovery Inc | 0% | +32.74% | Add |
| 36 | XENE | Xenon Pharmaceuticals Inc | 0% | — | Unchanged |
| 37 | BLFY | Blue Foundry Bancorp | 0% | +19.43% | Add |
| 38 | AL | Air Lease CORP | 0% | +11.80% | Add |
| 39 | ✓ | Csg Systems International In | 0% | +14.29% | Add |
| 40 | PRA | Proassurance CORP | — | +20.11% | Add |
| 41 | TLN | Talen Energy CORP | 0% | — | Unchanged |
| 42 | AMCX 4.25 02-15-29 *Bond | Amc Global Media Inc | 0% | — | Unchanged |
| 43 | STNE | StoneCo Ltd. | 0% | — | Unchanged |
| 44 | WIW | Western Asst Infl-lnk Opp | 0% | +0.77% | Add |
| 45 | MRVI | Maravai Lifesciences Hldgs-a | 0% | -7.03% | Trim |
| 46 | USAS | Americas Gold And Silver Cor | 0% | -50.00% | Trim |
| 47 | MKL | Markel Group Inc | 0% | — | Unchanged |
| 48 | EVR | Evercore Inc - A | 0% | +1.31% | Add |
| 49 | LNSR | Lensar Inc | 0% | +35.70% | Add |
| 50 | SARO | Standardaero Inc | 0% | +0.68% | Add |
According to official SEC Form 13F filings, PenderFund Capital Management Ltd. reported a total U.S. public equity portfolio value of $780.1M across 253 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including AGCN 0.375 01-15-27, NOG 3.625 04-15-29, FLNC 2.25 06-15-30) accounted for 26.4% of total reported equity market value during Q1 2026.
Top New Position Initiated
CORN
市值: $14.8M
Top Position Liquidated / Trimmed
SSRMCN 2.5 04-01-39
前期市值: $25.9M
During Q1 2026, PenderFund Capital Management Ltd.'s top holdings by market value included AGCN 0.375 01-15-27 (8.5%)、NOG 3.625 04-15-29 (7.8%)、FLNC 2.25 06-15-30 (6.0%). The largest single position, AGCN 0.375 01-15-27, represented 8.5% of total portfolio value.
In Q1 2026, PenderFund Capital Management Ltd. made 182 total portfolio adjustments, initiating 67 new buys, adding to 38 positions, trimming 17 holdings, and fully liquidating 60 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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